13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 3,962 holding rows worth $109,607,853,000.
- Accession
- 0001567619-19-010825
- Filer
- CIK 824468
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 16,845 entries on the cover page, a total value of $109,607,853,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $109,607,853,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 395,000 | $369,000 | thousands by filing date | principal |
| CBTX INC | 12481V104 | COM | 11,385 | $369,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 35,438 | $367,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 9,962 | $367,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 36,584 | $367,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 9,234 | $366,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 12,140 | $366,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 4,573 | $365,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 29,024 | $365,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 118,116 | $364,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 23,447 | $364,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 76,878 | $364,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 9,425 | $364,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 14,409 | $363,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 8,960 | $363,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 10,490 | $362,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 14,922 | $361,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 141,800 | $361,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 17,692 | $361,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 18,371 | $360,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 9,630 | $359,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 15,745 | $359,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 18,157 | $359,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 5,005 | $357,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 8,746 | $357,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 95,672 | $356,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 10,500 | $355,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 6,914 | $355,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 16,060 | $353,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 8,106 | $352,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,200 | $351,000 | thousands by filing date | call |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 11,391 | $351,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 25,956 | $349,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 24,126 | $348,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 14,598 | $348,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,100 | $346,000 | thousands by filing date | call |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 13,792 | $346,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 52,868 | $346,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 127,794 | $346,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 90,203 | $346,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 28,174 | $345,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 13,877 | $345,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 4,507 | $344,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 9,114 | $342,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 19,999 | $341,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 11,120 | $341,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 10,038 | $341,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 11,711 | $341,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 141,655 | $340,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 16,091 | $339,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 31,220 | $338,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 42,376 | $337,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 250,000 | $336,000 | thousands by filing date | principal |
| JUST ENERGY GROUP INC | 48213W101 | COM | 98,613 | $335,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 14,749 | $333,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,743 | $330,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 300,000 | $330,000 | thousands by filing date | principal |
| UNITI GROUP INC | 91325V108 | COM | 29,300 | $328,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 7,454 | $327,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 9,520 | $327,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 39,050 | $327,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 15,583 | $326,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 45,698 | $324,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 36,652 | $324,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,873 | $322,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 26,405 | $321,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 6,397 | $320,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 13,454 | $319,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 10,700 | $318,000 | thousands by filing date | call |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 8,054 | $318,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 3,000 | $318,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 45,194 | $317,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 19,896 | $317,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 4,084 | $316,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,660 | $314,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 14,018 | $314,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,997 | $313,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 18,494 | $313,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,220 | $312,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 13,114 | $312,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 40,929 | $312,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 24,909 | $311,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 60,607 | $311,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 10,683 | $311,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,537 | $308,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 15,660 | $308,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 30,000 | $306,000 | thousands by filing date | call |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 21,374 | $306,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 24,526 | $306,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 18,788 | $305,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 225,789 | $305,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 46,101 | $304,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 19,677 | $304,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 11,512 | $304,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 8,839 | $302,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 7,815 | $302,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 40,648 | $298,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 62,234 | $297,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 24,000 | $297,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 8,746 | $297,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 6,429 | $296,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 16,731 | $294,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 20,877 | $294,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 54,055 | $294,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 19,989 | $293,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 12,861 | $293,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 8,862 | $292,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,882 | $291,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 11,207 | $290,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 12,346 | $290,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 27,109 | $290,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 31,580 | $290,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 300,000 | $289,000 | thousands by filing date | principal |
| Golden Entertainment Inc | 381013101 | Common Stock | 20,354 | $288,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 18,336 | $288,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 9,964 | $287,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,818 | $287,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 36,483 | $287,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 14,504 | $286,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 16,140 | $285,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,012 | $283,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 45,846 | $282,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 16,909 | $281,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 75,000 | $280,000 | thousands by filing date | put |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 12,347 | $280,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 22,958 | $280,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 45,051 | $280,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 300,000 | $280,000 | thousands by filing date | principal |
| CHANNELADVISOR CORP | 159179100 | COM | 23,025 | $279,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,617 | $278,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 85,653 | $278,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 20,506 | $278,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 25,339 | $278,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 51,014 | $277,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 14,618 | $276,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 36,931 | $275,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 12,000 | $275,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 23,683 | $275,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 14,707 | $274,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 7,500 | $273,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 14,109 | $273,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,567 | $273,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 31,557 | $272,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,696 | $271,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 36,490 | $270,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 3,388 | $269,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 13,426 | $268,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 272,000 | $268,000 | thousands by filing date | principal |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 9,278 | $267,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,200 | $266,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 33,117 | $266,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 16,002 | $266,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 20,580 | $266,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 3,600 | $264,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 19,779 | $264,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 8,340 | $263,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 11,678 | $261,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 9,535 | $261,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 76,718 | $261,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 117,849 | $261,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 6,819 | $260,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 8,958 | $260,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 45,852 | $260,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 9,977 | $260,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,100 | $259,000 | thousands by filing date | call |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 15,161 | $259,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 53,565 | $257,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 59,504 | $256,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 34,100 | $256,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 300,000 | $256,000 | thousands by filing date | principal |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 13,276 | $255,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 7,641 | $255,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 27,218 | $255,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 107,369 | $255,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 6,947 | $254,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $254,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 9,457 | $254,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 46,417 | $254,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 31,378 | $253,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 61,503 | $253,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,056 | $253,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 10,011 | $252,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 64,249 | $251,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 58,464 | $251,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 10,995 | $251,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 20,529 | $251,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 15,075 | $250,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 28,700 | $249,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 37,023 | $247,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 59,928 | $247,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 34,198 | $247,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 15,733 | $247,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 23,392 | $247,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 3,957 | $247,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 80,720 | $246,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 13,806 | $244,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 64,230 | $244,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 20,255 | $244,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 41,830 | $243,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 18,520 | $242,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 8,725 | $240,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 6,643 | $239,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 14,351 | $238,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 21,821 | $238,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 21,500 | $238,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 6,000 | $236,000 | thousands by filing date | put |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 8,135 | $235,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 267,488 | $235,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 15,000 | $235,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 156,400 | $233,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 51,993 | $232,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 16,686 | $232,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 45,630 | $232,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 28,081 | $232,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 4,154 | $231,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,070 | $231,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 13,061 | $230,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 19,889 | $230,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 34,859 | $230,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 7,719 | $229,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 7,559 | $229,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 18,225 | $227,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,754 | $227,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 9,544 | $227,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 200,000 | $227,000 | thousands by filing date | principal |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 21,900 | $226,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 55,628 | $224,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 8,552 | $224,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 144,080 | $223,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 59,590 | $223,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 8,069 | $221,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 31,293 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 7,130 | $220,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 11,569 | $220,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 77,509 | $219,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 250,000 | $218,000 | thousands by filing date | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 17,642 | $217,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 200,000 | $217,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 128,595 | $215,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 6,054 | $213,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 6,033 | $212,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 2,715 | $212,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 6,013 | $211,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 20,948 | $211,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,951 | $211,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 65,000 | $211,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 21,351 | $209,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 13,322 | $208,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 16,794 | $208,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 57,482 | $208,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,397 | $207,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 7,376 | $206,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 8,248 | $206,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,706 | $205,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 27,921 | $205,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 6,971 | $205,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 58,089 | $205,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $205,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 15,833 | $205,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,487 | $203,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 11,769 | $203,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 100,000 | $202,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 33,440 | $200,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 37,836 | $198,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 11,516 | $197,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 250,000 | $197,000 | thousands by filing date | principal |
| BYLINE BANCORP INC | 124411109 | COM | 10,598 | $196,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 12,761 | $196,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 20,340 | $196,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 54,434 | $193,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 38,108 | $193,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 22,115 | $192,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 78,183 | $191,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 62,786 | $189,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 24,323 | $189,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 26,234 | $188,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 63,381 | $188,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 79,910 | $187,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 13,660 | $187,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 32,866 | $187,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 138,604 | $187,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 40,905 | $182,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 13,053 | $181,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $181,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 13,300 | $181,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 13,484 | $179,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 10,339 | $177,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 10,221 | $176,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 116,064 | $174,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 13,715 | $171,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 45,823 | $171,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 31,265 | $170,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 10,057 | $168,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 12,222 | $167,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 29,799 | $166,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 45,664 | $164,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 41,500 | $163,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 80,794 | $160,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 84,361 | $159,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 14,866 | $157,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 77,913 | $157,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 57,311 | $157,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 12,469 | $157,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 50,000 | $155,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 28,089 | $152,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 21,149 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $150,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 14,693 | $150,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 25,000 | $149,000 | thousands by filing date | call |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 37,271 | $149,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 12,119 | $147,000 | thousands by filing date | |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 150,000 | $147,000 | thousands by filing date | principal |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 10,150 | $143,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 17,002 | $142,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 78,232 | $142,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 21,264 | $142,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 16,139 | $140,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 12,036 | $139,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 54,459 | $137,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 18,741 | $132,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 24,731 | $132,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 307,077 | $132,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 20,109 | $130,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 14,099 | $129,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 11,301 | $127,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 16,098 | $126,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 25,331 | $126,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 10,000 | $125,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 22,543 | $125,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 111,995 | $124,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 62,275 | $122,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 14,030 | $119,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 10,529 | $118,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 13,929 | $118,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 20,563 | $114,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 14,575 | $113,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 21,364 | $110,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 25,997 | $108,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 10,439 | $106,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 15,300 | $105,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 31,338 | $104,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 50,984 | $99,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 14,092 | $99,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 26,188 | $99,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 182,316 | $99,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 46,152 | $97,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 15,063 | $96,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 51,119 | $96,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 14,814 | $95,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 17,820 | $95,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 15,557 | $95,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 18,456 | $95,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,715 | $94,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 86,680 | $93,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 15,493 | $93,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 27,465 | $93,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 11,134 | $92,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 25,462 | $92,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 18,497 | $92,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 25,431 | $91,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 13,500 | $91,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,476 | $88,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 13,846 | $88,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 18,869 | $86,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,168 | $85,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 13,905 | $84,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 22,697 | $84,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 21,289 | $81,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 11,670 | $81,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 15,768 | $80,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 19,538 | $80,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 16,618 | $79,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 11,018 | $76,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 10,252 | $75,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 14,676 | $75,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 13,107 | $75,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 37,425 | $74,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 10,737 | $74,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 16,183 | $72,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 19,582 | $71,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 13,457 | $69,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 162,679 | $68,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 21,902 | $67,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 26,684 | $67,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 18,566 | $66,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 12,458 | $65,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 13,723 | $64,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 16,482 | $62,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 29,550 | $59,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 22,500 | $59,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 41,450 | $58,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 13,021 | $58,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 14,437 | $57,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 28,805 | $57,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 24,260 | $57,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 14,604 | $55,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 10,400 | $55,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 116,806 | $53,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 17,726 | $52,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 11,822 | $50,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 10,453 | $50,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 13,033 | $50,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 12,457 | $49,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 11,079 | $49,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 37,805 | $47,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 14,980 | $47,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 48,315 | $47,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 14,343 | $47,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 27,508 | $46,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 13,812 | $45,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 46,303 | $45,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 24,213 | $43,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 12,701 | $42,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 12,853 | $41,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 26,714 | $40,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 12,162 | $38,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 18,859 | $38,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 49,201 | $37,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,316 | $37,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 13,187 | $37,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 27,785 | $36,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 19,879 | $35,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 11,338 | $31,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 12,758 | $31,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 12,746 | $29,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 15,129 | $29,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 10,547 | $29,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 28,403 | $28,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 242,300 | $28,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,129 | $27,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 18,601 | $27,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 26,310 | $26,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 11,440 | $26,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 10,928 | $26,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 10,342 | $26,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G207 | Cmn | 15,000 | $26,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 11,400 | $24,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 37,563 | $23,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 25,761 | $21,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 10,270 | $20,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 13,939 | $19,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 13,262 | $19,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 12,535 | $19,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 12,124 | $18,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 13,048 | $18,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 18,462 | $17,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 31,000 | $17,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 13,046 | $16,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 20,437 | $15,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 21,754 | $15,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 10,964 | $15,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 22,980 | $13,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 10,584 | $13,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 20,600 | $12,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 12,938 | $10,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 23,886 | $6,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 23,950 | $6,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W202 | COM NEW | 23,587 | $5,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 10,692 | $4,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 10,990 | $4,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 10,330 | $3,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 64,173 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-010825 | this filing | 2019-05-14 | acceptance time not in the bulk data set |