13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 401 holding rows worth $12,551,297,000.
- Accession
- 0001567619-20-009932
- Filer
- CIK 1163653
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 465 entries on the cover page, a total value of $12,551,297,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,551,297,000 with VALUE read as thousands by filing date, 13F file number 028-10594. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 23,147,200 | $4,423,171,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 8,281,904 | $1,582,580,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 410,400 | $802,125,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 3,016,267 | $534,128,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 8,750,000 | $503,125,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 16,123,208 | $322,614,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,432,800 | $273,792,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 919,800 | $155,165,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 77,500 | $151,473,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 74,305 | $145,228,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 10,295,375 | $129,284,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 18,335,649 | $124,041,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 6,827,778 | $123,688,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 6,000,000 | $120,056,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 1,899,100 | $116,150,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 2,447,700 | $114,091,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 850,000 | $112,755,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 5,946,337 | $100,486,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 3,990,000 | $81,214,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,540,000 | $79,486,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 66,000 | $76,520,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 4,865,764 | $71,285,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 256,577 | $65,567,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 352,600 | $64,319,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 346,900 | $61,430,000 | thousands by filing date | put |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,022,101 | $57,019,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 327,551 | $55,256,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 3,504,245 | $54,344,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 3,840,161 | $53,435,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 200,000 | $51,109,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 1,722,600 | $50,464,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 403,565 | $49,117,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 322,345 | $42,760,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 404,600 | $41,051,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 222,800 | $37,585,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 945,000 | $37,394,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 903,638 | $35,758,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 796,987 | $35,715,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 495,000 | $35,421,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 3,951,614 | $32,997,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 763,524 | $31,129,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 614,800 | $30,989,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 194,800 | $30,398,000 | thousands by filing date | put |
| EVERBRIDGE INC | 29978A104 | COM | 264,426 | $28,179,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 61,586 | $26,847,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 751,775 | $25,655,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 17,200 | $25,361,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 1,105,903 | $24,832,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 536,529 | $23,615,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 231,366 | $23,395,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 15,400 | $22,707,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 320,000 | $21,454,000 | thousands by filing date | call |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 176,273 | $21,429,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 698,379 | $21,416,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 1,449,800 | $20,869,000 | thousands by filing date | call |
| LINDE PLC | G5494J103 | SHS | 116,751 | $20,197,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 336,704 | $18,954,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 220,000 | $18,567,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 999,075 | $18,357,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 1,000,000 | $18,115,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 501,114 | $17,890,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 350,000 | $17,455,000 | thousands by filing date | put |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 300,000 | $17,379,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 15,000 | $17,234,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 199,540 | $17,072,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 503,261 | $16,531,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 416,500 | $16,482,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 1,130,536 | $16,363,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 36,700 | $15,998,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 441,200 | $15,751,000 | thousands by filing date | put |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 522,891 | $14,995,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,147,116 | $14,952,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 144,993 | $14,630,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 12,500 | $14,492,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 89,778 | $14,010,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 298,976 | $13,889,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 384,800 | $13,737,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 475,300 | $13,560,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 133,400 | $13,535,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 236,033 | $13,521,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 161,000 | $13,345,000 | thousands by filing date | call |
| ATLASSIAN CORP | G06242104 | CL A | 96,000 | $13,210,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 280,000 | $13,051,000 | thousands by filing date | put |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 959,008 | $12,519,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,396,900 | $12,402,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 250,000 | $12,395,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 3,710,000 | $12,330,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 219,600 | $11,968,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 66,672 | $11,696,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 170,000 | $11,254,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 420,672 | $10,261,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 83,700 | $10,147,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 197,776 | $9,968,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 220,400 | $9,701,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,836,100 | $9,400,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 54,000 | $9,347,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 8,040 | $9,237,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 29,000 | $9,225,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 52,100 | $9,140,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 398,900 | $9,085,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 48,131 | $9,079,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,647,742 | $8,631,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 129,800 | $8,593,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 250,000 | $8,578,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,671,675 | $8,559,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 375,900 | $8,376,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 100,000 | $8,272,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 57,681 | $8,272,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 358,200 | $8,157,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 359,600 | $8,074,000 | thousands by filing date | call |
| CERENCE INC COM | 156727109 | Stock | 502,943 | $8,042,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 5,311 | $7,831,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,416,769 | $7,737,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 43,600 | $7,649,000 | thousands by filing date | call |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 150,000 | $7,481,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 601,200 | $7,333,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 590,386 | $7,291,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 45,304 | $7,281,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 80,957 | $7,267,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 225,000 | $7,082,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 203,024 | $6,927,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 575,000 | $6,837,000 | thousands by filing date | call |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 200,000 | $6,824,000 | thousands by filing date | put |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 54,500 | $6,633,000 | thousands by filing date | call |
| Cigna Corporation | 125523100 | COM | 36,218 | $6,414,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 207,541 | $6,334,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 45,881 | $6,203,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 422,786 | $6,086,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 134,682 | $5,822,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 655,330 | $5,818,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 375,300 | $5,402,000 | thousands by filing date | put |
| CHEMED CORP NEW | 16359R103 | COM | 12,100 | $5,207,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 54,988 | $4,909,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 15,000 | $4,771,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 81,266 | $4,583,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 150,000 | $4,505,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 48,783 | $4,467,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 219,199 | $4,403,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 76,662 | $4,378,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 325,288 | $4,331,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 140,000 | $4,205,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 22,824 | $4,163,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 154,000 | $4,130,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 74,076 | $4,037,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 115,894 | $3,976,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 78,200 | $3,942,000 | thousands by filing date | call |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 117,805 | $3,933,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 63,402 | $3,877,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 165,000 | $3,842,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 270,000 | $3,835,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 43,989 | $3,713,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 160,322 | $3,683,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 26,180 | $3,657,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 643,000 | $3,511,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 64,800 | $3,488,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 522,300 | $3,476,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 149,897 | $3,413,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 23,078 | $3,327,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 17,700 | $3,298,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 90,000 | $3,293,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 92,500 | $3,276,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 100,000 | $3,237,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 75,201 | $3,230,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 79,800 | $3,177,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 19,200 | $2,996,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 200,000 | $2,895,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 89,160 | $2,886,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 119,000 | $2,861,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 70,000 | $2,805,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 35,700 | $2,719,000 | thousands by filing date | put |
| Elevance Health, Inc. | 036752103 | COM | 11,715 | $2,659,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 86,766 | $2,623,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 63,154 | $2,592,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 25,600 | $2,582,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 178,000 | $2,576,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 74,423 | $2,492,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 175,105 | $2,449,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 29,409 | $2,428,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 299,392 | $2,362,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 106,800 | $2,333,000 | thousands by filing date | put |
| STONECO LTD | G85158106 | COM CL A | 106,328 | $2,323,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 78,261 | $2,319,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 30,000 | $2,285,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 35,288 | $2,279,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 186,900 | $2,256,000 | thousands by filing date | put |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 88,200 | $2,244,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 75,000 | $2,234,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 63,700 | $2,127,000 | thousands by filing date | call |
| AGNC INVT CORP COM | 00123Q104 | REIT | 201,000 | $2,126,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 66,932 | $2,061,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 6,457 | $2,025,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 38,289 | $1,898,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 61,000 | $1,880,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 153,900 | $1,877,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 37,700 | $1,869,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 420,000 | $1,827,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 24,672 | $1,814,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 225,000 | $1,807,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,000,000 | $1,795,000 | thousands by filing date | call |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 473,102 | $1,774,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 10,000 | $1,771,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 78,885 | $1,763,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 302,881 | $1,763,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 44,182 | $1,756,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 35,400 | $1,732,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 50,000 | $1,664,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 57,000 | $1,637,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 35,800 | $1,627,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 56,000 | $1,617,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 68,000 | $1,606,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 12,474 | $1,581,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 26,364 | $1,566,000 | thousands by filing date | put |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 23,000 | $1,562,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 50,929 | $1,530,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 32,901 | $1,512,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 33,600 | $1,506,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 5,179 | $1,481,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 80,700 | $1,462,000 | thousands by filing date | call |
| DOW HLDGS INC COM | 260557103 | Stock | 50,000 | $1,461,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 488,926 | $1,457,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,522,483 | $1,445,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 38,837 | $1,421,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 42,900 | $1,380,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 19,936 | $1,342,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 17,286 | $1,316,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 285,905 | $1,292,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 39,795 | $1,268,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 23,000 | $1,251,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 30,100 | $1,227,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 36,224 | $1,165,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 150,000 | $1,134,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 44,100 | $1,122,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 167,500 | $1,115,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 19,800 | $1,090,000 | thousands by filing date | call |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 62,500 | $1,080,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 8,786 | $1,065,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 160,000 | $1,065,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 27,967 | $1,063,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 9,349 | $1,043,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 22,018 | $1,026,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 100,000 | $1,010,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 138,128 | $987,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 51,200 | $885,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 7,200 | $873,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 21,752 | $866,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 29,700 | $847,000 | thousands by filing date | call |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 12,510,139 | $846,000 | thousands by filing date | principal |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 50,000 | $840,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 116,809 | $838,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 20,000 | $831,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 56,500 | $791,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 11,100 | $789,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 11,647 | $777,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 55,100 | $767,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 58,000 | $756,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 49,900 | $743,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 10,000 | $742,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 109,500 | $741,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 50,000 | $720,000 | thousands by filing date | put |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 41,204 | $712,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 46,000 | $697,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 381,800 | $685,000 | thousands by filing date | put |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 22,800 | $682,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 7,000 | $667,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 107,454 | $663,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 19,781 | $658,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,200 | $654,000 | thousands by filing date | call |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 11,100 | $643,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 56,041 | $605,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 19,000 | $601,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 41,500 | $589,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q808 | COM | 17,000 | $589,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 59,000 | $585,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 27,000 | $583,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 139,081 | $579,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 51,000 | $573,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 25,910 | $559,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 7,559 | $554,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 9,500 | $554,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 21,000 | $546,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 35,642 | $531,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 9,000 | $523,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 33,025 | $521,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 5,626 | $521,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 4,768 | $510,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 35,000 | $504,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 50,000 | $469,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 36,900 | $441,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 18,000 | $436,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 25,000 | $428,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 74,600 | $407,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351X101 | COM | 49,541 | $403,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 100,000 | $393,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,247 | $391,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,318 | $390,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 11,000 | $374,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 34,947 | $369,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 18,000 | $345,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,650 | $335,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 246,663 | $334,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 20,221 | $317,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 100,000 | $316,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 2,200 | $311,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 10,000 | $305,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 352,414 | $297,000 | thousands by filing date | principal |
| COSTAR GROUP INC COM | 22160N109 | Stock | 500 | $294,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 67,000 | $289,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 4,700 | $288,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,100 | $278,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 2,000 | $277,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,311 | $274,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 226 | $262,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,500 | $255,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,000 | $253,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 9,000 | $250,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 23,000 | $248,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 11,000 | $242,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 68,054 | $241,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 10,000 | $233,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 40,600 | $232,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,000 | $230,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 30,000 | $215,000 | thousands by filing date | call |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 7,700 | $214,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 9,352 | $209,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 334,623 | $194,000 | thousands by filing date | principal |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,226 | $192,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 10,000 | $192,000 | thousands by filing date | call |
| BEST INC | 08653C106 | SPONSORED ADS | 35,000 | $187,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,908 | $173,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 10,000 | $171,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 18,000 | $169,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 15,000 | $168,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 3,109 | $167,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,700 | $166,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 341,155 | $162,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 105,000 | $161,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 20,000 | $158,000 | thousands by filing date | call |
| CAMTEK LTD ORD | M20791105 | Stock | 18,000 | $151,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 163,508 | $150,000 | thousands by filing date | principal |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 5,675 | $144,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 8,688 | $143,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 21,000 | $141,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 799 | $138,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 588,918 | $137,000 | thousands by filing date | principal |
| FLUOR CORP | 343412102 | COM | 19,700 | $135,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 12,900 | $134,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 16,000 | $129,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 8,450 | $129,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 16,000 | $120,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 3,759 | $119,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 26,712 | $116,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 13,000 | $108,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 12,000 | $105,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 241,115 | $101,000 | thousands by filing date | principal |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 10,000 | $100,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 25,000 | $79,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 5,613 | $68,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 50,914 | $65,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 275,491 | $65,000 | thousands by filing date | principal |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 171,945 | $61,000 | thousands by filing date | principal |
| ATI INC COM | 01741R102 | Stock | 6,913 | $59,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 10,000 | $59,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 13,544 | $53,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 225,000 | $51,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 205,009 | $49,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 186,590 | $44,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 236,391 | $43,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 75,459 | $41,000 | thousands by filing date | principal |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 3,231 | $38,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 27,639 | $33,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P101 | COM | 20,000 | $31,000 | thousands by filing date | put |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 366,643 | $31,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 40,470 | $31,000 | thousands by filing date | principal |
| CHEMOURS CO COM | 163851108 | Stock | 3,300 | $29,000 | thousands by filing date | call |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 99,000 | $28,000 | thousands by filing date | |
| COWEN GROUP INC | 223622AE1 | BOND | 230,676 | $22,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 81,396 | $21,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 72,492 | $19,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 77,769 | $18,000 | thousands by filing date | principal |
| FOX CORP CL A COM | 35137L105 | Stock | 728 | $17,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 115,287 | $16,000 | thousands by filing date | principal |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 1,390 | $13,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 20,265 | $11,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 477,313 | $8,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 9,895 | $6,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 129,038 | $5,000 | thousands by filing date | principal |
| CONMED CORP | 207410AF8 | BOND | 7,015 | $4,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 207,927 | $4,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 57,434 | $4,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 19,713 | $4,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 47,256 | $3,000 | thousands by filing date | principal |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 7 | $1,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 21,196 | $1,000 | thousands by filing date | principal |
| CONAGRA FOODS INC | 205887102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 446,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 10,486 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 108,254 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 23,496 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FORTIVE CORP | 34959J207 | PREFERRED | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-009932 | this filing | 2020-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-20-010229 | base | 2020-05-15 | acceptance time not in the bulk data set |