13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 1,076 holding rows worth $26,960,645,000.
- Accession
- 0001567619-20-003728
- Filer
- CIK 1163653
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,285 entries on the cover page, a total value of $26,960,645,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $26,960,645,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 9,500 | $3,777,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 10,000 | $3,743,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 3,544,000 | $3,713,000 | thousands by filing date | principal |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 100,000 | $3,693,000 | thousands by filing date | put |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 100,000 | $3,693,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 81,700 | $3,690,000 | thousands by filing date | call |
| MERCADOLIBREINC | 58733R102 | STOK | 6,371 | $3,645,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 46,000 | $3,641,000 | thousands by filing date | put |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 160,000 | $3,640,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 100,000 | $3,589,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 58,000 | $3,583,000 | thousands by filing date | call |
| ELDORADO RESORTS INC | 28470R102 | COM | 60,000 | $3,579,000 | thousands by filing date | call |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 15,000,000 | $3,576,000 | thousands by filing date | principal |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 101,100 | $3,502,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,072,777 | $3,480,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 71,872 | $3,451,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 145,400 | $3,447,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 178,600 | $3,434,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 67,500 | $3,416,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,549 | $3,407,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 250,000 | $3,402,000 | thousands by filing date | put |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 171,250 | $3,387,000 | thousands by filing date | put |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 171,250 | $3,387,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 17,182 | $3,377,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 31,100 | $3,368,000 | thousands by filing date | put |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 64,866 | $3,347,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 30,000 | $3,330,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 27,317 | $3,316,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 50,000 | $3,288,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 41,500 | $3,285,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 11,393 | $3,277,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 7,091,000 | $3,261,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 9,151,000 | $3,244,000 | thousands by filing date | principal |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 27,600 | $3,233,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 30,000 | $3,224,000 | thousands by filing date | call |
| WESTROCK CO | 96145D105 | COM | 75,100 | $3,222,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 814,264 | $3,214,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 76,986 | $3,208,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 135,400 | $3,206,000 | thousands by filing date | put |
| Broadcom Inc. | 11135F101 | COM | 10,000 | $3,161,000 | thousands by filing date | call |
| HAPPEN INC COM NEW | 52603A208 | Stock | 250,000 | $3,151,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 33,500 | $3,151,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 49,100 | $3,149,000 | thousands by filing date | put |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 31,457 | $3,145,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 35,000 | $3,144,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 18,839 | $3,131,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 37,200 | $3,117,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 200,000 | $3,109,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 81,488 | $3,098,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 52,269 | $3,097,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 57,200 | $3,083,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 11,237 | $3,068,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 435,680 | $3,061,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 201,800 | $3,056,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 40,500 | $3,054,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 168,363 | $3,054,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 43,080 | $2,985,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 69,274 | $2,982,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 615,000 | $2,981,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 53,400 | $2,951,000 | thousands by filing date | call |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 96,800 | $2,941,000 | thousands by filing date | put |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 45,000 | $2,939,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 385,100 | $2,931,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 163,000 | $2,922,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 47,622 | $2,912,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 50,315 | $2,897,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 41,200 | $2,886,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 8,087,000 | $2,867,000 | thousands by filing date | principal |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 97,500 | $2,823,000 | thousands by filing date | put |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 95,000 | $2,817,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 17,286 | $2,811,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 17,434 | $2,809,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 422,300 | $2,782,000 | thousands by filing date | call |
| Cigna Corporation | 125523100 | COM | 13,552 | $2,771,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 42,634 | $2,766,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 135,100 | $2,746,000 | thousands by filing date | put |
| DOW HLDGS INC COM | 260557103 | Stock | 50,000 | $2,735,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 621,300 | $2,729,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 201,200 | $2,726,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 10,900 | $2,716,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 150,232 | $2,715,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 42,352 | $2,715,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 24,915 | $2,695,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 396,100 | $2,683,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 154,100 | $2,683,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 49,955 | $2,673,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 28,267 | $2,671,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,070,000 | $2,671,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 1,221,000 | $2,670,000 | thousands by filing date | principal |
| BARRICK GOLD CORP | 067901108 | COM | 144,300 | $2,668,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 70,425 | $2,643,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 80,000 | $2,624,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 30,000 | $2,620,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 15,298 | $2,616,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 13,700 | $2,616,000 | thousands by filing date | call |
| BOOT BARN HLDGS INC | 099406100 | COM | 58,500 | $2,606,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 44,500 | $2,602,000 | thousands by filing date | call |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 164,432 | $2,592,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 20,000 | $2,581,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 160,778 | $2,550,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 50,000 | $2,538,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 196,248 | $2,537,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 45,000 | $2,535,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 460,056 | $2,530,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 40,019 | $2,511,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 135,386 | $2,494,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 150,000 | $2,492,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 11,373 | $2,489,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 13,152 | $2,486,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 46,000 | $2,461,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 30,640 | $2,434,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 50,322 | $2,422,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 50,100 | $2,415,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 21,636 | $2,402,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 52,180 | $2,400,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 40,000 | $2,400,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 45,176 | $2,394,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 70,000 | $2,394,000 | thousands by filing date | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 50,000 | $2,374,000 | thousands by filing date | put |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 120,000 | $2,373,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 55,669 | $2,338,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 100,500 | $2,324,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 33,463 | $2,322,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 4,316,000 | $2,318,000 | thousands by filing date | principal |
| EMERSON ELEC CO COM | 291011104 | Stock | 30,000 | $2,288,000 | thousands by filing date | put |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 200,000 | $2,286,000 | thousands by filing date | put |
| UNIVAR INC | 91336L107 | COMMON STOCK | 93,643 | $2,270,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 14,757 | $2,265,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 47,451 | $2,253,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 75,000 | $2,224,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 7,558 | $2,215,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 91,300 | $2,209,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 91,300 | $2,209,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 30,000 | $2,190,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 71,500 | $2,181,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 106,300 | $2,161,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 11,400 | $2,123,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,904,000 | $2,110,000 | thousands by filing date | principal |
| ADIENT PLC | G0084W101 | ORD SHS | 98,586 | $2,098,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 22,627 | $2,093,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 50,879 | $2,077,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 86,313 | $2,058,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 16,354 | $2,055,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 51,596 | $2,054,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 43,700 | $2,053,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 50,000 | $2,048,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 123,000 | $2,044,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 75,000 | $2,043,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 2,927,000 | $2,040,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 14,393,000 | $2,038,000 | thousands by filing date | principal |
| PVH CORPORATION COM | 693656100 | Stock | 19,200 | $2,018,000 | thousands by filing date | put |
| ROKU INC COM CL A | 77543R102 | Stock | 15,000 | $2,009,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 39,763 | $2,003,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 50,000 | $1,995,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 131,500 | $1,987,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 25,000 | $1,978,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 43,753 | $1,976,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 1,879,000 | $1,961,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 89,776 | $1,953,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 23,000 | $1,953,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 129,333 | $1,952,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 15,562 | $1,952,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 11,155 | $1,944,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 16,600 | $1,928,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 16,553 | $1,923,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 17,263 | $1,921,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 89,900 | $1,913,000 | thousands by filing date | put |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 28,000 | $1,900,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 62,500 | $1,899,000 | thousands by filing date | call |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 246,663 | $1,892,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 33,250 | $1,868,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 5,881 | $1,859,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 12,602 | $1,848,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 280,500 | $1,848,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 52,000 | $1,829,000 | thousands by filing date | call |
| OKTAINCCLASSA | 679295105 | STOK | 15,870 | $1,828,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 67,434 | $1,816,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 11,815 | $1,814,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 20,650 | $1,784,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 100,000 | $1,783,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 66,100 | $1,780,000 | thousands by filing date | call |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 4,875,000 | $1,774,000 | thousands by filing date | principal |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 11,820 | $1,768,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 60,900 | $1,763,000 | thousands by filing date | call |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 150,900 | $1,742,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 22,008 | $1,741,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 6,227 | $1,738,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 35,748 | $1,727,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 40,413 | $1,725,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 15,100 | $1,721,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 7,531 | $1,716,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 88,426 | $1,716,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 51,646 | $1,714,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 625,000 | $1,690,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 40,000 | $1,668,000 | thousands by filing date | call |
| STAG INDUSTRIAL INC | 85254J102 | COM | 52,429 | $1,652,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 160,000 | $1,648,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 4,990 | $1,648,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 113,511 | $1,645,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 12,321,000 | $1,645,000 | thousands by filing date | principal |
| LKQ CORP COM | 501889208 | Stock | 45,610 | $1,629,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 62,277 | $1,592,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 93,632 | $1,589,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 45,611 | $1,580,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 21,955 | $1,575,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 18,048 | $1,559,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 29,500 | $1,552,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 10,315 | $1,543,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 24,882 | $1,503,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 100,000 | $1,493,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 100,000 | $1,493,000 | thousands by filing date | call |
| ELDORADO RESORTS INC | 28470R102 | COM | 25,000 | $1,491,000 | thousands by filing date | put |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 3,925,000 | $1,489,000 | thousands by filing date | principal |
| CRONOS GROUP INC | 22717L101 | COM | 194,169 | $1,478,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 4,931,000 | $1,476,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 5,343,000 | $1,471,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,219,000 | $1,470,000 | thousands by filing date | principal |
| CROWN HLDGS INC COM | 228368106 | Stock | 20,200 | $1,467,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 6,228,000 | $1,455,000 | thousands by filing date | principal |
| T-Mobile US,Inc. | 872590104 | COM | 18,500 | $1,450,000 | thousands by filing date | call |
| GARMIN LTD SHS | H2906T109 | Stock | 14,833 | $1,447,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 74,668 | $1,438,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 74,021 | $1,430,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 9,386,000 | $1,421,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 1,513,000 | $1,399,000 | thousands by filing date | principal |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 60,200 | $1,396,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 26,532 | $1,381,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,236 | $1,372,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 10,242 | $1,372,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 42,500 | $1,364,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 46,746 | $1,361,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 15,000 | $1,356,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 17,972 | $1,347,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 150,000 | $1,337,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 15,270 | $1,321,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 104,680 | $1,317,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 16,389 | $1,315,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 12,902 | $1,313,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,225 | $1,298,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 27,834 | $1,292,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 43,142 | $1,279,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 631 | $1,277,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 14,534 | $1,275,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 26,941 | $1,271,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,596 | $1,268,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 24,953 | $1,263,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 15,960 | $1,263,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 6,648 | $1,261,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 144,000 | $1,255,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 19,000 | $1,233,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 25,161 | $1,215,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 1,305,000 | $1,207,000 | thousands by filing date | principal |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 200,000 | $1,207,000 | thousands by filing date | call |
| NUTRIEN LTD COM | 67077M108 | Stock | 25,000 | $1,199,000 | thousands by filing date | call |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 5,773,000 | $1,193,000 | thousands by filing date | principal |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 78,700 | $1,186,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 22,430 | $1,186,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 4,998,000 | $1,175,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 50,000 | $1,168,000 | thousands by filing date | put |
| CINTAS CORP COM | 172908105 | Stock | 4,326 | $1,163,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 4,277 | $1,162,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 128,200 | $1,161,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 7,835 | $1,155,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 29,269 | $1,149,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 23,982 | $1,148,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 17,700 | $1,147,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 69,208 | $1,144,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 10,000 | $1,143,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 9,377 | $1,142,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 11,049 | $1,141,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 20,223 | $1,139,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 31,131 | $1,133,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 28,483 | $1,133,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 60,500 | $1,102,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 6,952 | $1,082,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 44,000 | $1,082,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 12,916 | $1,081,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 10,795 | $1,077,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 104,441 | $1,077,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 31,480 | $1,076,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,841 | $1,074,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 18,430 | $1,067,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 32,334 | $1,057,000 | thousands by filing date | |
| COWEN GROUP INC | 223622AE1 | BOND | 6,704,000 | $1,057,000 | thousands by filing date | principal |
| FITBIT INC | 33812L102 | CL A | 159,000 | $1,048,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 4,476,000 | $1,045,000 | thousands by filing date | principal |
| FLOWSERVE CORP | 34354P105 | COM | 20,961 | $1,043,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 36,362 | $1,042,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,498 | $1,041,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 56,000 | $1,032,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 7,946 | $1,031,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 14,000 | $1,025,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 11,259 | $1,018,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 140,000 | $1,013,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 22,342 | $1,012,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 44,100 | $1,003,000 | thousands by filing date | call |
| INTELSAT S A | L5140P101 | COM | 142,500 | $1,001,000 | thousands by filing date | put |
| ALTAIR ENGR INC | 021369AA1 | BOND | 2,785,000 | $1,001,000 | thousands by filing date | principal |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 24,900 | $1,000,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 18,529 | $998,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 60,000 | $992,000 | thousands by filing date | call |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 7,654 | $985,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 29,900 | $980,000 | thousands by filing date | put |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 33,600 | $973,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 9,243 | $971,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 28,890 | $969,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 66,480 | $966,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 59,805 | $961,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 10,220 | $958,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 28,300 | $949,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 180,000 | $940,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 9,880 | $936,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 151,682 | $930,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 9,950 | $919,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 8,553 | $919,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 79,791 | $912,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 662,500 | $910,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 5,326 | $909,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 16,000 | $894,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 124,977 | $893,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 11,100 | $887,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 19,634 | $886,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 83,505 | $885,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 13,965 | $882,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 75,600 | $880,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 43,762 | $876,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 194,713 | $874,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 6,972 | $868,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 70,598 | $861,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 16,690 | $860,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 6,827 | $859,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 51,300 | $853,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 40,000 | $847,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 7,200 | $843,000 | thousands by filing date | call |
| ICHOR HOLDINGS | G4740B105 | SHS | 25,200 | $840,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 48,500 | $839,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 16,459 | $838,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 23,051 | $834,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 994 | $832,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,908 | $820,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 5,847 | $816,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 19,898 | $815,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,003,000 | $814,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351X101 | COM | 60,941 | $813,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 34,169 | $809,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,320 | $806,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 10,414 | $796,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 6,290 | $782,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 16,524 | $755,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 19,500 | $753,000 | thousands by filing date | call |
| BEYOND MEAT INC | 08862E109 | COM | 9,947 | $751,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 36,139 | $750,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,069 | $743,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 78,200 | $736,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,900 | $726,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,068 | $717,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 15,000 | $715,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 40,000 | $709,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 12,803 | $700,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 71,170 | $697,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 40,000 | $693,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 87,295 | $690,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 38,352 | $679,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 11,935 | $675,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 35,547 | $662,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 26,758 | $662,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 32,500 | $661,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,353 | $650,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 10,000 | $649,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 17,499 | $646,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 204,649 | $645,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 100,000 | $641,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 700,000 | $633,000 | thousands by filing date | principal |
| CLOUDERA INC | 18914U100 | COM | 54,100 | $630,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 13,000 | $621,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 3,957 | $613,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 8,000 | $608,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,000 | $598,000 | thousands by filing date | call |
| NEVRO CORP | 64157F103 | COM | 5,081 | $598,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 12,500 | $597,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 8,604 | $595,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 33,880 | $590,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,498 | $587,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,037 | $586,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 22,801 | $584,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 5,977 | $584,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 9,348 | $581,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 7,796 | $580,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,806 | $578,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,723 | $574,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 74,300 | $566,000 | thousands by filing date | call |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 4,000 | $564,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 4,610,000 | $564,000 | thousands by filing date | principal |
| TRIPADVISOR INC | 896945201 | COM | 18,528 | $562,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 25,000 | $559,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 25,000 | $559,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 4,045 | $555,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 122,800 | $551,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 10,500 | $545,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 8,519 | $541,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,667 | $541,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 49,000 | $539,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 696,000 | $538,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 8,563,000 | $533,000 | thousands by filing date | principal |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 33,500 | $527,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,941 | $526,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 11,000 | $525,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 12,000 | $517,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,365 | $505,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 10,586 | $504,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,987 | $499,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 315,000 | $499,000 | thousands by filing date | principal |
| EVO PMTS INC | 26927E104 | CL A COM | 18,798 | $496,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 1,076,000 | $495,000 | thousands by filing date | principal |
| HARMONIC INC | 413160102 | COM | 62,175 | $486,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 15,676 | $485,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 10,000 | $482,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 41,593 | $481,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 3,703,000 | $476,000 | thousands by filing date | principal |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 9,325 | $473,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,383 | $468,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,319 | $460,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,900 | $452,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 15,100 | $450,000 | thousands by filing date | put |
| UNIVAR INC | 91336L107 | COMMON STOCK | 18,400 | $446,000 | thousands by filing date | put |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 25,219 | $444,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 10,505 | $443,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 54,500 | $436,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,037 | $435,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 6,860 | $434,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 26,000 | $430,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 1,946,000 | $427,000 | thousands by filing date | principal |
| WORKIVA INC COM CL A | 98139A105 | Stock | 10,000 | $420,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 2,516,000 | $417,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 3,974,000 | $416,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 685,000 | $414,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941B106 | COM CL A | 24,000 | $412,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 23,742 | $411,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 7,000 | $403,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,442 | $400,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,066 | $400,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 4,700 | $400,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 3,000,000 | $400,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,800 | $394,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 14,226 | $393,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 30,000 | $388,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 1,634,000 | $388,000 | thousands by filing date | principal |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 26,534 | $387,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 9,260 | $377,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 82,227 | $375,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 4,489 | $373,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 3,000 | $362,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,700 | $361,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 6,000 | $357,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,460,000 | $348,000 | thousands by filing date | principal |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 14,400 | $347,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 105,500 | $347,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 3,086 | $343,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,202 | $339,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 8,200 | $334,000 | thousands by filing date | call |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 31,938 | $333,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 19,563 | $330,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 120,399 | $326,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 40,000 | $323,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,962 | $318,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 341,155 | $317,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 46,700 | $316,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,146,000 | $315,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 300,000 | $314,000 | thousands by filing date | principal |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,867 | $313,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 35,224 | $308,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 9,800 | $307,000 | thousands by filing date | call |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,946 | $301,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 7,425,000 | $299,000 | thousands by filing date | principal |
| MIDDLEBYCORP | 596278101 | STOK | 2,683 | $294,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 136,667 | $285,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 11,200 | $283,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 6,574 | $282,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 428,000 | $281,000 | thousands by filing date | principal |
| TRUSTMARK CORP | 898402102 | COM | 8,000 | $276,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,290 | $275,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 5,000 | $272,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 5,750,000 | $272,000 | thousands by filing date | principal |
| ATI INC COM | 01741R102 | Stock | 12,904 | $267,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 7,500 | $264,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,026 | $261,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 20,388 | $252,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 413 | $244,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 15,183 | $244,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 91,299 | $241,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 10,623 | $238,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,689 | $235,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,905 | $233,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 876 | $229,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,605 | $228,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,239 | $227,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 6,300 | $223,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 19,674 | $221,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 10,000 | $213,000 | thousands by filing date | call |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 4,360,000 | $206,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003728 | this filing | 2020-02-14 | acceptance time not in the bulk data set |