13F-HR filed by ADVENT CAPITAL MANAGEMENT /DE/
ADVENT CAPITAL MANAGEMENT /DE/ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 244 holding rows worth $4,134,455,000.
- Accession
- 0001567619-19-004385
- Filer
- CIK 1097278
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 252 entries on the cover page, a total value of $4,134,455,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,134,455,000 with VALUE read as thousands by filing date, 13F file number 028-05049. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerRussell Investments Group, Ltd.028-17598
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 105,701 | $134,399,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 92,512 | $115,459,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 84,644,000 | $93,618,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 82,708,000 | $76,717,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 76,147,000 | $76,020,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 85,722,000 | $75,159,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 75,262,000 | $69,515,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 71,267,000 | $69,456,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 63,655,000 | $63,475,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 17,416,000 | $63,079,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 45,844,000 | $61,647,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 67,030,000 | $60,698,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 73,098,000 | $59,376,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 59,922,000 | $58,583,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 61,962,000 | $56,701,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 41,415,000 | $54,363,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 55,134,000 | $52,198,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 52,456,000 | $52,129,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 63,040,000 | $51,342,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 58,109,000 | $51,056,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 49,449,000 | $50,833,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 55,070,000 | $50,353,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 868,337 | $50,216,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 57,319,000 | $49,894,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 49,064,000 | $48,740,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 841,550 | $48,683,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 34,157,000 | $48,580,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 47,973,000 | $47,616,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 48,670,000 | $47,517,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 44,032,000 | $47,388,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 94,123,000 | $46,679,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 47,122,000 | $45,059,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 48,107,000 | $44,793,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 43,569,000 | $43,488,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 39,908,000 | $42,776,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 466,388 | $42,698,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 42,175,000 | $42,353,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 42,343,000 | $41,023,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 41,899,000 | $40,704,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 36,826,000 | $40,439,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 49,846,000 | $39,745,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 27,593,000 | $38,670,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 34,364,000 | $37,269,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 30,886,000 | $36,803,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 756,351 | $36,253,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 41,472,000 | $35,870,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 35,421,000 | $35,141,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 36,505,000 | $34,119,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 35,245,000 | $32,803,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 31,139 | $32,782,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 33,249,000 | $32,331,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 7,744,000 | $32,136,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 31,842,000 | $31,892,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 32,471,000 | $31,610,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 30,772,000 | $30,271,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 30,081,000 | $29,296,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 29,222,000 | $29,134,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 29,261,000 | $28,507,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 31,060,000 | $27,455,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 21,498,000 | $26,470,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 31,174,000 | $26,450,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 30,213,000 | $26,306,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 29,939,000 | $26,032,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 27,088,000 | $25,864,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 10,843,000 | $25,863,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 23,153,000 | $25,858,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 33,796,000 | $25,409,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAA1 | BOND | 26,760,000 | $24,907,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 23,580,000 | $24,833,000 | thousands by filing date | principal |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 19,746,000 | $24,463,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 26,825,000 | $24,307,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 473,750 | $24,151,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 23,797,000 | $23,358,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 32,153,000 | $22,649,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 23,647,000 | $22,566,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 445,050 | $22,435,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 24,256,000 | $22,337,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 20,764,000 | $22,321,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 23,118,000 | $21,341,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 23,751,000 | $21,066,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 22,439,000 | $20,662,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 21,715,000 | $20,436,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 18,155,000 | $20,415,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 21,431,000 | $20,038,000 | thousands by filing date | principal |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 20,417,000 | $20,009,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 17,961,000 | $19,862,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 16,750,000 | $19,758,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 17,918,000 | $17,146,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 16,650,000 | $16,428,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 16,625,000 | $16,260,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 10,998,000 | $15,667,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 15,911,000 | $15,613,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 18,512,000 | $15,585,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 14,777,000 | $14,066,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 11,756,000 | $14,016,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 144,337 | $13,692,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 14,586,000 | $13,561,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 13,626,000 | $13,356,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 13,109,000 | $12,754,000 | thousands by filing date | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 280,852 | $12,554,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 13,747 | $12,505,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 11,500,000 | $11,470,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 10,095,000 | $11,280,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 13,513,000 | $11,135,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 10,452,000 | $11,064,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851505 | PFD | 114,568 | $11,005,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 10,476,000 | $10,424,000 | thousands by filing date | principal |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 5,596,000 | $9,943,000 | thousands by filing date | principal |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 98,539 | $9,695,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,453,000 | $9,657,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 3,865,000 | $9,372,000 | thousands by filing date | principal |
| NABORS INDS INC | 62957HAB1 | BOND | 15,000,000 | $9,306,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 98,850 | $9,208,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 10,181,000 | $9,159,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 8,113,000 | $9,051,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 169,991 | $8,827,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 7,812,000 | $7,754,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 8,496,000 | $7,539,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 8,098,000 | $7,422,000 | thousands by filing date | principal |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 7,707,000 | $7,332,000 | thousands by filing date | principal |
| United Parcel Service,Inc. Class B | 911312106 | COM | 67,980 | $6,630,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 6,017,000 | $6,024,000 | thousands by filing date | principal |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 105,000 | $5,841,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 185,000 | $5,509,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 107,000 | $5,275,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 5,879,000 | $5,269,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 40,000 | $5,244,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 100,544 | $5,021,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 19,000 | $4,975,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 78,000 | $4,879,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 162,000 | $4,623,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 4,489,000 | $4,539,000 | thousands by filing date | principal |
| Boeing Company | 097023105 | COM | 14,000 | $4,515,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 3,500,000 | $4,281,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 3,565,000 | $4,154,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 5,894,000 | $4,137,000 | thousands by filing date | principal |
| BUNGE LTD | G16962105 | COM | 76,500 | $4,088,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 3,665,000 | $4,067,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 4,000,000 | $3,871,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 4,796,000 | $3,378,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 100,000 | $3,345,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 150,000 | $3,279,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 2,951,000 | $3,149,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 3,000,000 | $3,002,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 70,000 | $2,776,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 32,100 | $2,669,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 3,279,000 | $2,490,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 22,404 | $2,457,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 23,500 | $2,409,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 1,706,000 | $2,286,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 2,700,000 | $2,170,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 2,050,000 | $2,162,000 | thousands by filing date | principal |
| WYNN RESORTS LTD | 983134107 | COM | 21,617 | $2,138,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,001,000 | $1,950,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918A105 | COM | 35,000 | $1,735,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,248,000 | $1,295,000 | thousands by filing date | principal |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 100,000 | $1,254,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 28,648 | $1,252,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,156,000 | $1,122,000 | thousands by filing date | principal |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 1,502,000 | $1,019,000 | thousands by filing date | principal |
| QIAGEN NV | EK1258830 | CONV | 800,000 | $1,006,000 | thousands by filing date | principal |
| BRINKS CO | 109696104 | COM | 14,500 | $937,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 7,000 | $860,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | EP0553024 | COM | 40,000 | $716,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,000 | $655,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 20,000 | $623,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 658,000 | $620,000 | thousands by filing date | principal |
| CZR | 127686103 | Stock | 77,641 | $527,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 5,450 | $526,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,000 | $462,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 8,000 | $449,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 400,000 | $389,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 2,870 | $365,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 18,000 | $357,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 220,000 | $298,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 208,000 | $296,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 274,000 | $289,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 258,000 | $287,000 | thousands by filing date | principal |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 800 | $284,000 | thousands by filing date | call |
| Viacom Inc Cl A | 92553P102 | CL A | 10,000 | $278,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,700 | $274,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 297,000 | $273,000 | thousands by filing date | principal |
| Elevance Health, Inc. | 036752103 | COM | 1,000 | $263,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 243,000 | $239,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 10,000 | $200,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 13,000 | $164,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 8,342 | $159,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 8,000 | $146,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,700 | $125,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 200 | $105,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 3,000 | $96,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 85,000 | $80,000 | thousands by filing date | principal |
| NEVRO CORP | 64157F103 | COM | 2,000 | $78,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 677 | $75,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807908 | COM | 200 | $70,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 2,000 | $68,000 | thousands by filing date | |
| CBS CORP-CLASS B NON VOTING | 124857952 | COM | 200 | $44,000 | thousands by filing date | put |
| VISA INC | 92826C909 | CALL | 463 | $42,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD | 881624959 | PUT | 1,390 | $42,000 | thousands by filing date | put |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 300 | $29,000 | thousands by filing date | call |
| INFINERA CORP | 45667G903 | COM | 1,813 | $27,000 | thousands by filing date | call |
| ISHARES TR | 464288953 | PUT | 500 | $23,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F906 | CALL | 150 | $22,000 | thousands by filing date | call |
| DEUTSCHE BK AG | D18190958 | NAMEN AKT | 3,000 | $21,000 | thousands by filing date | put |
| ZILLOW GROUP INC | 98954M900 | CL C CAP STK | 200 | $19,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 33,000 | $19,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 19,000 | $19,000 | thousands by filing date | principal |
| CISCO SYS INC | 17275R902 | CALL | 390 | $18,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287AA6 | NOTE | 16,000 | $18,000 | thousands by filing date | principal |
| MACYS INC | 55616P954 | COM | 335 | $17,000 | thousands by filing date | put |
| GENERAL ELECTRIC CO | 369604903 | COM | 1,950 | $17,000 | thousands by filing date | call |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 13,000 | $14,000 | thousands by filing date | principal |
| STMICROELECTRONICS N V | 861012902 | CALL | 650 | $13,000 | thousands by filing date | call |
| BLOCK INC | 852234903 | CALL | 200 | $13,000 | thousands by filing date | call |
| CIENA CORP | 171779909 | COM NEW | 200 | $13,000 | thousands by filing date | call |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 12,000 | $13,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 11,000 | $13,000 | thousands by filing date | principal |
| LIONS GATE ENTMNT CORP | 535919901 | CALL | 325 | $12,000 | thousands by filing date | call |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 16,000 | $12,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 11,000 | $12,000 | thousands by filing date | principal |
| JPMORGAN CHASE & CO | 46625H900 | CALL | 1,300 | $10,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC-A | G7665A901 | COM | 250 | $10,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q951 | COM | 390 | $10,000 | thousands by filing date | put |
| ISHARES TR | 464287904 | CALL | 2,750 | $9,000 | thousands by filing date | call |
| INSULET CORP | 45784P901 | COM | 195 | $9,000 | thousands by filing date | call |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 8,000 | $9,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 10,000 | $9,000 | thousands by filing date | principal |
| MICROSOFT CORP | 594918904 | CALL | 200 | $8,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550905 | COM | 1,500 | $7,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 8,000 | $7,000 | thousands by filing date | principal |
| FORD MTR CO | 345370900 | CALL | 3,000 | $6,000 | thousands by filing date | call |
| ETSY INC | 29786A906 | CALL | 150 | $6,000 | thousands by filing date | call |
| TWITTER INC | 90184L952 | COM | 100 | $4,000 | thousands by filing date | put |
| PACKAGING CORP AMER | 695156909 | CALL | 150 | $3,000 | thousands by filing date | call |
| CTRIP.COM INTERNATIONAL-ADR | 22943F900 | COM | 500 | $3,000 | thousands by filing date | call |
| FORD MOTOR CO. | 345370960 | CALL | 2,600 | $3,000 | thousands by filing date | call |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 2,000 | $2,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467909 | COM | 1,790 | $2,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F903 | COM | 1,950 | $2,000 | thousands by filing date | call |
| ENSCO PLC-CL A | G3157S906 | COM | 390 | $2,000 | thousands by filing date | call |
| AIR TRANSPORT SERVICES GRP I | 00922R955 | PUT | 100 | $2,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167957 | COM | 500 | $1,000 | thousands by filing date | put |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENSCO PLC-CL A | G3157S956 | COM | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-004385 | this filing | 2019-02-14 | acceptance time not in the bulk data set |