13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 1,667 holding rows worth $2,219,296,000.
- Accession
- 0001567619-19-021319
- Filer
- CIK 1387508
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,667 entries on the cover page, a total value of $2,219,296,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,219,291,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 700 | $10,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 600 | $10,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 200 | $9,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 100 | $9,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 110 | $9,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 43 | $9,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 100 | $9,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 250 | $9,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 251 | $9,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 100 | $9,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 800 | $9,000 | thousands by filing date | call |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 300 | $8,000 | thousands by filing date | call |
| ROSS STORES INC COM | 778296103 | Stock | 69 | $8,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 347 | $8,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 200 | $8,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 216 | $8,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 540 | $8,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 60 | $8,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 400 | $8,000 | thousands by filing date | call |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,300 | $8,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 378 | $8,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 4,890 | $8,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 40 | $7,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 39 | $7,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 421 | $7,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 150 | $7,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 300 | $7,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 83 | $7,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 540 | $7,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 432 | $7,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 1,100 | $7,000 | thousands by filing date | call |
| OOMA INC | 683416101 | COM | 700 | $7,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 540 | $7,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 700 | $7,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 800 | $7,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 702 | $7,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 823 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 100 | $6,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 300 | $6,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 55 | $6,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,000 | $6,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 52 | $6,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 400 | $6,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 108 | $6,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 400 | $6,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 83 | $6,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 300 | $6,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 123 | $6,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 95 | $6,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 400 | $6,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 324 | $6,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 324 | $6,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 281 | $6,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,577 | $6,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 972 | $6,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,000 | $6,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 500 | $5,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 360 | $5,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,100 | $5,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,100 | $5,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 200 | $5,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 600 | $5,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,080 | $5,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 184 | $5,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 100 | $5,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 400 | $5,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 100 | $5,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F103 | COM | 270 | $5,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 224 | $5,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 300 | $5,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 300 | $5,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 6,398 | $5,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 1,080 | $4,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 108 | $4,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 43 | $4,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 100 | $4,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 200 | $4,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 143 | $4,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 300 | $4,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 100 | $4,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 20 | $4,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 713 | $4,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 100 | $4,000 | thousands by filing date | put |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 100 | $4,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 200 | $4,000 | thousands by filing date | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 108 | $4,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,467 | $4,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 335 | $4,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 337 | $4,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 129 | $4,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 208 | $4,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 22 | $3,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 200 | $3,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 500 | $3,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 500 | $3,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 141 | $3,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 100 | $3,000 | thousands by filing date | call |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 81 | $3,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 324 | $3,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 244 | $3,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 702 | $3,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 100 | $3,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 300 | $3,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 200 | $3,000 | thousands by filing date | call |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 435 | $3,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 200 | $3,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 540 | $3,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,141 | $3,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 200 | $3,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 2,300 | $3,000 | thousands by filing date | put |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 400 | $3,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 100 | $2,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 162 | $2,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 486 | $2,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 59 | $2,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 54 | $2,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 100 | $2,000 | thousands by filing date | call |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 108 | $2,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 231 | $2,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 200 | $2,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 97 | $2,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 259 | $2,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 325 | $2,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,100 | $2,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 216 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 400 | $2,000 | thousands by filing date | call |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 166 | $2,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 11 | $1,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 8 | $1,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 100 | $1,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 22 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 200 | $1,000 | thousands by filing date | call |
| ACCENDRA HEALTH INC | 690732102 | COM | 216 | $1,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 600 | $1,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 100 | $1,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 50 | $1,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 270 | $1,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 700 | $1,000 | thousands by filing date | call |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 100 | $1,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 600 | $1,000 | thousands by filing date | call |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 600 | $1,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 578 | $1,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 100 | $1,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 907 | $1,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 544 | $1,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 230 | $1,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 200 | $1,000 | thousands by filing date | call |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 162 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 20 | $1,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 100 | $1,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 141 | $1,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PG&E CORP COM | 69331C108 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVON PRODS INC | 054303102 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALERITAS HOLDINGS INC | 91914N301 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021319 | this filing | 2019-11-14 | acceptance time not in the bulk data set |