13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-13, with 3,858 holding rows worth $96,131,208,000.
- Accession
- 0001567619-19-003418
- Filer
- CIK 824468
- Filed
- 2019-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 14,958 entries on the cover page, a total value of $96,131,208,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $96,131,208,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 29,061 | $762,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 213,500 | $760,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 12,226 | $760,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 25,394 | $759,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 6,500 | $756,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 82,500 | $755,000 | thousands by filing date | call |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 17,181 | $755,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 29,074 | $753,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 64,186 | $750,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 16,662 | $749,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 14,850 | $745,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 9,469 | $743,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 24,042 | $743,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 125,998 | $743,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 56,457 | $742,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 20,828 | $742,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 23,556 | $741,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 29,335 | $741,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 98,852 | $740,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 65,200 | $740,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 40,336 | $738,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 30,261 | $738,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 151,116 | $736,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 51,469 | $735,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 45,177 | $735,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 41,097 | $733,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 11,993 | $732,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 16,442 | $732,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 86,792 | $732,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 23,664 | $731,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 18,178 | $730,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 70,835 | $730,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 88,733 | $727,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 52,657 | $727,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 45,709 | $726,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 35,732 | $725,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 13,808 | $724,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 10,769 | $723,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 19,783 | $723,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 14,926 | $723,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 31,918 | $723,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 62,886 | $722,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 30,537 | $722,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 72,422 | $722,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 43,815 | $722,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 50,022 | $721,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 28,071 | $720,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 141,438 | $719,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10,176 | $718,000 | thousands by filing date | call |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 11,880 | $717,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 50,120 | $717,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 10,156 | $717,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 60,000 | $716,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 22,285 | $714,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 62,364 | $712,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 81,206 | $711,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 19,414 | $710,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 37,230 | $709,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 10,039 | $709,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 106,442 | $708,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 54,979 | $705,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 80,335 | $705,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 21,048 | $704,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 24,316 | $701,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 21,431 | $700,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,329 | $700,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 7,268 | $699,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 13,968 | $699,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 700,000 | $699,000 | thousands by filing date | principal |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 36,399 | $698,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 29,979 | $698,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 28,826 | $696,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 17,292 | $694,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 18,110 | $688,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 30,487 | $687,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 19,974 | $687,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 28,339 | $686,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 16,659 | $685,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 54,767 | $685,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 27,910 | $685,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 22,367 | $684,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 96,313 | $684,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 500,000 | $683,000 | thousands by filing date | principal |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 56,501 | $682,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 11,035 | $681,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 14,753 | $679,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 35,686 | $678,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 12,785 | $678,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 81,755 | $677,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 10,508 | $670,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 348,247 | $670,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X210 | MSCI CHINA ETF | 40,492 | $670,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 1,000,000 | $669,000 | thousands by filing date | principal |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 37,557 | $668,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 15,920 | $668,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 28,531 | $668,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 46,100 | $667,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 17,629 | $667,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 29,305 | $667,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 39,762 | $666,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 7,000 | $666,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 6,123 | $663,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 46,517 | $663,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 13,391 | $658,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 27,119 | $657,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 16,353 | $656,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 67,708 | $655,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 296,532 | $649,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 37,541 | $648,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 82,550 | $646,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 26,585 | $643,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 11,249 | $642,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 29,311 | $640,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 23,514 | $639,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 12,248 | $638,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 9,352 | $638,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 40,999 | $636,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 29,500 | $635,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 60,842 | $635,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 40,000 | $634,000 | thousands by filing date | call |
| FORTIVE CORP | 34959J207 | PREFERRED | 700 | $634,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 57,221 | $633,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 46,448 | $632,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 33,000 | $632,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 79,158 | $630,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 29,417 | $629,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 25,824 | $628,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 33,719 | $628,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 24,716 | $627,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 15,716 | $626,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 18,516 | $624,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 68,763 | $623,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 17,261 | $621,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 630,000 | $621,000 | thousands by filing date | principal |
| KELLY SVCS INC | 488152208 | CL A | 30,257 | $620,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 66,006 | $618,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 29,799 | $618,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 94,026 | $616,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 46,336 | $613,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 19,272 | $613,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 43,012 | $611,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 88,392 | $609,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 23,849 | $607,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 7,042 | $607,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 6,800 | $606,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 49,442 | $606,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 41,660 | $604,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 59,177 | $603,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 125,023 | $601,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 50,435 | $599,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,000 | $598,000 | thousands by filing date | put |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 23,708 | $597,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 97,571 | $595,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 25,000 | $594,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 19,675 | $594,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 43,972 | $594,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 36,934 | $594,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 87,439 | $592,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 39,939 | $589,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 18,693 | $589,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 5,868 | $588,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 19,070 | $587,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 18,216 | $583,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 27,662 | $583,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 206,544 | $583,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 51,867 | $582,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 67,789 | $580,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 53,488 | $579,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 28,310 | $579,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 8,030 | $577,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 35,600 | $576,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 26,116 | $576,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 16,648 | $574,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 37,567 | $570,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 38,412 | $568,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 719,330 | $568,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 27,711 | $567,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 57,270 | $565,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 59,388 | $564,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 40,078 | $562,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 34,918 | $558,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 10,528 | $558,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,000 | $557,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 102,904 | $556,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 27,122 | $554,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 31,559 | $553,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 156 | $552,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 48,273 | $552,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 18,462 | $551,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 107,697 | $551,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 17,781 | $550,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 40,850 | $550,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 14,991 | $549,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 38,549 | $548,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 49,574 | $548,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 24,067 | $547,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 34,604 | $547,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 31,454 | $547,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 18,388 | $545,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 30,754 | $544,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 54,175 | $544,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 5,429 | $543,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 44,348 | $543,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 1,345,058 | $542,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 22,679 | $540,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 144,996 | $539,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 28,134 | $539,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 10,000 | $539,000 | thousands by filing date | call |
| Vanguard Value ETF | 922908744 | SHS | 5,469 | $536,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 25,237 | $536,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 31,210 | $536,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 45,832 | $535,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 21,555 | $534,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 50,344 | $533,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 21,775 | $533,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 51,807 | $531,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 27,338 | $530,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 5,958 | $530,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 3,370 | $529,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 27,211 | $529,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 21,074 | $529,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 37,052 | $529,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 19,195 | $529,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 21,631 | $528,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 25,764 | $527,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 95,286 | $527,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 94,009 | $527,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 11,048 | $525,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 34,547 | $523,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 208,302 | $523,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 29,086 | $522,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 18,487 | $522,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 6,000 | $521,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 128,760 | $521,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 126,536 | $521,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 42,225 | $520,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 26,900 | $517,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 36,733 | $516,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 30,514 | $516,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 25,368 | $516,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 53,475 | $516,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 16,808 | $513,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 29,342 | $511,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 18,047 | $509,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 6,583 | $509,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 130,000 | $508,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 27,837 | $506,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 14,071 | $506,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 9,645 | $504,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 12,980 | $504,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 51,331 | $502,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 20,327 | $501,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 217,809 | $501,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 137,648 | $501,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 131,096 | $500,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 14,567 | $499,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 20,474 | $498,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 500,000 | $498,000 | thousands by filing date | principal |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 27,730 | $497,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 15,430 | $497,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 19,900 | $497,000 | thousands by filing date | put |
| FBL FINL GROUP INC | 30239F106 | CL A | 7,560 | $496,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 25,334 | $496,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 57,235 | $495,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 19,725 | $495,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 284,495 | $495,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 63,218 | $495,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 17,126 | $493,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 18,944 | $493,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 18,083 | $492,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 33,976 | $491,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 10,277 | $490,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 32,491 | $490,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 500,000 | $490,000 | thousands by filing date | principal |
| FGL HLDGS | G3402M102 | ORD SHS | 73,542 | $490,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 18,117 | $489,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 4,731 | $484,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 38,243 | $482,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 29,751 | $481,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 221,394 | $480,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,483 | $479,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 19,709 | $479,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 55,797 | $479,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 30,817 | $478,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 44,417 | $478,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 30,464 | $477,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 35,673 | $475,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 500,000 | $475,000 | thousands by filing date | principal |
| FORRESTER RESH INC | 346563109 | COM | 10,597 | $474,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 72,323 | $473,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 6,514 | $472,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 74,448 | $471,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 13,611 | $470,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 14,977 | $469,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 16,000 | $467,000 | thousands by filing date | put |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 26,588 | $467,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 16,645 | $462,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 16,461 | $462,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 15,101 | $462,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 13,138 | $461,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 17,445 | $460,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 40,565 | $459,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 29,541 | $458,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 57,884 | $458,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,400 | $457,000 | thousands by filing date | put |
| COMMUNITY USD0.01 | 20369C106 | COM | 15,884 | $457,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 7,664 | $456,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 79,568 | $456,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 33,574 | $455,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 136,223 | $455,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 23,513 | $454,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 27,812 | $454,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 26,685 | $453,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 11,775 | $452,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 23,917 | $451,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 25,933 | $445,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 12,672 | $444,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 25,946 | $444,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 28,957 | $444,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 56,596 | $442,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 14,117 | $442,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 19,740 | $442,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 300,000 | $441,000 | thousands by filing date | principal |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,833 | $440,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 67,900 | $440,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 25,455 | $439,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 16,023 | $436,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 20,443 | $436,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 14,130 | $435,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 12,928 | $434,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 18,010 | $434,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 18,954 | $433,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 22,193 | $433,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 150,000 | $431,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 600,000 | $431,000 | thousands by filing date | principal |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,093 | $430,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,164 | $429,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 73,228 | $426,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 21,368 | $426,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 14,071 | $425,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 106,307 | $424,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 30,134 | $424,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 39,624 | $424,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 300,000 | $424,000 | thousands by filing date | principal |
| MANITOWOC CO INC | 563571405 | COM NEW | 28,637 | $422,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 244,053 | $422,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 10,101 | $418,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 27,525 | $418,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 62,476 | $418,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 14,120 | $417,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 25,994 | $416,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 14,542 | $415,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 13,269 | $414,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 143,054 | $414,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 25,409 | $412,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 10,737 | $411,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 27,765 | $411,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 9,030 | $411,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 25,064 | $411,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 22,131 | $409,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 28,779 | $409,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 15,039 | $409,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 26,202 | $407,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 41,340 | $407,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 18,368 | $406,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 11,684 | $406,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 40,635 | $406,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 23,257 | $405,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 41,097 | $405,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 27,230 | $405,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 1,000,000 | $403,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 54,276 | $402,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 14,464 | $402,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 500,000 | $402,000 | thousands by filing date | principal |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 47,325 | $401,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 250,725 | $401,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 29,718 | $400,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 19,780 | $398,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 30,424 | $397,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 11,528 | $396,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 248,279 | $396,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 119,511 | $395,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 6,368 | $394,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,254 | $391,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 18,588 | $391,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,162 | $390,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 54,963 | $390,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 6,377 | $388,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 250,000 | $387,000 | thousands by filing date | principal |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 28,018 | $386,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,700 | $385,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 9,119 | $385,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 48,641 | $384,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 25,155 | $384,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 14,758 | $384,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 24,786 | $382,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,000 | $381,000 | thousands by filing date | call |
| PLAYAGS INC | 72814N104 | COM | 16,528 | $380,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 45,552 | $380,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 25,000 | $379,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 43,697 | $379,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 800,000 | $378,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 52,210 | $378,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 675,000 | $377,000 | thousands by filing date | put |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 500,000 | $377,000 | thousands by filing date | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 31,659 | $376,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 15,480 | $375,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 5,969 | $374,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,827 | $373,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 90,800 | $373,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 33,158 | $371,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 14,635 | $370,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 14,834 | $370,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 7,630 | $369,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 9,734 | $368,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 9,265 | $368,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAD5 | NOTE 2.000% 6/0 | 395,000 | $367,000 | thousands by filing date | principal |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 15,656 | $366,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 35,100 | $365,000 | thousands by filing date | put |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 19,775 | $365,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 35,000 | $364,000 | thousands by filing date | call |
| TECHTARGET INC | 87874R100 | COM | 29,854 | $364,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 4,565 | $363,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 26,638 | $363,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 35,143 | $362,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 38,227 | $362,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 8,300 | $361,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 91,868 | $360,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 251,272 | $360,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 84,594 | $359,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 12,012 | $358,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 18,700 | $358,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 15,653 | $358,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 22,365 | $358,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 16,026 | $358,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 300,000 | $358,000 | thousands by filing date | principal |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 250,000 | $357,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 260,000 | $357,000 | thousands by filing date | principal |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 8,463 | $356,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 11,867 | $356,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 62,351 | $356,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 13,877 | $356,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 15,718 | $356,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 14,027 | $355,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 9,024 | $355,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 13,222 | $354,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 17,399 | $354,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 16,611 | $353,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 10,743 | $352,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 26,941 | $351,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 69,182 | $350,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 20,369 | $350,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 14,309 | $349,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 23,756 | $349,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 40,000 | $347,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 9,901 | $346,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 7,657 | $344,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 26,425 | $343,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 395,000 | $343,000 | thousands by filing date | principal |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 16,307 | $341,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 15,986 | $341,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 10,650 | $340,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 16,000 | $339,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 20,900 | $338,000 | thousands by filing date | call |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 10,512 | $337,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 250,000 | $337,000 | thousands by filing date | principal |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 17,424 | $336,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 4,949 | $334,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 300,000 | $334,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 8,061 | $333,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 12,412 | $332,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 7,946 | $330,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 10,152 | $329,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33739Q606 | HEITMAN GLOBAL | 18,340 | $329,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 32,524 | $327,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 10,531 | $326,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 25,668 | $326,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 42,237 | $326,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 29,364 | $325,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 250,000 | $323,000 | thousands by filing date | principal |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 19,584 | $322,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 11,323 | $321,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 35,023 | $321,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 45,635 | $321,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 10,780 | $320,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 14,344 | $320,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 40,513 | $319,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 10,785 | $317,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 50,840 | $317,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 9,002 | $316,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 21,426 | $316,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 11,054 | $315,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 16,759 | $314,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 129,808 | $314,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 65,071 | $313,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 46,046 | $313,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 500,000 | $313,000 | thousands by filing date | principal |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 180,883 | $312,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 89,394 | $311,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 327,000 | $311,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-003418 | this filing | 2019-02-13 | acceptance time not in the bulk data set |