13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-13, with 3,858 holding rows worth $96,131,208,000.
- Accession
- 0001567619-19-003418
- Filer
- CIK 824468
- Filed
- 2019-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 14,958 entries on the cover page, a total value of $96,131,208,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $96,131,208,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 34,927 | $309,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 6,157 | $308,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 44,313 | $308,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 27,236 | $308,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 30,825 | $307,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 55,892 | $307,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 12,871 | $307,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 12,910 | $306,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 15,884 | $305,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 7,596 | $305,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 12,043 | $303,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 41,251 | $302,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 15,191 | $301,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 95,775 | $301,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 12,914 | $301,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 23,550 | $301,000 | thousands by filing date | call |
| ECOVYST INC. | 73943T103 | Common Stock | 20,318 | $301,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 300,000 | $300,000 | thousands by filing date | principal |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 28,020 | $299,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,776 | $297,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,686 | $296,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 30,934 | $295,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 26,564 | $293,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 27,939 | $291,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 15,498 | $290,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 29,000 | $290,000 | thousands by filing date | call |
| ATHENEX INC | 04685N103 | COM | 22,839 | $290,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 20,000 | $289,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 18,203 | $289,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,744 | $289,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 3,000 | $289,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 21,691 | $288,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 8,423 | $288,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 46,759 | $288,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 6,955 | $287,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,911 | $286,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 39,378 | $285,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 19,901 | $284,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 121,590 | $284,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 7,826 | $282,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 300,000 | $280,000 | thousands by filing date | principal |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 18,947 | $279,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 16,330 | $279,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 82,736 | $279,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 10,939 | $279,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 30,988 | $277,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 15,161 | $277,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 19,264 | $276,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 5,398 | $276,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 19,204 | $275,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 15,269 | $274,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 20,600 | $273,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 16,316 | $273,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 7,149 | $273,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 285,000 | $273,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 12,633 | $271,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 12,049 | $270,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 35,395 | $269,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 250,000 | $269,000 | thousands by filing date | principal |
| AMERICAN PUB ED INC | 02913V103 | COM | 9,391 | $267,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 31,562 | $267,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 15,647 | $266,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 57,047 | $266,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 10,761 | $266,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 37,266 | $265,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 6,834 | $265,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 43,986 | $264,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 3,925 | $264,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 300,000 | $264,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 250,000 | $263,000 | thousands by filing date | principal |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 21,384 | $262,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 19,691 | $262,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 21,132 | $262,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 272,000 | $262,000 | thousands by filing date | principal |
| GASLOG LTD | G37585109 | SHS | 15,851 | $260,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 7,993 | $259,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 19,307 | $259,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 19,556 | $258,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 4,928 | $258,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 27,787 | $258,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 279,000 | $258,000 | thousands by filing date | principal |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 7,080 | $257,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 14,601 | $257,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 34,921 | $256,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 22,454 | $256,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 17,754 | $256,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 3,571 | $252,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 16,228 | $252,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 18,693 | $249,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 22,900 | $249,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 17,849 | $247,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 19,024 | $246,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 400,000 | $246,000 | thousands by filing date | principal |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 33,306 | $245,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,315 | $245,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 135,020 | $245,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 8,148 | $245,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 7,500 | $244,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 380,694 | $244,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 19,505 | $244,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 8,206 | $244,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 250,000 | $243,000 | thousands by filing date | principal |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 83,167 | $242,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 12,938 | $241,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 50,678 | $238,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 9,512 | $238,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 41,454 | $238,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 54,820 | $236,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 7,890 | $235,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,470 | $234,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 8,863 | $234,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 31,453 | $233,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 15,023 | $233,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 30,365 | $233,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 8,680 | $233,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $233,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 11,473 | $233,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 36,704 | $232,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 6,832 | $232,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 4,022 | $231,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 7,714 | $230,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 5,619 | $230,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 16,562 | $229,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 82,668 | $229,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 250,000 | $229,000 | thousands by filing date | principal |
| INNERWORKINGS INC | 45773Y105 | COM | 60,929 | $228,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 9,760 | $227,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 66,632 | $226,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 80,000 | $226,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 300,000 | $226,000 | thousands by filing date | principal |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 8,866 | $224,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 8,377 | $224,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 30,278 | $223,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 33,532 | $223,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 21,076 | $223,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 200,000 | $223,000 | thousands by filing date | principal |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 13,335 | $222,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 30,763 | $222,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 16,849 | $222,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 7,555 | $222,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 52,362 | $221,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 48,525 | $220,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 9,616 | $220,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 11,481 | $219,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,600 | $218,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 2,764 | $218,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 122,098 | $217,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,464 | $217,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 15,833 | $215,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 45,017 | $213,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 28,076 | $211,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 200,000 | $211,000 | thousands by filing date | principal |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 40,097 | $210,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 17,595 | $209,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 11,578 | $208,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 9,358 | $207,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 43,732 | $207,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,834 | $206,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 11,319 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 7,483 | $204,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 17,196 | $204,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,654 | $204,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 49,179 | $202,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 100,000 | $202,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 48,936 | $202,000 | thousands by filing date | |
| AGM GROUP HOLDINGS INC | G0132V105 | SHS CL A | 7,554 | $202,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 21,900 | $202,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 100,504 | $201,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 74,036 | $201,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 16,206 | $200,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 17,216 | $199,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 10,973 | $199,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 38,459 | $199,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 147,902 | $199,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 88,089 | $199,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 10,408 | $197,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 31,265 | $197,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 28,700 | $195,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 18,366 | $192,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 26,366 | $192,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 47,613 | $190,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 77,406 | $185,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 18,473 | $184,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 24,348 | $183,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 32,563 | $182,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 21,056 | $181,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 250,000 | $181,000 | thousands by filing date | principal |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $181,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 12,833 | $180,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 13,579 | $180,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 12,152 | $179,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 11,352 | $179,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 19,813 | $179,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 40,024 | $177,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 29,819 | $176,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 10,119 | $170,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 25,168 | $169,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 25,315 | $169,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $168,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 10,088 | $168,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 28,062 | $167,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 12,812 | $165,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 70,100 | $165,000 | thousands by filing date | call |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 70,687 | $165,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 87,898 | $164,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 18,796 | $161,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 66,919 | $160,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 65,819 | $160,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 94,102 | $158,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 11,610 | $158,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 10,456 | $157,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 65,586 | $156,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 32,384 | $156,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 25,628 | $155,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,570 | $154,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 12,044 | $153,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 33,169 | $153,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 37,379 | $150,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 12,110 | $149,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 23,528 | $149,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 25,263 | $149,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 13,300 | $148,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 21,083 | $147,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 15,637 | $147,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 82,730 | $145,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 13,229 | $143,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 39,834 | $143,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 113,784 | $141,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $141,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 54,167 | $141,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 35,674 | $141,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 12,116 | $140,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 23,683 | $138,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 128,900 | $134,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 55,724 | $133,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 14,041 | $133,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 50,000 | $132,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 16,133 | $130,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 46,944 | $130,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 10,287 | $130,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 21,001 | $129,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 120,101 | $121,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 14,165 | $121,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 13,002 | $121,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 17,848 | $120,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 32,595 | $120,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 12,594 | $119,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 28,289 | $119,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 17,215 | $118,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 65,001 | $118,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 10,000 | $117,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 38,735 | $116,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 17,899 | $116,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 13,886 | $115,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 10,418 | $114,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 47,815 | $113,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 18,905 | $112,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 10,072 | $109,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 41,925 | $109,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 27,178 | $109,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,722 | $105,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 75,000 | $101,000 | thousands by filing date | put |
| Berry Corp | 08579X101 | Common Stock | 11,462 | $100,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 14,755 | $100,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 10,816 | $98,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 11,166 | $97,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 20,076 | $97,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 19,449 | $96,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 13,053 | $94,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 18,100 | $89,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 39,796 | $86,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 19,729 | $85,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,322 | $85,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 12,064 | $84,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 48,680 | $81,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 22,602 | $81,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 21,453 | $79,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 16,178 | $77,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 10,178 | $76,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 34,912 | $75,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 20,743 | $74,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 11,906 | $70,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 15,463 | $70,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 11,670 | $69,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 37,512 | $69,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 40,000 | $68,000 | thousands by filing date | put |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 14,735 | $68,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 12,841 | $66,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 18,986 | $64,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 14,678 | $58,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 36,505 | $57,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 18,172 | $57,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 13,674 | $55,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 37,507 | $54,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 10,185 | $53,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 15,243 | $53,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 13,864 | $53,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 19,742 | $52,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 17,744 | $52,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 10,026 | $51,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 10,453 | $51,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 20,313 | $51,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 22,589 | $51,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 15,068 | $48,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 65,790 | $45,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 15,300 | $44,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 26,580 | $44,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 28,712 | $43,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 12,851 | $43,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 12,457 | $41,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 18,983 | $41,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 12,974 | $41,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 19,894 | $39,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 10,183 | $39,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 30,369 | $38,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 11,225 | $38,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 21,526 | $36,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 27,499 | $36,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 16,625 | $35,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 14,400 | $34,000 | thousands by filing date | put |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 10,473 | $34,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 35,092 | $33,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 15,231 | $32,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 30,557 | $32,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 28,197 | $30,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 18,616 | $30,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 27,436 | $29,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 14,999 | $29,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 18,900 | $27,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 36,756 | $26,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 61,577 | $26,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,212 | $25,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 242,301 | $21,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 13,108 | $20,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 19,664 | $20,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 31,001 | $20,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 19,880 | $19,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 10,000 | $16,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 12,741 | $16,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 18,306 | $16,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 15,451 | $15,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 50,775 | $14,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 32,356 | $14,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 13,650 | $14,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 16,510 | $14,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 18,331 | $13,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 28,593 | $13,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 10,170 | $12,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 11,072 | $11,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,678 | $9,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 17,164 | $9,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 23,914 | $8,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 16,585 | $7,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W202 | COM NEW | 23,592 | $7,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 48,981 | $6,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 14,315 | $5,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 18,500 | $4,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 64,173 | $2,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-003418 | this filing | 2019-02-13 | acceptance time not in the bulk data set |