13F-HR filed by BASSO CAPITAL MANAGEMENT, L.P.
BASSO CAPITAL MANAGEMENT, L.P. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 242 holding rows worth $494,018,000.
- Accession
- 0001567619-19-021467
- Filer
- CIK 1287978
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 242 entries on the cover page, a total value of $494,018,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $494,018,000 with VALUE read as thousands by filing date, 13F file number 028-10896. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 120,000 | $18,161,000 | thousands by filing date | call |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 1,296,959 | $13,151,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A123 | UNIT 08/01/2024 | 1,299,450 | $13,111,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 1,265,000 | $12,777,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 1,107,104 | $11,292,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 1,090,207 | $11,284,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 1,079,488 | $11,054,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 1,049,498 | $10,705,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 925,000 | $9,417,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L208 | UNIT 06/30/2026 | 924,200 | $9,399,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L122 | UNIT 99/99/9999 | 900,000 | $9,081,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 833,000 | $8,605,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 821,000 | $8,251,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 797,166 | $8,035,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036209 | UNIT 02/28/2026 | 775,000 | $7,983,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 772,880 | $7,868,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 748,190 | $7,744,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 730,672 | $7,650,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 744,308 | $7,525,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 724,242 | $7,297,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 705,900 | $7,200,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 696,283 | $7,123,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 650,000 | $6,559,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 654,799 | $6,450,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 602,497 | $6,447,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 611,601 | $6,263,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITION CO | G0080J112 | UNIT 04/30/2026 | 602,534 | $6,254,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 603,069 | $6,186,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 575,000 | $6,066,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C208 | UNIT 09/01/2026 | 600,000 | $6,006,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754205 | UNIT 99/99/9999 | 575,000 | $6,003,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 555,773 | $5,849,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 541,557 | $5,805,000 | thousands by filing date | |
| SC HEALTH CORP | G78516302 | UNIT 99/99/9999 | 540,700 | $5,596,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 518,859 | $5,396,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 507,801 | $5,378,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 500,000 | $5,090,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 470,737 | $4,783,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y205 | UNIT 99/99/9999 | 455,000 | $4,596,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 452,460 | $4,525,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 40,000 | $4,499,000 | thousands by filing date | put |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 433,843 | $4,443,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N301 | UNIT 12/31/2023 | 360,000 | $3,805,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 20,000 | $3,776,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 353,912 | $3,628,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 335,832 | $3,389,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 324,670 | $3,247,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 315,427 | $3,233,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 313,969 | $3,190,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 295,137 | $3,152,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 306,281 | $3,066,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 301,685 | $3,014,000 | thousands by filing date | |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 280,600 | $3,000,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,000 | $2,968,000 | thousands by filing date | call |
| TUSCAN HLDGS CORP | 90069K104 | COM | 289,986 | $2,842,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 274,854 | $2,694,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 248,430 | $2,693,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR COM | 74317h105 | COM | 258,028 | $2,565,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 233,200 | $2,530,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 247,671 | $2,516,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 246,069 | $2,485,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 238,467 | $2,430,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 244,198 | $2,405,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 100,000 | $2,374,000 | thousands by filing date | put |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 229,606 | $2,365,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 226,800 | $2,347,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 228,647 | $2,346,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 228,001 | $2,342,000 | thousands by filing date | |
| FELLAZO INC | G3362K104 | UNIT 99/99/9999 | 231,800 | $2,309,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 200,000 | $2,140,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 204,841 | $2,069,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 199,850 | $1,989,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 200,000 | $1,970,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 196,617 | $1,952,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 185,000 | $1,917,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 188,016 | $1,914,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 175,000 | $1,864,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 176,972 | $1,841,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 173,137 | $1,818,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 182,094 | $1,803,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 151,781 | $1,773,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 155,291 | $1,755,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 157,344 | $1,644,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 161,641 | $1,628,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R114 | UNIT 06/21/2023 | 152,800 | $1,626,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 156,184 | $1,606,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 151,390 | $1,597,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 150,466 | $1,595,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 149,800 | $1,585,000 | thousands by filing date | |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 150,000 | $1,572,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 153,313 | $1,570,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 150,000 | $1,569,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 149,759 | $1,560,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 139,000 | $1,469,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 141,405 | $1,434,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N130 | UNIT 05/06/2025 | 129,670 | $1,362,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X202 | UNIT 12/31/2025 | 125,000 | $1,296,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 118,699 | $1,197,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 113,009 | $1,170,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 113,222 | $1,156,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C201 | UNIT 04/01/2024 | 102,489 | $1,100,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 106,998 | $1,073,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 100,000 | $1,065,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 103,410 | $1,045,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 100,800 | $1,042,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 99,508 | $983,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 94,404 | $975,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A207 | UNIT 12/13/2023 | 89,169 | $974,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A108 | COM | 94,799 | $960,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 95,051 | $947,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 90,712 | $947,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 90,000 | $946,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 86,304 | $899,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 90,096 | $897,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H204 | UNIT 04/30/2026 | 85,000 | $850,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981121 | UNIT 03/03/2025 | 75,626 | $839,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M133 | UNIT 05/10/2024 | 80,200 | $816,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 76,711 | $789,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 71,988 | $770,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 75,004 | $767,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 75,000 | $761,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 75,012 | $753,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 75,014 | $752,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 73,747 | $749,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C102 | COM | 74,455 | $746,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITIN CO | G2956M138 | UNIT 99/99/9999 | 70,000 | $743,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V117 | UNIT 10/04/2023 | 64,975 | $711,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 649,639 | $682,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 65,256 | $676,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 61,027 | $605,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006116 | UNIT 04/22/2020 | 54,080 | $571,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 55,000 | $559,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 55,425 | $545,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 600,000 | $527,000 | thousands by filing date | principal |
| Collier Creek Holdings | G22707106 | COM | 51,271 | $522,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 47,770 | $509,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 49,779 | $488,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W102 | UNIT 99/99/9999 | 46,900 | $488,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 45,181 | $460,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 45,000 | $444,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 43,990 | $434,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 65,459 | $391,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y21898AA2 | DEBT 5.000% 8/0 | 350,000 | $373,000 | thousands by filing date | principal |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 35,000 | $357,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A202 | UNIT 09/30/2023 | 31,029 | $330,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 27,694 | $286,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 26,971 | $275,000 | thousands by filing date | |
| ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio | G0080J120 | W EXP 04/30/202 | 294,850 | $274,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 25,000 | $267,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 522,904 | $261,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 25,052 | $259,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 24,978 | $254,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 21,975 | $227,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 206,760 | $207,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 30,980 | $191,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 17,805 | $182,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A119 | *W EXP 12/01/202 | 134,400 | $180,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 105,727 | $159,000 | thousands by filing date | |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 154,944 | $155,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 102,949 | $154,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 14,512 | $142,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 80,200 | $112,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 275,000 | $107,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 9,899 | $99,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 79,493 | $91,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 90,400 | $84,000 | thousands by filing date | |
| DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio | 25258L117 | W EXP 06/30/202 | 99,999 | $81,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 60,662 | $73,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 59,516 | $73,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 45,172 | $69,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 25,526 | $64,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 10,000 | $62,000 | thousands by filing date | call |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 174,900 | $61,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 200,000 | $60,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981113 | RIGHT 04/27/2025 | 98,800 | $59,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 94,747 | $57,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 37,900 | $57,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 150,000 | $56,000 | thousands by filing date | |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 225,450 | $52,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 87,016 | $52,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 5,000 | $51,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 33,490 | $48,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 50,000 | $45,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 59,156 | $43,000 | thousands by filing date | |
| AKAZOO SA COM NPV | L0164E108 | COMMON STOCK | 6,095 | $39,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 118,958 | $39,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 46,975 | $38,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 147,838 | $38,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 49,982 | $37,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 25,000 | $37,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 97,400 | $37,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A116 | *W EXP 12/13/202 | 45,993 | $36,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C110 | *W EXP 04/01/202 | 100,000 | $34,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 55,450 | $33,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 50,000 | $31,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 42,073 | $31,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 24,800 | $31,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 46,976 | $30,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 87,106 | $30,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 154,100 | $28,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 150,100 | $27,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 34,163 | $26,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 65,000 | $26,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 42,696 | $25,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 100,000 | $24,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 187,000 | $22,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 75,000 | $22,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 49,390 | $22,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 75,000 | $21,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 24,200 | $21,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 34,823 | $21,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 100,000 | $20,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 24,900 | $20,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981105 | *W EXP 03/03/202 | 100,000 | $19,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 21,650 | $17,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 70,000 | $17,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 22,822 | $15,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 18,184 | $14,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 14,797 | $13,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 75,000 | $13,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 13,563 | $12,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 49,300 | $11,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y114 | *W EXP 04/08/202 | 23,900 | $11,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 113,400 | $10,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 100,000 | $9,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 50,200 | $8,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 5,277 | $7,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 25,000 | $7,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W128 | W EXP 01/31/202 | 50,000 | $7,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 25,000 | $6,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 6,200 | $5,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 5,392 | $5,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 25,000 | $5,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 5,750 | $4,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 10,000 | $3,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 2,454 | $2,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 7,208 | $2,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H113 | *W EXP 04/30/202 | 25,000 | $2,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSAIC ACQUISITION CORP | 61946M209 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021467 | this filing | 2019-11-14 | acceptance time not in the bulk data set |