13F-HR filed by ADVENT CAPITAL MANAGEMENT /DE/
ADVENT CAPITAL MANAGEMENT /DE/ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 278 holding rows worth $4,752,737,000.
- Accession
- 0001567619-18-000882
- Filer
- CIK 1097278
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 289 entries on the cover page, a total value of $4,752,737,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,752,747,000 with VALUE read as thousands by filing date, 13F file number 028-05049. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerRussell Investments Group, Ltd.028-17598
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| YAHOO INC | 984332AF3 | NOTE 12/0 | 77,642,000 | $106,184,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 67,734 | $85,204,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 79,874,000 | $84,087,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 34,960,000 | $83,700,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 79,395,000 | $78,320,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 1,124,706 | $76,509,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 69,926,000 | $73,693,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 73,290,000 | $71,221,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 60,423,000 | $71,062,000 | thousands by filing date | principal |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 48,242,000 | $70,149,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 53,816 | $67,414,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 67,450,000 | $66,181,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 54,500,000 | $65,259,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 66,089,000 | $65,071,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 19,017,000 | $62,323,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 39,157,000 | $60,713,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 57,468,000 | $58,467,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 57,387,000 | $57,814,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 58,588,000 | $56,391,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 51,055,000 | $55,320,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 50,339,000 | $54,854,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 54,096,000 | $54,366,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 502,847 | $53,076,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 28,286,000 | $50,796,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 45,090,000 | $50,437,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 47,763,000 | $50,234,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 37,531,000 | $49,682,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 49,074,000 | $48,460,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 47,263,000 | $48,018,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 46,660,000 | $47,209,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 46,536,000 | $47,142,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 39,985,000 | $46,553,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 49,769,000 | $45,425,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 50,287,000 | $45,169,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 36,734,000 | $45,094,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 46,402,000 | $44,173,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 41,234,000 | $43,996,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 35,411,000 | $43,858,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 37,006,000 | $42,157,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 35,675,000 | $41,941,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 716,874 | $40,937,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 46,302,000 | $40,786,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 74,102,000 | $39,243,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 37,352,000 | $39,037,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 36,047 | $38,652,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 38,309,000 | $38,593,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 37,952,000 | $37,827,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 58,768,000 | $37,476,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 7,069,000 | $36,583,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 32,578,000 | $36,372,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 19,432,000 | $35,482,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 24,380,000 | $35,219,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 37,628,000 | $35,181,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 34,798,000 | $33,769,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 32,500,000 | $33,552,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 34,176,000 | $33,186,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 35,051,000 | $32,652,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 24,073,000 | $32,007,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 34,077,000 | $31,978,000 | thousands by filing date | principal |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 22,453,000 | $31,960,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 36,251,000 | $31,877,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 30,685,000 | $30,822,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 25,600,000 | $30,668,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 25,854,000 | $30,613,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 31,066,000 | $30,492,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 32,275,000 | $29,825,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 25,021,000 | $29,619,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 25,455,000 | $29,343,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 29,022,000 | $29,162,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 32,045,000 | $29,112,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 31,546,000 | $28,089,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAA1 | BOND | 25,359,000 | $27,613,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 597,957 | $27,576,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 15,980,000 | $27,178,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 24,109,000 | $27,138,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 20,093,000 | $26,017,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 27,608,000 | $25,611,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 27,514,000 | $25,577,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 25,011,000 | $25,178,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 22,181,000 | $24,391,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 22,883,000 | $24,292,000 | thousands by filing date | principal |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 24,133,000 | $24,099,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 525,252 | $23,972,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 23,544,000 | $23,969,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 22,081,000 | $23,546,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 25,100,000 | $21,948,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 21,651,000 | $21,747,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 16,039,000 | $21,282,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 22,989,000 | $21,215,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 16,761,000 | $20,644,000 | thousands by filing date | principal |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 19,539,000 | $20,158,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 20,267,000 | $20,092,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 20,585,000 | $19,928,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 20,737,000 | $19,724,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 17,000,000 | $19,615,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 9,645,000 | $19,207,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 19,720,000 | $19,202,000 | thousands by filing date | principal |
| HESS CORP | 42809H404 | DEP PDF SR A | 244,743 | $18,401,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 16,334,000 | $18,225,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 16,425,000 | $17,523,000 | thousands by filing date | principal |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 16,115,000 | $17,511,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 15,761,000 | $16,917,000 | thousands by filing date | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 336,918 | $16,905,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 11,448,000 | $16,612,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 16,020,000 | $16,249,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 14,447,000 | $16,187,000 | thousands by filing date | principal |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 16,785,000 | $16,100,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 12,085,000 | $15,289,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 16,027,000 | $15,212,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 11,953,000 | $14,665,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 11,044,000 | $14,020,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 13,630,000 | $13,638,000 | thousands by filing date | principal |
| NABORS INDS INC | 62957HAB1 | BOND | 17,146,000 | $13,490,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 11,409,000 | $12,989,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 15,665,000 | $12,787,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 8,627,000 | $12,774,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 11,115,000 | $12,735,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 13,000,000 | $12,550,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 10,332,000 | $12,491,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 12,346,000 | $12,406,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 12,407,000 | $12,011,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 11,868,000 | $11,888,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 10,957,000 | $11,829,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 3,924,000 | $11,560,000 | thousands by filing date | principal |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 200,745 | $10,962,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 9,151,000 | $10,863,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 10,644,000 | $10,595,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 9,129,000 | $9,826,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 161,000 | $9,773,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,478,000 | $9,344,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 9,190,000 | $9,286,000 | thousands by filing date | principal |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 79,496 | $8,920,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 10,186,000 | $8,826,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 8,817,000 | $8,753,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 7,806,000 | $8,666,000 | thousands by filing date | principal |
| QIAGEN NV | EK1258772 | CONV | 6,600,000 | $8,466,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 107,771 | $7,980,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 6,406,000 | $7,774,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 90,000 | $7,709,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 102,111 | $7,665,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 52,400 | $7,109,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 63,730 | $6,615,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 4,303,000 | $6,448,000 | thousands by filing date | principal |
| UNITED RENTALS INC COM | 911363109 | Stock | 43,000 | $6,348,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 4,401,000 | $6,290,000 | thousands by filing date | principal |
| Royal Caribbean Cruises Ltd. | 010775124 | COMM | 57,000 | $5,905,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 5,563,000 | $5,565,000 | thousands by filing date | principal |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 4,189,000 | $5,550,000 | thousands by filing date | principal |
| USBANCORPDEL | 902973304 | COM NEW | 110,000 | $5,502,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 5,660,000 | $5,282,000 | thousands by filing date | principal |
| United Parcel Service,Inc. Class B | 911312106 | COM | 47,980 | $5,097,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 100,000 | $5,031,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 70,000 | $4,959,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 440,000 | $4,871,000 | thousands by filing date | |
| LAZARD LTD-CL A | 021260622 | COM | 99,037 | $4,844,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 2,783,000 | $4,649,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 3,800,000 | $4,599,000 | thousands by filing date | principal |
| Texas Instruments Incorporated | 882508104 | COM | 40,000 | $4,410,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 45,000 | $4,301,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 4,000,000 | $4,020,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 125,000 | $4,014,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 4,000,000 | $3,959,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 4,000,000 | $3,736,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 3,864,000 | $3,577,000 | thousands by filing date | principal |
| TPG PACE ENERGY HLDGS CORP | 872656202 | UNIT 99/99/9999 | 300,000 | $3,522,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,500,000 | $3,320,000 | thousands by filing date | principal |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 1,200,000 | $3,217,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 14,500 | $3,198,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 75,000 | $2,955,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 2,874,000 | $2,885,000 | thousands by filing date | principal |
| Bunge Limited | 013317810 | COM | 37,900 | $2,642,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 1,706,000 | $2,433,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,654,000 | $2,174,000 | thousands by filing date | principal |
| M & T BK CORP COM | 55261F104 | Stock | 12,750 | $2,169,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 8,300 | $1,976,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 58,810 | $1,963,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 36,150 | $1,864,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 55,000 | $1,849,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 15,000 | $1,780,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 85,000 | $1,511,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 12,200 | $1,478,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 1,487,000 | $1,472,000 | thousands by filing date | principal |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,360,000 | $1,402,000 | thousands by filing date | principal |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 1,143,000 | $1,147,000 | thousands by filing date | principal |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,031,000 | $1,129,000 | thousands by filing date | principal |
| CZR | 127686103 | Stock | 101,831 | $1,090,000 | thousands by filing date | |
| TRANSOCEAN LTD | 050546683 | COM | 80,000 | $1,075,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 795,000 | $1,009,000 | thousands by filing date | principal |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3,137 | $920,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 20,000 | $909,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 874,000 | $891,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 353,000 | $886,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 617,000 | $856,000 | thousands by filing date | principal |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 829,000 | $851,000 | thousands by filing date | principal |
| CBS CORP NEW | 124857202 | CL B | 15,020 | $844,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 801,000 | $839,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 779,000 | $753,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 721,000 | $714,000 | thousands by filing date | principal |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 680,000 | $691,000 | thousands by filing date | principal |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 36,000 | $687,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 20,000 | $666,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HOLDIN | 088030478 | Equity | 13,500 | $638,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 15,000 | $611,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 23,000 | $586,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 610,000 | $581,000 | thousands by filing date | principal |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 507,000 | $577,000 | thousands by filing date | principal |
| KBHOME | 48666K109 | COM | 20,000 | $545,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 408,000 | $541,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 20,000 | $530,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 30,000 | $530,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,000 | $524,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 500,000 | $508,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA INC | 107532277 | COM | 20,000 | $454,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 30,000 | $437,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 348,000 | $435,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 409,000 | $408,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 15,000 | $399,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,000 | $390,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 320,000 | $370,000 | thousands by filing date | principal |
| LGI HOMES INC COM | 50187T106 | Stock | 6,100 | $352,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 205,000 | $312,000 | thousands by filing date | principal |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 2,300 | $269,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075AC9 | BOND | 214,000 | $208,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 191,000 | $179,000 | thousands by filing date | principal |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 175,000 | $165,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 134,000 | $160,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 152,000 | $158,000 | thousands by filing date | principal |
| MARINEMAX INC | 567908108 | COM | 8,000 | $152,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 257,000 | $144,000 | thousands by filing date | principal |
| COMCAST CORP NEW | 20030N901 | CALL | 2,000 | $139,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 139,000 | $139,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 6,000 | $127,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464950 | PUT | 300 | $123,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 10,000 | $120,000 | thousands by filing date | |
| ISHARES TR | 464287954 | PUT | 2,200 | $105,000 | thousands by filing date | put |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 113,000 | $98,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 100,000 | $96,000 | thousands by filing date | principal |
| ETSY INC | 29786A906 | CALL | 200 | $89,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 85,000 | $85,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 145,000 | $74,000 | thousands by filing date | principal |
| CHARTER COMMUNICATIONS INC | 16119P908 | CL A | 50 | $69,000 | thousands by filing date | call |
| ISHARES INC | 46434G950 | MSCI ITALY ETF | 1,000 | $65,000 | thousands by filing date | put |
| WORKDAY INC | 98138H951 | PUT | 200 | $63,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 2,000 | $58,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W959 | OPTION | 300 | $41,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E953 | PUT | 400 | $39,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL CORP | 63934E908 | COM | 500 | $39,000 | thousands by filing date | call |
| OKTA INC | 679295955 | CL A | 350 | $38,000 | thousands by filing date | put |
| NEVRO CORP | 64157F903 | CALL | 200 | $34,000 | thousands by filing date | call |
| TRANSOCEAN LTD | 050546903 | OPT | 500 | $34,000 | thousands by filing date | call |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 1,500 | $32,000 | thousands by filing date | call |
| TWITTER INC | 90184L902 | COM | 529 | $30,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112953 | PUT | 300 | $27,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918A955 | PUT | 150 | $21,000 | thousands by filing date | put |
| ALLSCRIPTS HEALTHCARE SOLUTI | 01988P908 | COM | 1,000 | $20,000 | thousands by filing date | call |
| ISHARES TR | 464287955 | PUT | 300 | $19,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HOLDINGS | 088030958 | OPT | 150 | $18,000 | thousands by filing date | put |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 50 | $17,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220906 | COM | 1,000 | $15,000 | thousands by filing date | call |
| CAESARS ENTERTAINMENT CORP | 127686953 | Cmn | 1,000 | $15,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HLDGS | 80283M901 | CALL | 1,000 | $13,000 | thousands by filing date | call |
| WALMART INC | 931142903 | CALL | 1,000 | $12,000 | thousands by filing date | call |
| ISHARES TR | 464288953 | PUT | 250 | $11,000 | thousands by filing date | put |
| CBS CORP-CLASS B NON VOTING | 124857902 | COM | 100 | $10,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC | 40171V950 | COM | 100 | $9,000 | thousands by filing date | put |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 7,000 | $9,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343X900 | COM | 206 | $9,000 | thousands by filing date | call |
| ZENDESK INC | 98936J951 | PUT | 150 | $8,000 | thousands by filing date | put |
| WEATHERFORD INTERNATIONAL PLC | 107986908 | OPT | 3,000 | $8,000 | thousands by filing date | call |
| BED BATH BEYOND INC | 075896900 | COM | 200 | $7,000 | thousands by filing date | call |
| MERCK & CO INC | 58933Y905 | CALL | 100 | $5,000 | thousands by filing date | call |
| ALTABA INC | 021346901 | CALL | 100 | $5,000 | thousands by filing date | call |
| CIENA CORP | 171779909 | COM NEW | 200 | $4,000 | thousands by filing date | call |
| INTEL CORP | 458140900 | CALL | 1,300 | $3,000 | thousands by filing date | call |
| TWITTER INC | 90184L952 | COM | 500 | $3,000 | thousands by filing date | put |
| DISNEY WALT CO | 254687906 | COM | 50 | $2,000 | thousands by filing date | call |
| TELADOC HEALTH INC CALL | 87918A905 | OPTION | 100 | $2,000 | thousands by filing date | call |
| CISCO SYS INC | 17275R902 | CALL | 150 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-000882 | this filing | 2018-08-14 | acceptance time not in the bulk data set |