13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 1,076 holding rows worth $26,960,645,000.
- Accession
- 0001567619-20-003728
- Filer
- CIK 1163653
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,285 entries on the cover page, a total value of $26,960,645,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $26,960,645,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 250,000 | $204,000 | thousands by filing date | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 2,500 | $203,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 7,500 | $203,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 30,000 | $196,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 35,000 | $195,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 7,381 | $189,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 20,000 | $188,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,384 | $180,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 21,000 | $180,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 15,000 | $179,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 40,000 | $176,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 24,200 | $175,000 | thousands by filing date | put |
| ALLOT LTD | M0854Q105 | SHS | 20,000 | $169,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,014,000 | $169,000 | thousands by filing date | principal |
| WORKDAY INC CL A | 98138H101 | Stock | 1,000 | $164,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 20,000 | $158,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 517,000 | $157,000 | thousands by filing date | principal |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 70,307 | $152,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 41,313 | $150,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 844,000 | $150,000 | thousands by filing date | principal |
| LIBERTY | 531229888 | COMMON STOCK | 5,032 | $149,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 200,000 | $140,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 9,503 | $135,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 1,355,000 | $134,000 | thousands by filing date | principal |
| WILLIAMS COS INC COM | 969457100 | Stock | 5,300 | $126,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 11,000 | $124,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,706 | $124,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 15,430 | $123,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 21,466 | $122,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 555 | $121,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 13,128 | $121,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,060 | $121,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 14,236 | $120,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 10,265 | $119,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 25,000 | $117,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 238,000 | $114,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 166,000 | $110,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 1,000,000 | $105,000 | thousands by filing date | principal |
| WYNN RESORTS LTD | 983134107 | COM | 748 | $104,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 800 | $103,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 5,325 | $97,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,663 | $90,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,033,000 | $90,000 | thousands by filing date | principal |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,200 | $87,000 | thousands by filing date | call |
| HOSTESS BRANDS INC | 44109J114 | WTS | 50,011 | $87,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 4,257 | $76,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,516 | $75,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 913 | $64,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 822 | $63,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 3,300 | $60,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 560 | $59,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 447 | $51,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 19,640 | $50,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 500 | $45,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 228 | $42,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 45,000 | $40,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,000 | $40,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 600 | $36,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 2,140,000 | $32,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 900 | $27,000 | thousands by filing date | put |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 136,000 | $26,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 1,000,000 | $21,000 | thousands by filing date | principal |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 500 | $19,000 | thousands by filing date | call |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 500 | $17,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 138 | $16,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 69,000 | $11,000 | thousands by filing date | principal |
| CONAGRA FOODS INC | 205887102 | COM | 202 | $7,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 275 | $6,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 157,000 | $6,000 | thousands by filing date | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 69,000 | $5,000 | thousands by filing date | principal |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 40,000 | $3,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 10,082,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEXTERA ENERGY INC | 65339F796 | COM | 60,298 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 57,021 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003728 | this filing | 2020-02-14 | acceptance time not in the bulk data set |