13F-HR filed by ADVENT CAPITAL MANAGEMENT /DE/
ADVENT CAPITAL MANAGEMENT /DE/ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 215 holding rows worth $5,161,960,000.
- Accession
- 0001567619-20-003818
- Filer
- CIK 1097278
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 215 entries on the cover page, a total value of $5,161,960,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,161,960,000 with VALUE read as thousands by filing date, 13F file number 028-05049. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerRussell Investments Group, Ltd.028-17598
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 153,622,000 | $170,080,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 116,562 | $169,933,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 113,370 | $164,417,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 157,999,000 | $155,196,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 129,956,000 | $126,048,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 70,236,000 | $97,728,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 76,821,000 | $88,949,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 82,941,000 | $88,038,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 80,331,000 | $80,433,000 | thousands by filing date | principal |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 68,475 | $80,069,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 68,436,000 | $77,587,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 74,699,000 | $72,125,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 69,684,000 | $72,092,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 66,461,000 | $71,329,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 49,139,000 | $70,088,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 57,589,000 | $69,483,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 62,033,000 | $68,885,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 65,675,000 | $66,166,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 110,444,000 | $63,993,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 57,237,000 | $63,774,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 62,774,000 | $63,047,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 61,641,000 | $62,167,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 14,498,000 | $61,051,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 54,564,000 | $58,400,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 538,236 | $57,519,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 54,754,000 | $56,801,000 | thousands by filing date | principal |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 1,003,266 | $54,015,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 1,044,350 | $53,429,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 60,954,000 | $52,832,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 52,308,000 | $52,475,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 38,848,000 | $52,344,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 43,478,000 | $49,470,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 5,424,000 | $49,441,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 922,327 | $47,368,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 44,267,000 | $47,326,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 42,536,000 | $47,117,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 47,189,000 | $45,968,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 40,759,000 | $45,558,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 49,922,000 | $45,350,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 44,625,000 | $45,282,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 42,938,000 | $45,202,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 45,450,000 | $43,502,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 798,455 | $43,119,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 37,540,000 | $42,842,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 387,578 | $42,287,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 45,723,000 | $41,830,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 37,992,000 | $41,426,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 39,876,000 | $41,322,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 37,781,000 | $41,037,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 38,382,000 | $40,838,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 25,679,000 | $40,087,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 41,102,000 | $39,927,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 37,113,000 | $38,513,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 48,441,000 | $38,155,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 38,447,000 | $37,141,000 | thousands by filing date | principal |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 30,640 | $36,264,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 35,565,000 | $35,953,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 26,949,000 | $35,953,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 27,812,000 | $35,573,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 36,221,000 | $35,120,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 320,427 | $34,860,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 34,516,000 | $33,548,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 32,794,000 | $32,690,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 14,619,000 | $32,126,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 28,427,000 | $29,737,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 28,604,000 | $29,069,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 442,053 | $28,977,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 28,083,000 | $28,911,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 29,513,000 | $28,712,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 28,909,000 | $28,609,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 26,165,000 | $27,692,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 25,879,000 | $27,021,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959J207 | PREFERRED | 27,064 | $26,375,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 18,738,000 | $25,879,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 22,224,000 | $24,891,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 21,215,000 | $23,864,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 479,253 | $23,004,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 17,723,000 | $22,853,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 15,303,000 | $22,831,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 22,140,000 | $22,808,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 22,259,000 | $22,807,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 22,816,000 | $22,239,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 20,912,000 | $22,225,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 20,786,000 | $20,651,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 20,113,000 | $20,648,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 20,306,000 | $19,953,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 23,006,000 | $19,929,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 17,815,000 | $19,034,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 19,800,000 | $18,617,000 | thousands by filing date | principal |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 19,468,000 | $18,527,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 14,416 | $18,484,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 16,550,000 | $18,406,000 | thousands by filing date | principal |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 167,987 | $17,618,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 18,164,000 | $17,466,000 | thousands by filing date | principal |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 16,061,000 | $17,100,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 11,528,000 | $17,061,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AD1 | BOND | 20,115,000 | $16,790,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 16,435,000 | $16,351,000 | thousands by filing date | principal |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 10,523,000 | $15,870,000 | thousands by filing date | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 309,439 | $15,655,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 14,636,000 | $15,629,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AC4 | BOND | 14,538,000 | $15,287,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 114,924 | $14,758,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 11,300,000 | $14,221,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 12,550,000 | $13,778,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 13,324,000 | $13,708,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 10,244,000 | $13,032,000 | thousands by filing date | principal |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 8,846,000 | $11,766,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 14,499,000 | $11,298,000 | thousands by filing date | principal |
| QIAGEN NV | AV5355400 | CONV | 10,800,000 | $11,066,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 9,000,000 | $10,908,000 | thousands by filing date | principal |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 170,727 | $10,773,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 8,998,000 | $10,771,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 5,429,000 | $10,564,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 10,000,000 | $9,868,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 6,900,000 | $9,769,000 | thousands by filing date | principal |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 9,850,000 | $9,312,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 6,662,000 | $9,133,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 5,210,000 | $9,064,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 4,243,000 | $8,968,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 6,300,000 | $8,939,000 | thousands by filing date | principal |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 6,262,000 | $8,851,000 | thousands by filing date | principal |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 4,351,000 | $8,736,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 4,997,000 | $8,435,000 | thousands by filing date | principal |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 170,000 | $7,669,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 115,000 | $7,299,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 5,782,000 | $7,204,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 5,867,000 | $7,037,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 5,725,000 | $7,031,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 4,537,000 | $6,957,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 5,968,000 | $5,965,000 | thousands by filing date | principal |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 3,829,000 | $5,864,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100,000 | $5,848,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 48,322 | $5,768,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 36,223 | $5,697,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 4,310,000 | $5,606,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 112,696 | $5,497,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 5,390,000 | $5,381,000 | thousands by filing date | principal |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 89,640 | $5,375,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 4,758,000 | $5,198,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 4,713,000 | $5,123,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 70,000 | $4,677,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 90,000 | $4,575,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 6,472,000 | $4,454,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 3,048,000 | $4,453,000 | thousands by filing date | principal |
| United Parcel Service,Inc. Class B | 911312106 | COM | 35,000 | $4,097,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 4,018,000 | $4,021,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 2,906,000 | $3,923,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 100,000 | $3,908,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 3,000,000 | $3,685,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 30,000 | $3,615,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 27,734 | $3,561,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 601,000 | $3,528,000 | thousands by filing date | principal |
| LEAR CORP COM NEW | 521865204 | Stock | 25,000 | $3,430,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 3,219,000 | $3,348,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 2,680,000 | $3,318,000 | thousands by filing date | principal |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 2,500,000 | $3,317,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 40,000 | $3,196,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 2,303,000 | $2,933,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 2,338,000 | $2,807,000 | thousands by filing date | principal |
| HASBRO INC COM | 418056107 | Stock | 25,000 | $2,640,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 153,048 | $2,380,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 25,000 | $2,368,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 2,076,000 | $2,039,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 1,927,000 | $2,001,000 | thousands by filing date | principal |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 1,098,000 | $1,813,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599105 | COM | 33,500 | $1,381,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 20,000 | $1,076,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 15,000 | $1,076,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 30,000 | $1,029,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 500,000 | $869,000 | thousands by filing date | principal |
| UNITED RENTALS INC COM | 911363109 | Stock | 5,000 | $834,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 50,000 | $687,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,500 | $633,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 80,000 | $562,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 30,000 | $546,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 32,129 | $531,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 20,000 | $531,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 600 | $502,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,500 | $495,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 8,060 | $447,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 13,500 | $442,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 20,000 | $386,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 265,000 | $304,000 | thousands by filing date | principal |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,000 | $292,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,500 | $285,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,200 | $276,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,000 | $256,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 14,335 | $239,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 5,700 | $216,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 228,000 | $216,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,000 | $181,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 700 | $174,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 400 | $163,000 | thousands by filing date | call |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 73,000 | $139,000 | thousands by filing date | principal |
| SCIPLAY CORPORATION | 809087109 | CL A | 10,000 | $123,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 2,551 | $114,000 | thousands by filing date | |
| VISTANCE NETWORKS INC | 20337X909 | COM | 400 | $66,000 | thousands by filing date | call |
| IShares S&P 500 Index Fund | 464287952 | ETF | 847 | $62,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A900 | ST STR SP BIOT | 500 | $46,000 | thousands by filing date | call |
| SM ENERGY COMPANY | 78454L900 | CALL | 300 | $43,000 | thousands by filing date | call |
| ISHARES TR | 464288953 | PUT | 1,100 | $33,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 1,590 | $31,000 | thousands by filing date | call |
| LEVI STRAUSS & CO NEW | 52736R902 | CL A COM STK | 300 | $20,000 | thousands by filing date | call |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 455 | $14,000 | thousands by filing date | put |
| INTELSAT S A | L5140P951 | PUT | 800 | $14,000 | thousands by filing date | put |
| VanEck Vectors High Incom | 92189F908 | CALL | 750 | $10,000 | thousands by filing date | call |
| 8X8 INC NEW | 282914950 | COM | 300 | $8,000 | thousands by filing date | put |
| HERCULES INC | 427098116 | WRNT | 400 | $5,000 | thousands by filing date | |
| FORTIVE CORP | 34959J908 | COM | 207 | $4,000 | thousands by filing date | call |
| HASBRO INC | 418056957 | COM NEW | 200 | $2,000 | thousands by filing date | put |
| CONTINENTAL RESOURCES INC/OK | 212015951 | COM | 300 | $2,000 | thousands by filing date | put |
| SNAP INC | 83304A906 | CL A | 600 | $1,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 1,000 | $1,000 | thousands by filing date | principal |
| TWITTER INC | 90184L902 | COM | 500 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003818 | this filing | 2020-02-14 | acceptance time not in the bulk data set |