13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 1,667 holding rows worth $2,219,296,000.
- Accession
- 0001567619-19-021319
- Filer
- CIK 1387508
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,667 entries on the cover page, a total value of $2,219,296,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,219,291,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 16,600 | $532,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,000 | $531,000 | thousands by filing date | call |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 32,172 | $530,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 28,000 | $529,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 9,353 | $528,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 10,500 | $528,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 500,000 | $528,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 134,500 | $527,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 10,000 | $525,000 | thousands by filing date | call |
| UPWORK INC | 91688F104 | COM | 39,300 | $523,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 300 | $521,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,500 | $518,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 5,679 | $517,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 50,000 | $514,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 5,800 | $510,000 | thousands by filing date | put |
| ALTABA INC | 021346101 | COM | 26,100 | $508,000 | thousands by filing date | call |
| SWITCH INC | 87105L104 | CL A | 32,554 | $508,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 35,000 | $506,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 18,973 | $505,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 18,000 | $504,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 12,667 | $502,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 46,600 | $494,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 37,048 | $494,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 11,400 | $493,000 | thousands by filing date | call |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 59,794 | $491,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 4,244 | $486,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5,385 | $484,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 10,500 | $482,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 45,910 | $480,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 43,740 | $476,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 8,518 | $473,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 10,000 | $471,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 4,300 | $471,000 | thousands by filing date | put |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4,128 | $469,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 73,941 | $467,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,899 | $465,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 450,000 | $465,000 | thousands by filing date | principal |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 50,100 | $463,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 1,700 | $462,000 | thousands by filing date | put |
| CMB.TECH NV SHS | B38564108 | Stock | 49,838 | $459,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 8,868 | $458,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,821 | $455,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 42,342 | $452,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,800 | $449,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 42,169 | $449,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,937 | $448,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 121,164 | $448,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,800 | $447,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 5,282 | $447,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 9,224 | $445,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,600 | $442,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 3,050 | $441,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 67,381 | $439,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 100,000 | $438,000 | thousands by filing date | call |
| FS KKR CAPITAL CORP | 302635107 | COM | 75,000 | $437,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 5,000 | $436,000 | thousands by filing date | put |
| HEALTHCARE | 42225P501 | CL A NEW | 14,834 | $436,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 24,101 | $436,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 5,700 | $434,000 | thousands by filing date | put |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 5,253 | $433,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 40,360 | $433,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 10,000 | $429,000 | thousands by filing date | put |
| SITE CENTERS CORP | 82981J109 | COM | 28,424 | $429,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,065 | $428,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 50,000 | $428,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 4,109 | $426,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 18,851 | $426,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,399 | $423,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 8,945 | $422,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 11,347 | $421,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 24,800 | $420,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 10,100 | $418,000 | thousands by filing date | call |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 4,155 | $416,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 14,100 | $416,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 4,500 | $415,000 | thousands by filing date | put |
| EVERI HLDGS INC | 30034T103 | COM | 49,009 | $415,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 44,404 | $411,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 4,058 | $404,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 25,320 | $403,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 38,500 | $403,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,510 | $402,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5,132 | $402,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,800 | $401,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 7,946 | $397,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 60,700 | $397,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 9,506 | $392,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3,600 | $391,000 | thousands by filing date | put |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 12,693 | $389,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 45,682 | $386,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 14,251 | $385,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 30,000 | $383,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 5,003 | $383,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 13,532 | $383,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 11,370 | $380,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 16,400 | $376,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 9,831 | $375,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 22,500 | $375,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,500 | $374,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,130 | $374,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,400 | $373,000 | thousands by filing date | put |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 500,000 | $373,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 27,394 | $372,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 6,000 | $370,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 1,860 | $368,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 18,563 | $367,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 660 | $364,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,164 | $363,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 70,000 | $363,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 35,349 | $363,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 9,200 | $358,000 | thousands by filing date | call |
| MOTUS GI HLDGS INC | 62014P108 | COM | 180,311 | $357,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 11,984 | $355,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 22,000 | $354,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 17,426 | $354,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 17,054 | $354,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,686 | $353,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 22,484 | $353,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 17,600 | $353,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 8,800 | $350,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,300 | $348,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 26,579 | $347,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,200 | $346,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 4,858 | $346,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 18,300 | $346,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 5,200 | $344,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 219,600 | $343,000 | thousands by filing date | put |
| PICO HLDGS INC | 693366205 | COM NEW | 34,038 | $343,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 29,500 | $341,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,700 | $340,000 | thousands by filing date | put |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 12,500 | $340,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,900 | $338,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,700 | $338,000 | thousands by filing date | call |
| MATCH GROUP INC | 57665R106 | COM | 4,693 | $335,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 8,674 | $330,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 36,750 | $330,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 16,402 | $330,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 17,998 | $328,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,072 | $326,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,000 | $323,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 5,600 | $322,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,200 | $320,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 62,700 | $319,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 28,890 | $319,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 7,100 | $318,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 4,591 | $317,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 11,721 | $316,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,525 | $315,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 160,075 | $315,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 45,500 | $313,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 5,754 | $311,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,001 | $310,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,600 | $308,000 | thousands by filing date | put |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 12,642 | $305,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 300,000 | $305,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 300,000 | $305,000 | thousands by filing date | principal |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 27,409 | $302,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 37,500 | $301,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 6,900 | $301,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 7,600 | $298,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 2,373 | $298,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,504 | $297,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,668 | $297,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 18,800 | $297,000 | thousands by filing date | call |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 10,959 | $297,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 21,000 | $296,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 5,579 | $295,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,700 | $293,000 | thousands by filing date | put |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 11,300 | $293,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 2,600 | $292,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 5,350 | $291,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,861 | $291,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,986 | $289,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,359 | $287,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,298 | $287,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,375 | $286,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 63,694 | $285,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 2,898 | $284,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,000 | $283,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 20,435 | $283,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 72,470 | $281,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 4,500 | $277,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 5,400 | $272,000 | thousands by filing date | put |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,400 | $272,000 | thousands by filing date | put |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,800 | $267,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 14,693 | $267,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 59,185 | $266,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,407 | $265,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 8,700 | $265,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 30,000 | $265,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 5,070 | $265,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 19,496 | $264,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 47,410 | $262,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 12,375 | $262,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,346 | $259,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 5,000 | $258,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,700 | $257,000 | thousands by filing date | call |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 300,000 | $257,000 | thousands by filing date | principal |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,630 | $255,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 25,000 | $255,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,049 | $254,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 666 | $253,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 17,484 | $251,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 3,694 | $251,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,069 | $249,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 26,806 | $249,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 28,470 | $249,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 800 | $248,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 6,000 | $247,000 | thousands by filing date | call |
| GRAFTECH INTL LTD | 384313508 | COM | 19,200 | $246,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 12,108 | $244,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 10,343 | $244,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 11,367 | $242,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 32,500 | $241,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,464 | $240,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 6,719 | $240,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,794 | $240,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,327 | $239,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,089 | $238,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 16,260 | $238,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,093 | $235,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,300 | $235,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,993 | $233,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 22,630 | $232,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 4,560 | $232,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 18,346 | $231,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 5,400 | $231,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 5,400 | $230,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 7,143 | $229,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 800 | $229,000 | thousands by filing date | put |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 19,600 | $229,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 13,200 | $228,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,900 | $227,000 | thousands by filing date | put |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 4,925 | $227,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 9,572 | $227,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 11,500 | $225,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 632 | $223,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 5,461 | $220,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,965 | $218,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 66,400 | $216,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 5,769 | $216,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,551 | $216,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 108,112 | $216,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 3,244 | $214,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 38,000 | $214,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,500 | $213,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 2,300 | $213,000 | thousands by filing date | put |
| SEASPAN CORP | Y75638109 | SHS | 20,000 | $213,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 24,000 | $212,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 4,276 | $212,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 5,400 | $212,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,500 | $211,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 1,935 | $210,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 381 | $210,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 3,100 | $210,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,124 | $209,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 4,070 | $209,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 900 | $208,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 14,075 | $207,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,162 | $207,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 10,000 | $207,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,241 | $204,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,650 | $203,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 8,767 | $201,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 6,906 | $200,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,300 | $200,000 | thousands by filing date | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 5,020 | $194,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 977 | $194,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,160 | $193,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 700 | $192,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 990 | $191,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 13,000 | $191,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 2,000 | $190,000 | thousands by filing date | put |
| MATSON INC COM | 57686G105 | Stock | 5,054 | $190,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 18,750 | $190,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,622 | $190,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,267 | $190,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 3,800 | $189,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 134,075 | $189,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 18,000 | $189,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 5,500 | $188,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 4,200 | $187,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 14,510 | $186,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 3,907 | $186,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,100 | $185,000 | thousands by filing date | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 11,086 | $182,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 3,700 | $182,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 17,900 | $179,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 1,200 | $175,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 8,965 | $175,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 31,785 | $174,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 8,800 | $173,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 2,328 | $173,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,374 | $173,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 37,600 | $173,000 | thousands by filing date | put |
| RELIANCE INC | 759509102 | COM | 1,725 | $172,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 8,795 | $172,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,400 | $172,000 | thousands by filing date | put |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 11,800 | $171,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 7,678 | $170,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 10,765 | $170,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 6,812 | $170,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 6,783 | $167,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,000 | $166,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 2,995 | $165,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 3,050 | $164,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 15,400 | $164,000 | thousands by filing date | call |
| WESTROCK CO | 96145D105 | COM | 4,500 | $164,000 | thousands by filing date | call |
| Cigna Corporation | 125523100 | COM | 1,072 | $163,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 3,800 | $163,000 | thousands by filing date | call |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 4,000 | $163,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 18,950 | $162,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,930 | $161,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 8,500 | $160,000 | thousands by filing date | put |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 25,046 | $160,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,067 | $159,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 4,500 | $159,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 6,798 | $158,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 27,322 | $157,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 10,500 | $157,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 17,000 | $156,000 | thousands by filing date | call |
| CATHAY GEN BANCORP | 149150104 | COM | 4,500 | $156,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 2,430 | $155,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 618 | $154,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 2,900 | $154,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 9,400 | $154,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 15,000 | $154,000 | thousands by filing date | call |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,600 | $152,000 | thousands by filing date | put |
| MEDALLIA INC | 584021109 | COM | 5,533 | $152,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,700 | $150,000 | thousands by filing date | put |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,356 | $150,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 85,031 | $149,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,311 | $148,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,200 | $148,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 3,769 | $148,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 7,963 | $148,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 11,200 | $147,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,234 | $147,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 7,800 | $145,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 7,533 | $145,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 3,100 | $143,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 4,703 | $142,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 7,875 | $142,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 1,785 | $141,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 8,270 | $140,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 2,800 | $139,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 12,100 | $139,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 500 | $137,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,100 | $137,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 700 | $137,000 | thousands by filing date | put |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 2,229 | $137,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 3,800 | $136,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 5,600 | $136,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 7,200 | $136,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 6,800 | $135,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 3,145 | $135,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 6,900 | $135,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 15,733 | $135,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,186 | $134,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,000 | $134,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 7,000 | $134,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 3,626 | $133,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 3,701 | $133,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 18,000 | $132,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 700 | $132,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 12,632 | $131,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 22,700 | $131,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 3,600 | $131,000 | thousands by filing date | put |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,500 | $130,000 | thousands by filing date | put |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 37,500 | $130,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 4,359 | $129,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 300,000 | $128,000 | thousands by filing date | principal |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 9,400 | $128,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 11,157 | $127,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,100 | $126,000 | thousands by filing date | put |
| EVERGY INC COM | 30034W106 | Stock | 1,890 | $126,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 3,000 | $126,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 2,227 | $126,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 14,727 | $126,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 12,269 | $126,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,500 | $125,000 | thousands by filing date | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 500 | $124,000 | thousands by filing date | call |
| MOMO INC | 60879B107 | ADR | 4,000 | $124,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 27,000 | $124,000 | thousands by filing date | call |
| NRC GROUP HLDGS CORP | 629375106 | COM | 10,000 | $124,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,100 | $123,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 8,100 | $123,000 | thousands by filing date | call |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 6,500 | $123,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 9,200 | $123,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 9,050 | $123,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 11,815 | $122,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 838 | $121,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 290 | $121,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,902 | $121,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 2,970 | $121,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 8,000 | $121,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,200 | $120,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 1,035 | $119,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,082 | $118,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 6,284 | $118,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 8,700 | $118,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,060 | $117,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 6,800 | $117,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,118 | $117,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 5,706 | $117,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 107 | $116,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 20,000 | $116,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 4,300 | $115,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 6,238 | $115,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 59,145 | $115,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,500 | $113,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,700 | $112,000 | thousands by filing date | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,575 | $112,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,125 | $112,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 450 | $111,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,198 | $111,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 5,000 | $111,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 431 | $110,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 6,334 | $110,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 6,460 | $110,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 875 | $109,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,500 | $109,000 | thousands by filing date | call |
| 2U INC | 90214J101 | COM | 6,692 | $109,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 4,732 | $108,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 14,800 | $108,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 8,041 | $108,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 658 | $107,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,857 | $107,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,800 | $107,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 720 | $106,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 330 | $106,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 10,500 | $106,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,098 | $106,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 6,150 | $106,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,645 | $106,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 3,475 | $106,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 3,282 | $106,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 17,400 | $106,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 159,129 | $106,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 500 | $105,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 700 | $104,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,100 | $104,000 | thousands by filing date | call |
| NVR INC COM | 62944T105 | Stock | 28 | $104,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 5,028 | $104,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,410 | $104,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 3,157 | $103,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 600 | $102,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,200 | $102,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 600 | $101,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887109 | COM | 398 | $101,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 5,000 | $101,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 9,320 | $101,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 2,592 | $101,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 5,200 | $101,000 | thousands by filing date | call |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 2,700 | $100,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 629 | $100,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,235 | $100,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,319 | $100,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,828 | $99,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,081 | $99,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 18,900 | $99,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 7,295 | $98,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,421 | $98,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 7,700 | $97,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 1,300 | $97,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,300 | $97,000 | thousands by filing date | put |
| MONGODB INC CL A | 60937P106 | Stock | 800 | $96,000 | thousands by filing date | call |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 5,842 | $96,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 2,538 | $96,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 422 | $95,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 690 | $95,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 393 | $95,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 1,506 | $95,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 8,900 | $95,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 1,900 | $95,000 | thousands by filing date | put |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,243 | $94,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 6,722 | $94,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 21,192 | $94,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 7,929 | $94,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 3,375 | $94,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 5,406 | $93,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,057 | $93,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 279,490 | $93,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 864 | $92,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 195 | $92,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 2,800 | $92,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 21 | $92,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,538 | $91,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,908 | $91,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 6,727 | $91,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 536 | $90,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 2,400 | $90,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,100 | $89,000 | thousands by filing date | call |
| R1 RCM INC | 749397105 | COM | 10,000 | $89,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 1,076 | $88,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 2,477 | $88,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 356 | $87,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 2,039 | $87,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 9,018 | $87,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,010 | $87,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,699 | $87,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021319 | this filing | 2019-11-14 | acceptance time not in the bulk data set |