13F-HR filed by Capital Wealth Planning, LLC
Capital Wealth Planning, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 233 holding rows worth $143,884,000 by the sum of the rows.
- Accession
- 0001566728-18-000002
- Filer
- CIK 1566728
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 425 entries on the cover page, a total value of $144,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,884,000 with VALUE read as thousands by filing date, 13F file number 028-15439. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $144,000, about 1/1,000 of the sum of the rows, $143,884,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FASTENAL CO COM | 311900104 | Stock | 666,000 | $36,356,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 114,485 | $11,982,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 43,622 | $11,501,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 101,521 | $7,252,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 14,550 | $3,665,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 31,997 | $3,518,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 19,895 | $3,338,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 71,200 | $3,116,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 37,844 | $3,000,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 25,503 | $2,907,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 23,340 | $2,548,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 10,540 | $2,544,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 18,609 | $2,385,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 19,935 | $2,384,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,295 | $2,370,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 10,470 | $2,240,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 12,500 | $2,136,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 23,563 | $2,096,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 13,800 | $2,033,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 26,181 | $1,765,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 12,220 | $1,697,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,050 | $1,656,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,980 | $1,367,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,000 | $1,158,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,210 | $1,144,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 9,065 | $1,140,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,000 | $1,119,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913Y900 | CALL | 11,580 | $1,073,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 15,570 | $992,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 78,941 | $964,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 23,410 | $949,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 30,744 | $922,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 29,013 | $873,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 19,673 | $854,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,805 | $851,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 9,500 | $834,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,662 | $795,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 34,500 | $641,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 25,000 | $633,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 16,095 | $574,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,045 | $572,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,225 | $519,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 13,500 | $469,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,600 | $425,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,250 | $424,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,000 | $419,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,500 | $409,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,842 | $408,000 | thousands by filing date | |
| American Express Co | 025816112 | E | 4,125 | $385,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,600 | $366,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 12,195 | $346,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 5,152 | $321,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,021 | $312,000 | thousands by filing date | |
| iShares MSCI Emerging Markets | 464587234 | E | 6,430 | $310,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,621 | $293,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,370 | $273,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,047 | $262,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,600 | $250,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,700 | $241,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 7,813 | $241,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,400 | $237,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516906 | CALL | 1,596 | $231,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CE6 | DEBT 6.500%12/3 | 22,400 | $226,000 | thousands by filing date | |
| United Parcel Svc Amer Inc Deb 8.375 4/1/2020 | 911308AA2 | B | 200,000 | $222,000 | thousands by filing date | principal |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 2,025 | $217,000 | thousands by filing date | |
| American Express Co | 025816111 | E | 2,315 | $216,000 | thousands by filing date | |
| American Express Co | 025816110 | E | 2,300 | $215,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,456 | $212,000 | thousands by filing date | |
| FASTENAL CO | 311900904 | COM | 210,000 | $206,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 5,230 | $204,000 | thousands by filing date | |
| PRIMECAP ODYSSEY AGGRESSIVE GROWTH | 74160Q202 | EQUITY FUNDS | 4,130 | $204,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,818 | $202,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,150 | $201,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,600 | $201,000 | thousands by filing date | |
| JANUS HENDERSON BALANCED I | 47103C704 | NTF EQUITY FUNDS | 6,080 | $201,000 | thousands by filing date | |
| FRANKLIN INCOME FUND CL | 353496300 | FKINX | 80,253 | $184,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,500 | $182,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 20,000 | $131,000 | thousands by filing date | |
| Locorr Spectrum Income I | 540132859 | E | 16,847 | $115,000 | thousands by filing date | |
| FORD HOLDINGS INC DEBENTURE - UNSECURED | 345277AB3 | DEBENTURE - UNSECURED | 100,000 | $111,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10,000 | $94,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 11,000 | $87,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 12,000 | $83,000 | thousands by filing date | |
| Pfizer Inc Note Call Make Whole 1.95 6/3/2021 | 717081DX8 | B | 55,000 | $53,000 | thousands by filing date | principal |
| WALMART INC. 5.875 27 DUE 04/05/27 | 931142CH4 | CORPORATE BONDS | 43,000 | $51,000 | thousands by filing date | principal |
| HOME DEPOT INC | 437076BE1 | Fixed Income | 50,000 | $50,000 | thousands by filing date | principal |
| Eli Lilly & Co 5.50 3/15/2027 | 532457AZ1 | B | 43,000 | $50,000 | thousands by filing date | principal |
| AMERICAN EXPRESS CR CORP MTNBE 2.2 03/03/2020 | 0258M0EE5 | Corp Bond | 50,000 | $49,000 | thousands by filing date | principal |
| Georgia Pwr Co 2.00 3/30/2020 | 373334KG5 | B | 50,000 | $49,000 | thousands by filing date | principal |
| SOUTHERN CO COM | 842587CQ8 | CORPORATE BONDS | 50,000 | $49,000 | thousands by filing date | principal |
| Chevron Corp Sr Nt 1.961 3/3/2020 | 166764AR1 | B | 50,000 | $49,000 | thousands by filing date | principal |
| Johnson & Johnson 1.65 3/1/2021 | 478160BS2 | B | 50,000 | $49,000 | thousands by filing date | principal |
| Philip Morris Intl Inc Note 1.625 2/21/2019 | 718172BW8 | B | 50,000 | $49,000 | thousands by filing date | principal |
| Parker Cnty Tx 4.5 02/15/2023 Oid Assured Guaranty Cor | 701060EN1 | B | 40,000 | $41,000 | thousands by filing date | principal |
| Microsoft Corp Sr Unsecured 2.375 5/1/2023 | 594918AT1 | B | 40,000 | $39,000 | thousands by filing date | principal |
| Collier Cnty Fla Spl Oblig Rev 4.25 7/1/2028 PRRFD: 07/01/20 | 19464VBB5 | B | 35,000 | $37,000 | thousands by filing date | principal |
| Nj Econ Dev Auth 5.00 06/15/2022 | 64577BKR4 | B | 30,000 | $33,000 | thousands by filing date | principal |
| Pierce Cnty WA Sch Dist No 320 Sumner 4.00 12/1/2019 | 720526WV0 | B | 30,000 | $31,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 10,000 | $30,000 | thousands by filing date | |
| LEE MEM HEALTH SYS FLA HOSP RE 7.281 Percent 4/1/2027 | 52385LCU1 | MB | 25,000 | $30,000 | thousands by filing date | principal |
| Pfizer Inc Note Call Make Whole 1.70 12/15/2019 | 717081EB5 | B | 30,000 | $30,000 | thousands by filing date | principal |
| Wisconsin Energy Corp 2.45 6/15/2020 | 976657AK2 | B | 30,000 | $30,000 | thousands by filing date | principal |
| ATLANTIC RICHFIELD CO DEBENTURE | 048825BA0 | DEBENTURE | 25,000 | $29,000 | thousands by filing date | principal |
| Miami-Dade Cnty Fla 0.00 10/1/2028 | 59333HBX3 | B | 40,000 | $28,000 | thousands by filing date | principal |
| Arizona St Ctfs Par 5.00 10/1/2022 | 040588B79 | B | 25,000 | $28,000 | thousands by filing date | principal |
| NC St Ltd Obg Vp 5.00 6/1/2022 | 65829QBQ6 | B | 25,000 | $28,000 | thousands by filing date | principal |
| Onslow Nc W/S 5.00 12/01/2022 | 682852CJ5 | B | 25,000 | $28,000 | thousands by filing date | principal |
| Palm Beach Cn Fl Pu 5.00 05/01/2022 | 696543RB5 | B | 25,000 | $28,000 | thousands by filing date | principal |
| Az Brd Regents Cop 5.00 06/01/2021 Xtro | 04048PJF8 | B | 25,000 | $27,000 | thousands by filing date | principal |
| Carter Cnty Ky 4.625 02/01/2027 Oid PRRFD: 02/01/21 | 146132LC7 | B | 25,000 | $27,000 | thousands by filing date | principal |
| Connecticut State GO 5.00 3/15/2021 | 20772JZV7 | B | 25,000 | $27,000 | thousands by filing date | principal |
| Ky Infrastructre Re 4.00 02/01/2022 | 4913137S5 | B | 25,000 | $27,000 | thousands by filing date | principal |
| Michigan Fin Auth Rev Rfdg-Hosp-Henry Ford Health Sys 5.00 11/15/2021 | 59447TLW1 | B | 25,000 | $27,000 | thousands by filing date | principal |
| Minnesota St Mun Pwr Agy Elec 4.00 10/1/2021 | 60412PEJ5 | B | 25,000 | $27,000 | thousands by filing date | principal |
| Morgan Stanley Bd 5.50 7/28/2021 | 61747WAL3 | B | 25,000 | $27,000 | thousands by filing date | principal |
| New York St Dorm Auth St Pers 5.00 3/15/2020 | 6499025X7 | B | 25,000 | $27,000 | thousands by filing date | principal |
| Onondaga Cn Ny 5.00 05/01/2022 PRRFD: 05/01/21 | 6827453K8 | B | 25,000 | $27,000 | thousands by filing date | principal |
| Triboro Brdg/Tunl N 5.00 11/15/2020 | 89602N5T7 | B | 25,000 | $27,000 | thousands by filing date | principal |
| FL Gulf Coast Un 4.75 2/1/2026 | 34073XEN4 | B | 25,000 | $26,000 | thousands by filing date | principal |
| Cecil Cnty Md 4.00 02/01/2021 | 149843T38 | B | 25,000 | $26,000 | thousands by filing date | principal |
| Isle Wight Cnty Va 4.00 04/01/2020 | 464632NB0 | B | 25,000 | $26,000 | thousands by filing date | principal |
| King Cnty WA 5.00 6/1/2019 | 49474FCP3 | B | 25,000 | $26,000 | thousands by filing date | principal |
| Mcklnbrg Cn Nc 5.00 03/01/2019 | 584002PH6 | B | 25,000 | $26,000 | thousands by filing date | principal |
| Allen Tx Isd 5.25 25 Go Utx Due 2/15/25 | 018106AR5 | B | 25,000 | $26,000 | thousands by filing date | principal |
| San Francisco CA City & Cnty Arpts 5.00 5/1/2019 | 79765A4P8 | B | 25,000 | $26,000 | thousands by filing date | principal |
| South Carolina St Pub Serv Rev Ref Bds 4.00 12/1/2021 | 837151BK4 | B | 25,000 | $26,000 | thousands by filing date | principal |
| LOUISVILLE & JEFFER 435SYST HLTH DUE 100135XTRO | 54659LBT0 | Treas | 25,000 | $25,000 | thousands by filing date | principal |
| BERKSHIRE HATHAWAY 3percent22 DUE 05 15 22 | 084664BT7 | cb | 25,000 | $25,000 | thousands by filing date | principal |
| LLOYDS TSB BANK PLC | 5394E8BE8 | Yankee Bond (denominated & pays in US$) | 27,000 | $25,000 | thousands by filing date | principal |
| UNITEDHEALTH GR | 91324PCH3 | Convertible/ | 25,000 | $25,000 | thousands by filing date | principal |
| WELLS FARGO | 94974BFR6 | cb | 25,000 | $25,000 | thousands by filing date | principal |
| ARCONIC INC NOTE M/W CLBL | 013817AV3 | NOTE M/W CLBL | 25,000 | $25,000 | thousands by filing date | principal |
| NATIONAL RURAL UTILITIES | 637432MU6 | CORPORATE BONDS | 25,000 | $25,000 | thousands by filing date | principal |
| APPLE INC | 037833DH0 | Fixed Income | 25,000 | $25,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231GAD4 | COM | 25,000 | $25,000 | thousands by filing date | principal |
| Chevron Corp New Note Call Make Whole 1.561 5/16/2019 | 166764BH2 | B | 25,000 | $25,000 | thousands by filing date | principal |
| Bank of Nova Scotia Sr Glbl Nt 2.05 10/30/2018 | 064159CU8 | B | 25,000 | $25,000 | thousands by filing date | principal |
| Bnp Paribas U S Medium Term Sr Note 2.45 3/17/2019 | 05574LXH6 | B | 25,000 | $25,000 | thousands by filing date | principal |
| Exxon Mobil Corporation 1.912 3/6/2020 | 30231GAG7 | B | 25,000 | $25,000 | thousands by filing date | principal |
| John Deere Capit 2.35 01/08/2021 | 24422ETZ2 | B | 25,000 | $25,000 | thousands by filing date | principal |
| Johnson & Johnson Nt 2.45 12/5/2021 | 478160BN3 | B | 25,000 | $25,000 | thousands by filing date | principal |
| Kentucky Economic Dev Fin Auth Rev Bds 5.00 6/1/2018 | 49126KGR6 | B | 25,000 | $25,000 | thousands by filing date | principal |
| KY St Tpk Auth Econ Dev Rev Bds Callable 5.00 7/1/2027 PRRFD: 07/01/18 | 491552TH8 | B | 25,000 | $25,000 | thousands by filing date | principal |
| Lam Research Corp Sr Nt 2.75 3/15/2020 | 512807AM0 | B | 25,000 | $25,000 | thousands by filing date | principal |
| Met Tran Auth Ny 3.00 11/15/2018 | 59259YWS4 | B | 25,000 | $25,000 | thousands by filing date | principal |
| Microsoft Corp Sr Nt 2.375 2/12/2022 | 594918BA1 | B | 25,000 | $25,000 | thousands by filing date | principal |
| GE Capital Internotes 6.00 7/15/2018 | 36966R3Q7 | B | 25,000 | $25,000 | thousands by filing date | principal |
| Royal Bk Cda 2.125 3/2/2020 | 78012KC62 | B | 25,000 | $25,000 | thousands by filing date | principal |
| Toronto-Domini 2.625 9/10/2018 | 89114QAM0 | B | 25,000 | $25,000 | thousands by filing date | principal |
| US Treasury Bill Zero Cpn 0.00 9/6/2018 | 912796PY9 | B | 25,000 | $25,000 | thousands by filing date | principal |
| Westpac Bkg Corp Senior Note 1.95 11/23/2018 | 961214CQ4 | B | 25,000 | $25,000 | thousands by filing date | principal |
| Apple Inc 2.30 5/11/2022 | 037833CQ1 | B | 25,000 | $24,000 | thousands by filing date | principal |
| Call UPS 1-18-19 @ 135 | 311312906 | E | 25,000 | $23,000 | thousands by filing date | call |
| Deere John Cap Corp Mtns Be 2.75 3/15/2022 | 24422ERM3 | B | 22,000 | $22,000 | thousands by filing date | principal |
| New Jersey St Transn Tr Fd Auth Ser C -Rfdg-Bhac-Cr 0.00 12/15/2028 | 646136TN1 | B | 30,000 | $22,000 | thousands by filing date | principal |
| Marsh & McLennan Cos Inc 2.55 10/15/2018 | 571748AT9 | B | 22,000 | $22,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC G | 38141GGQ1 | BOND | 20,000 | $21,000 | thousands by filing date | principal |
| New Jersey St Transn Tr Fund Auth System Ser A 0.00 12/15/2036 | 646136WS6 | B | 50,000 | $21,000 | thousands by filing date | principal |
| DEERE JOHN CAPITAL CORP 2.65 01/06/2022 | 24422ETL3 | Corp Bond | 20,000 | $20,000 | thousands by filing date | principal |
| Dallas Fort Worth Tex Intl Arpt Rev 3.75 11/1/2037 | 235036E30 | B | 20,000 | $20,000 | thousands by filing date | principal |
| Chevron Corporation 2.10 5/16/2021 | 166764BG4 | B | 20,000 | $20,000 | thousands by filing date | principal |
| New Jersey St Transn Tr 5.75 6/15/2018 | 646135RA3 | B | 20,000 | $20,000 | thousands by filing date | principal |
| Genl Motors Finl Co Inc Sr Note 2.40 4/10/2018 | 37045XAV8 | B | 20,000 | $20,000 | thousands by filing date | principal |
| St Louis MO Ld Clea 4.00 6/1/2021 | 85233SAD0 | B | 20,000 | $20,000 | thousands by filing date | principal |
| Puerto Rico Sales Tax Fing Corp Sales 0.00 8/1/2056 | 74529JAQ8 | B | 250,000 | $19,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 10,000 | $17,000 | thousands by filing date | |
| US Treasury Note 1.25 12/31/2018 | 912828U99 | B | 17,000 | $17,000 | thousands by filing date | principal |
| INTEL CORP 4 32 DUE 12/15/32 | 458140AN0 | CORPORATE BONDS | 15,000 | $16,000 | thousands by filing date | principal |
| Berkshire Hthaway 4.30 5/15/2043 | 084664BV2 | B | 15,000 | $16,000 | thousands by filing date | principal |
| Curators Univ MO Sys Facs Rev Sys Facs 3.50 11/1/2025 | 231266GR2 | B | 15,000 | $16,000 | thousands by filing date | principal |
| Altria Group Inc 4.25 8/9/2042 | 02209SAM5 | B | 15,000 | $15,000 | thousands by filing date | principal |
| Coastal Carolina Univ Sc High Ed Rev BE 3.25 6/1/2035 | 19043CAU6 | B | 15,000 | $15,000 | thousands by filing date | principal |
| Cobb Cnty Ga Stu 3.50 07/15/2031 Oid Xtro | 19077CAT8 | B | 15,000 | $15,000 | thousands by filing date | principal |
| Duke Energy Corp Fr 3.10 3/15/2025 | 26442KAD8 | B | 15,000 | $15,000 | thousands by filing date | principal |
| Enterprise Products Oper Comany Guarnt 4.45 2/15/2043 | 29379VAY9 | B | 15,000 | $15,000 | thousands by filing date | principal |
| Goldman Sachs Grp Inc Mtn Be 4.40 11/15/2032 | 38141EH85 | B | 15,000 | $15,000 | thousands by filing date | principal |
| Port Auth Ny & Nj 3.00 07/15/2028 Oid Amt | 73358WMC5 | B | 15,000 | $15,000 | thousands by filing date | principal |
| VALE OVERSEAS LIMITED | 91911TAM5 | COM | 15,000 | $15,000 | thousands by filing date | principal |
| California St GO Bds Var Pur P & Ref 5.00 4/1/2018 | 13063AQ49 | B | 15,000 | $15,000 | thousands by filing date | principal |
| Columbia Mo Wtr 4.125 10/1/2028 | 198072VQ0 | B | 15,000 | $15,000 | thousands by filing date | principal |
| FNMA Note 1.75 9/25/2020 | 3136G1HY8 | B | 15,000 | $15,000 | thousands by filing date | principal |
| Pepsico Inc Sr Nt 2.75 3/1/2023 | 713448CG1 | B | 15,000 | $15,000 | thousands by filing date | principal |
| UNITED PARCEL S | 911312AM8 | cb | 14,000 | $14,000 | thousands by filing date | principal |
| US Treasury Strip 0.00 11/15/2018 | 912803AP8 | B | 14,000 | $14,000 | thousands by filing date | principal |
| Goldman Sachs Bank USA New York NY CD 2.25 5/2/2019 | 38143ARJ6 | B | 12,000 | $12,000 | thousands by filing date | principal |
| Merck & Co Inc 3.875 1/15/2021 | 58933YAA3 | B | 12,000 | $12,000 | thousands by filing date | principal |
| JEFFERIES GROUP 5point125 percent 23 DUE 01 20 23 | 472319AL6 | cb | 10,000 | $11,000 | thousands by filing date | principal |
| BP PLC | 055622904 | CALL | 12,600 | $10,000 | thousands by filing date | call |
| Fifth Third Bancorp Perp Sub G | 316773CR9 | Com | 10,000 | $10,000 | thousands by filing date | principal |
| EBAY INC NOTE M/W CLBL | 278642AE3 | NOTE M/W CLBL | 10,000 | $10,000 | thousands by filing date | principal |
| APPLE INCpoint 2point7percent22 DUE 05 13 22 | 037833BF6 | cb | 10,000 | $10,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 10,000 | $10,000 | thousands by filing date | principal |
| MONTSANTO CO | 61166WAH4 | Convertible/ | 10,000 | $10,000 | thousands by filing date | principal |
| THE COCA-COLA CO | 191216AR1 | Convertible/ | 10,000 | $10,000 | thousands by filing date | principal |
| Exelon Generation Co Sr Nt 3.4 022 3.40 3/15/2022 | 30161MAR4 | B | 10,000 | $10,000 | thousands by filing date | principal |
| GE Cap Corp Sr Unsec Ured Series Notz 4.00 6/15/2032 | 36966TFU1 | B | 10,000 | $10,000 | thousands by filing date | principal |
| Gilead Sciences Inc Senior Note M/W 2.05 4/1/2019 | 375558AV5 | B | 10,000 | $10,000 | thousands by filing date | principal |
| AMERICAN EXPRESS | 0258M0DK2 | Convertible/ | 10,000 | $10,000 | thousands by filing date | principal |
| Alabama Power Co Senior Note C Allable M/W 2.45 3/30/2022 | 010392FQ6 | B | 10,000 | $10,000 | thousands by filing date | principal |
| Boston Scientific Corp 2.85 5/15/2020 | 101137AP2 | B | 10,000 | $10,000 | thousands by filing date | principal |
| Medtronic Inc Note Call Make Whole 2.50 3/15/2020 | 585055BG0 | B | 10,000 | $10,000 | thousands by filing date | principal |
| Royal Bank Canada Glbl Medium Term Sr Bk 2.15 3/15/2019 | 78010USN8 | B | 10,000 | $10,000 | thousands by filing date | principal |
| Blue Springs MO 4.75 6/1/2030 | 09606AAB2 | B | 10,000 | $10,000 | thousands by filing date | principal |
| Fedex Corporation Senior Notes 8.00 1/15/2019 | 31428XAR7 | B | 10,000 | $10,000 | thousands by filing date | principal |
| General Elec Cap Corp Non Callable 5.10 11/15/2020 | 36966R4Y9 | B | 10,000 | $10,000 | thousands by filing date | principal |
| General Mls Inc Nt 2.20 10/21/2019 | 370334BV5 | B | 10,000 | $10,000 | thousands by filing date | principal |
| MD St GO Bds Ser 2010B 5.00 3/1/2019 | 5741925H9 | B | 10,000 | $10,000 | thousands by filing date | principal |
| NJ St Transn Tr Fd Auth Rev Nts 5.00 6/15/2019 | 646136Z46 | B | 10,000 | $10,000 | thousands by filing date | principal |
| Ally Financial Inc Term Notes 4.15 8/15/2019 | 02006DER8 | B | 10,000 | $10,000 | thousands by filing date | principal |
| Berkshire Hathaway Fin Bond 2.00 8/15/2018 | 084664BY6 | B | 10,000 | $10,000 | thousands by filing date | principal |
| Boone Cnty Mo Hosp Rev Rev Bds Callable 5.10 8/1/2029 PRRFD: 08/01/18 | 098867EU4 | B | 10,000 | $10,000 | thousands by filing date | principal |
| Chstrfield Vy M 3.625 05/15/2031 Oid Xtro | 166533BD0 | B | 10,000 | $10,000 | thousands by filing date | principal |
| Corning Inc Senior Note M/W 1.50 5/8/2018 | 219350BA2 | B | 10,000 | $10,000 | thousands by filing date | principal |
| Exelon Corporation Senior Note Callable M/W 2.45 4/15/2021 | 30161NAT8 | B | 10,000 | $10,000 | thousands by filing date | principal |
| FNMA Note 1.50 12/24/2020 | 3136G15P0 | B | 10,000 | $10,000 | thousands by filing date | principal |
| Jackson Cnty Mo Spl Oblig Rev Bds 2.625 12/1/2021 | 467578GC8 | B | 10,000 | $10,000 | thousands by filing date | principal |
| Morgan St Dean Witter Senior Medium Term Note 2.50 1/24/2019 | 61746BDM5 | B | 10,000 | $10,000 | thousands by filing date | principal |
| Poplar Bluff Mo Regl Transn Dev Dist 4.00 12/1/2036 | 733060AB3 | E | 10,000 | $10,000 | thousands by filing date | principal |
| Southern Company 2.15 9/1/2019 | 842587CL9 | B | 10,000 | $10,000 | thousands by filing date | principal |
| St Louis Mo Indl Devauth Tax Increment 4.75 6/15/2027 | 85233LAC7 | B | 10,000 | $10,000 | thousands by filing date | principal |
| TVA Bond 1.875 8/15/2022 | 880591EN8 | B | 10,000 | $10,000 | thousands by filing date | principal |
| Ford Mtr Cr Co Llc Mtn Fxd Rt Nt Ser B 3.00 3/20/2022 | 34540TJF0 | B | 10,000 | $10,000 | thousands by filing date | principal |
| FNMA 1.85 08/23/2023 | 3136G32U8 | B | 10,000 | $9,000 | thousands by filing date | principal |
| Long Island Pwr Auth NY Elec Sys Rev Gen 0.00 12/1/2021 | 542690CF7 | B | 10,000 | $9,000 | thousands by filing date | principal |
| RRI Energy 7.875 6/15/2017 | 74971XAC1 | B | 10,000 | $8,000 | thousands by filing date | principal |
| Middlesex Cnty NJ Impt Auth Util Sys Extension Pj Ser 0.00 10/1/2033 | 596567CG0 | B | 10,000 | $5,000 | thousands by filing date | principal |
| Employees Retirement Sys Govt Comwlth 6.25 7/1/2038 | 29216MBN9 | B | 10,000 | $4,000 | thousands by filing date | principal |
| REGIONS FINANCIAL CORP NEW | 7591EP900 | COM | 10,000 | $3,000 | thousands by filing date | call |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 19,800 | $2,000 | thousands by filing date | |
| FNMA Fnr 2.50 7/25/2042 | 3136AARF4 | B | 20,000 | $2,000 | thousands by filing date | principal |
| AFLAC INC | 001055902 | COM | 34,000 | $1,000 | thousands by filing date | call |
| ISHARES INC | 464286901 | CALL | 10,000 | $1,000 | thousands by filing date | call |
| Lehman Brthrs Hldgrr Bond 0.00 4/4/2016 | 525ESC1H2 | B | 20,000 | $1,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001566728-18-000002 | this filing | 2018-05-15 | acceptance time not in the bulk data set |