13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 3,962 holding rows worth $109,607,853,000.
- Accession
- 0001567619-19-010825
- Filer
- CIK 824468
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 16,845 entries on the cover page, a total value of $109,607,853,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $109,607,853,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 25,906 | $861,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 69,472 | $860,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 26,678 | $858,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 43,061 | $858,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 35,003 | $857,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 48,854 | $857,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 100,415 | $856,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 9,800 | $855,000 | thousands by filing date | call |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 59,390 | $855,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 600,077 | $853,000 | thousands by filing date | principal |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 23,083 | $852,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 30,875 | $851,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 30,000 | $850,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 16,000 | $849,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 92,636 | $848,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 47,526 | $848,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 90,419 | $845,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 166,109 | $844,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 17,900 | $843,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 79,355 | $839,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 43,406 | $839,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 49,826 | $839,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 19,600 | $838,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 27,055 | $835,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 31,203 | $834,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 47,515 | $834,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 20,381 | $833,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 36,458 | $833,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 16,848 | $832,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 47,966 | $832,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 101,469 | $831,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 24,131 | $831,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 3,020,619 | $831,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 33,815 | $828,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 14,803 | $828,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 32,983 | $828,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 21,666 | $825,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 80,340 | $822,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 105,907 | $822,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,500 | $821,000 | thousands by filing date | put |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 8,954 | $820,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 60,540 | $818,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 33,398 | $818,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 58,899 | $817,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 26,235 | $817,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 32,151 | $815,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 67,766 | $814,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 36,401 | $814,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 35,312 | $813,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 121,245 | $813,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 13,369 | $812,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 123,284 | $811,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 34,581 | $810,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 13,059 | $810,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 1,136,000 | $809,000 | thousands by filing date | principal |
| INTERFACE INC | 458665304 | COM | 52,344 | $803,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 62,254 | $801,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 9,700 | $800,000 | thousands by filing date | call |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 22,988 | $800,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 24,412 | $799,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 33,132 | $797,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 121,186 | $797,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 4,195 | $795,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 34,183 | $795,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 32,093 | $795,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 43,445 | $794,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 33,970 | $791,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 8,104 | $790,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 19,697 | $790,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 13,300 | $788,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 32,442 | $787,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 700,000 | $785,000 | thousands by filing date | principal |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 2,850,000 | $784,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 299,612 | $782,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 27,874 | $782,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 31,600 | $781,000 | thousands by filing date | put |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 31,923 | $781,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 10,107 | $780,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 38,124 | $780,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 14,131 | $778,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 29,199 | $777,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 17,575 | $774,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 58,222 | $774,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 59,600 | $772,000 | thousands by filing date | put |
| NIC INC | 62914B100 | COM | 45,204 | $772,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 38,350 | $771,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 8,408 | $771,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 5,939 | $769,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 33,994 | $769,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 20,000 | $768,000 | thousands by filing date | put |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 53,982 | $766,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 18,251 | $765,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 26,975 | $764,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 20,000 | $763,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 15,189 | $762,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 23,500 | $762,000 | thousands by filing date | put |
| ARGAN INC | 04010E109 | COM | 15,243 | $762,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 34,125 | $761,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 13,808 | $761,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 48,547 | $761,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 40,008 | $755,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 39,673 | $754,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 9,800 | $751,000 | thousands by filing date | put |
| iShares MSCI Japan ETF | 46434G822 | SHS | 13,700 | $750,000 | thousands by filing date | call |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 28,342 | $748,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 95,001 | $748,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 11,568 | $746,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 125,000 | $746,000 | thousands by filing date | put |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 14,141 | $746,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 60,077 | $746,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 32,637 | $744,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 20,725 | $742,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 800,000 | $741,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 7,000 | $740,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 11,770 | $739,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 23,767 | $737,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 77,149 | $735,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 700 | $734,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 13,537 | $733,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 74,215 | $733,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 16,283 | $731,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 52,751 | $730,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 33,991 | $730,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 37,989 | $729,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 17,825 | $728,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 26,997 | $726,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 36,192 | $724,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 78,050 | $724,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 67,100 | $722,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 18,075 | $721,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 31,002 | $718,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 17,131 | $715,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 24,304 | $715,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 49,785 | $715,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 90,093 | $714,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 28,181 | $714,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 65,137 | $713,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 18,893 | $712,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,958 | $711,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 61,690 | $711,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 51,625 | $710,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 77,962 | $710,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 22,666 | $709,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 36,077 | $709,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,000 | $707,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 22,930 | $705,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 50,001 | $705,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5,200 | $703,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 20,229 | $700,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 19,197 | $699,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 14,084 | $699,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 47,193 | $696,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 172,082 | $695,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 17,365 | $694,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 9,431 | $693,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 5,906 | $691,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 26,992 | $690,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 28,531 | $687,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 17,511 | $686,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,000 | $685,000 | thousands by filing date | put |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 28,459 | $682,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 38,240 | $681,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 22,298 | $680,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 39,581 | $680,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 7,007 | $679,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 40,814 | $679,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 17,477 | $677,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 26,303 | $676,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 39,499 | $676,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 30,828 | $676,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 606,000 | $675,000 | thousands by filing date | principal |
| RE MAX HLDGS INC | 75524W108 | CL A | 17,476 | $674,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 28,137 | $674,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 53,117 | $673,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 37,100 | $673,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 17,918 | $672,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 35,600 | $672,000 | thousands by filing date | put |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 49,504 | $672,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 23,240 | $671,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 280,721 | $670,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 62,916 | $670,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 5,000 | $669,000 | thousands by filing date | put |
| COMMUNITY USD0.01 | 20369C106 | COM | 18,574 | $667,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 3,308,000 | $666,000 | thousands by filing date | principal |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 75,161 | $661,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 135,657 | $660,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 60,000 | $659,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 504,000 | $659,000 | thousands by filing date | principal |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 39,749 | $658,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 54,627 | $657,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 24,462 | $656,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X210 | MSCI CHINA ETF | 30,000 | $656,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 8,130 | $655,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 44,594 | $653,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 130,100 | $651,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,100,000 | $649,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 23,370 | $648,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 27,725 | $646,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 30,619 | $644,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 8,890 | $643,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 46,004 | $641,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 18,848 | $641,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 14,687 | $640,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 18,208 | $639,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 22,475 | $636,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 28,003 | $636,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 25,644 | $635,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 104,051 | $634,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 6,331 | $633,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 19,416 | $633,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 33,178 | $630,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 11,154 | $629,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 14,846 | $628,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 40,766 | $627,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 31,706 | $623,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 9,737 | $622,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 500,000 | $622,000 | thousands by filing date | principal |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 17,561 | $621,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 59,094 | $621,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 7,304 | $621,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 43,766 | $617,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 29,759 | $616,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 14,996 | $615,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 400,000 | $613,000 | thousands by filing date | principal |
| AMERICAS CAR-MART INC | 03062T105 | COM | 6,701 | $612,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 17,860 | $611,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 19,538 | $609,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 49,848 | $608,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 43,669 | $607,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 20,073 | $606,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 41,245 | $605,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 85,670 | $605,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 103,323 | $603,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 62,520 | $599,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 13,662 | $599,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 45,285 | $598,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 20,761 | $598,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 30,010 | $594,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 43,417 | $593,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 145,335 | $592,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 165,500 | $591,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 27,967 | $589,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 40,410 | $588,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 68,651 | $586,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 137 | $586,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 51,878 | $586,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 41,305 | $583,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 27,929 | $580,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 16,039 | $580,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 15,951 | $577,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 17,532 | $575,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 25,175 | $574,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,000 | $571,000 | thousands by filing date | call |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 30,462 | $571,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 31,932 | $568,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 52,113 | $564,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 17,300 | $561,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 36,079 | $561,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 11,600 | $561,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 14,312 | $558,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 26,163 | $557,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 23,128 | $556,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 8,761 | $556,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 31,082 | $554,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 49,525 | $553,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 19,177 | $553,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 51,392 | $553,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 24,369 | $552,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 14,800 | $551,000 | thousands by filing date | call |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 50,545 | $551,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 500,000 | $551,000 | thousands by filing date | principal |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,593 | $549,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 12,967 | $549,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 88,077 | $548,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 36,862 | $547,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 27,377 | $545,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 16,400 | $543,000 | thousands by filing date | put |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 300,000 | $542,000 | thousands by filing date | principal |
| TRUECAR INC | 89785L107 | COM | 81,446 | $541,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 196,968 | $541,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 13,825 | $538,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 15,889 | $538,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 76,183 | $538,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 23,544 | $538,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 31,845 | $536,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 15,505 | $536,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 9,500 | $535,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 25,692 | $533,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 16,108 | $532,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 113,839 | $532,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 19,141 | $531,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 29,618 | $531,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 30,293 | $531,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 35,539 | $530,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 233,903 | $530,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 72,925 | $530,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 13,013 | $529,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 22,782 | $529,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 78,143 | $529,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 10,000 | $528,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 35,530 | $526,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 23,043 | $525,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 99,767 | $524,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 64,817 | $523,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 31,297 | $522,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 60,034 | $522,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 31,378 | $520,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,986 | $520,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 111,925 | $518,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 32,628 | $517,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 150,000 | $516,000 | thousands by filing date | principal |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 28,123 | $514,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 7,250 | $512,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 52,140 | $512,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 25,516 | $511,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 12,173 | $510,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 30,000 | $510,000 | thousands by filing date | call |
| Heritage Commerce Corp | 426927109 | Common Stock | 42,082 | $510,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 21,305 | $510,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 10,570 | $509,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 25,155 | $509,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,190 | $508,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 23,170 | $508,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 13,718 | $507,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 138,332 | $504,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 42,075 | $503,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 13,124 | $502,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 59,008 | $501,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 75,340 | $500,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 11,479 | $499,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 9,867 | $497,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 16,149 | $497,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 90,936 | $496,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 20,000 | $495,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,600 | $494,000 | thousands by filing date | call |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 300,000 | $494,000 | thousands by filing date | principal |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 31,069 | $493,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 53,104 | $493,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 261,514 | $492,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 36,234 | $492,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 500,000 | $490,000 | thousands by filing date | principal |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 94,461 | $489,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 14,400 | $489,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 22,294 | $489,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 30,326 | $488,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 15,728 | $487,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 75,993 | $486,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 8,500 | $486,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 14,242 | $486,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 12,307 | $485,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 113,695 | $485,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 31,668 | $483,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,600 | $482,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 59,900 | $482,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 26,844 | $482,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 10,194 | $482,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 500,000 | $481,000 | thousands by filing date | principal |
| TITAN MACHY INC | 88830R101 | COM | 30,926 | $480,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 81,697 | $479,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 14,431 | $479,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 47,787 | $477,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 16,176 | $476,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 17,634 | $476,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 90,800 | $475,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,500 | $474,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 38,053 | $472,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 7,519 | $471,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,967 | $469,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 5,055 | $468,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 30,833 | $467,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 130,401 | $466,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 15,830 | $466,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 107,001 | $465,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 23,840 | $464,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 38,457 | $463,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 11,336 | $463,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 16,700 | $462,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 23,509 | $462,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 15,574 | $459,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 14,812 | $458,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 7,507 | $458,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 13,998 | $458,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 13,880 | $458,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 27,650 | $457,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 15,553 | $457,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 15,593 | $457,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 10,763 | $455,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 29,873 | $454,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 23,046 | $453,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 30,204 | $451,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 40,401 | $451,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 250,000 | $451,000 | thousands by filing date | principal |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 15,313 | $450,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 23,484 | $450,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 151,689 | $450,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 431,000 | $450,000 | thousands by filing date | principal |
| FB FINL CORP | 30257X104 | COM | 14,123 | $448,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 174,456 | $448,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 27,168 | $447,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 7,601 | $447,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 12,139 | $446,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 32,436 | $445,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 21,700 | $445,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 300,000 | $445,000 | thousands by filing date | principal |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 24,659 | $444,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 16,320 | $444,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 10,637 | $444,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,700 | $441,000 | thousands by filing date | put |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,729 | $439,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 16,313 | $439,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 686,838 | $436,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 10,101 | $436,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 19,272 | $436,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 73,548 | $436,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 51,184 | $433,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 62,289 | $432,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 11,138 | $432,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 15,980 | $432,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 37,701 | $431,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 23,224 | $430,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 9,966 | $429,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 11,900 | $426,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 24,302 | $426,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 262,388 | $425,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 15,320 | $424,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 36,299 | $424,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 11,417 | $421,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 53,122 | $421,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 27,656 | $421,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 32,682 | $421,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 500,000 | $421,000 | thousands by filing date | principal |
| ECOVYST INC. | 73943T103 | Common Stock | 27,678 | $419,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 22,310 | $418,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 19,428 | $418,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 27,565 | $418,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 15,889 | $417,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 124,507 | $417,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 15,444 | $416,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 26,554 | $415,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 120,000 | $415,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 14,854 | $414,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 23,169 | $414,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 51,993 | $413,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 63,433 | $412,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 21,380 | $411,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 88,520 | $410,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 300,000 | $410,000 | thousands by filing date | principal |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 21,209 | $409,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 19,053 | $409,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 13,490 | $408,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 49,167 | $408,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 57,437 | $407,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 125,774 | $407,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 22,617 | $404,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 38,500 | $404,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 500,000 | $404,000 | thousands by filing date | principal |
| CENTURY ALUM CO | 156431108 | COM | 45,373 | $403,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,400 | $402,000 | thousands by filing date | put |
| BLUE HILLS BANCORP INC | 095573101 | COM | 16,815 | $402,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AD2 | NOTE 6/1 | 400,000 | $402,000 | thousands by filing date | principal |
| AMERICAN VANGUARD CORP | 030371108 | COM | 23,272 | $401,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 7,949 | $401,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 63,006 | $400,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 26,616 | $399,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 17,071 | $396,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 15,143 | $394,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 31,709 | $392,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 250,000 | $392,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 31,284 | $391,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 8,148 | $390,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 17,272 | $389,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,499 | $388,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 16,684 | $388,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 705,498 | $388,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 26,059 | $386,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 29,800 | $386,000 | thousands by filing date | call |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 500,000 | $386,000 | thousands by filing date | principal |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,425 | $385,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 73,013 | $385,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 250,000 | $385,000 | thousands by filing date | principal |
| TAILORED BRANDS INC | 87403A107 | COM | 48,888 | $384,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,400 | $383,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 19,578 | $382,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33739Q606 | HEITMAN GLOBAL | 18,197 | $380,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 38,025 | $378,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 7,762 | $378,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 28,900 | $376,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 20,576 | $375,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 93,652 | $374,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 11,071 | $374,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 66,458 | $374,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 37,600 | $373,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 31,305 | $373,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 17,238 | $373,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 23,629 | $373,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 36,500 | $372,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 22,521 | $371,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 38,150 | $371,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 5,916 | $369,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 46,716 | $369,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-010825 | this filing | 2019-05-14 | acceptance time not in the bulk data set |