13F-HR filed by Pomelo Capital LLC
Pomelo Capital LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 152 holding rows worth $2,174,827,000.
- Accession
- 0001565772-16-000011
- Filer
- CIK 1565772
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 152 entries on the cover page, a total value of $2,174,827,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,174,827,000 with VALUE read as thousands by filing date, 13F file number 028-15346. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 3,687,400 | $151,220,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 538,100 | $123,639,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 774,800 | $79,208,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,271,600 | $76,118,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 6,555,200 | $72,501,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2,022,900 | $62,771,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,227,200 | $52,925,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,987,400 | $51,570,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 816,400 | $50,282,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 1,955,200 | $48,059,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,778,900 | $46,785,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 548,000 | $43,308,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 2,108,100 | $39,464,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 343,600 | $39,205,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 4,003,700 | $35,513,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 735,800 | $34,641,000 | thousands by filing date | put |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 747,600 | $31,324,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,586,400 | $29,650,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 940,500 | $29,560,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 912,200 | $29,154,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 672,900 | $26,997,000 | thousands by filing date | put |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 28,500,000 | $25,971,000 | thousands by filing date | principal |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 664,300 | $25,748,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,196,600 | $25,655,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,565,200 | $23,979,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 22,814,000 | $22,785,000 | thousands by filing date | principal |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 143,300 | $21,651,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 484,100 | $21,559,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 485,700 | $21,284,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,942,576 | $20,598,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 2,551,200 | $20,537,000 | thousands by filing date | put |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 21,475,000 | $20,535,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,277,700 | $20,507,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 322,800 | $19,843,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,165,700 | $19,794,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,216,100 | $19,312,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 529,200 | $19,295,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 23,329,000 | $18,911,000 | thousands by filing date | principal |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 724,900 | $17,796,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,415,500 | $17,561,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 5,072,000 | $16,738,000 | thousands by filing date | put |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 16,529,000 | $16,539,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 178,244 | $15,997,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 92,500 | $15,090,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 243,100 | $14,897,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 25,000 | $14,841,000 | thousands by filing date | put |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 15,000,000 | $13,969,000 | thousands by filing date | principal |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 14,500,000 | $13,875,000 | thousands by filing date | principal |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 13,320,000 | $13,370,000 | thousands by filing date | principal |
| Adobe Inc | 00724F101 | COM | 142,500 | $13,367,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 173,100 | $13,249,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 10,000 | $12,890,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 900,100 | $12,853,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 12,529,000 | $12,631,000 | thousands by filing date | principal |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,021,000 | $12,221,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 1,404,200 | $11,795,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 300,000 | $11,475,000 | thousands by filing date | put |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 10,000,000 | $11,275,000 | thousands by filing date | principal |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 11,026,000 | $10,992,000 | thousands by filing date | principal |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 513,000 | $10,727,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 70,000 | $10,602,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 122,300 | $10,519,000 | thousands by filing date | put |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 9,500,000 | $9,411,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 183,400 | $8,928,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 2,941,900 | $8,826,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,458,500 | $8,809,000 | thousands by filing date | put |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 10,130,000 | $8,788,000 | thousands by filing date | principal |
| LENNAR CORP CL A | 526057104 | Stock | 179,000 | $8,656,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 8,259,000 | $8,496,000 | thousands by filing date | principal |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 500,000 | $8,255,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 224,800 | $8,230,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 95,200 | $8,020,000 | thousands by filing date | put |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 5,000,000 | $7,938,000 | thousands by filing date | principal |
| ISTAR INC | 45031U101 | COMMON STOCK | 789,800 | $7,629,000 | thousands by filing date | put |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 7,293,000 | $7,325,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 7,500,000 | $7,238,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 94,400 | $6,970,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 131,000 | $6,874,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 443,700 | $6,829,000 | thousands by filing date | put |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 7,000,000 | $6,698,000 | thousands by filing date | principal |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,509,700 | $6,220,000 | thousands by filing date | put |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 5,000,000 | $6,163,000 | thousands by filing date | principal |
| SOTHEBYS | 835898107 | COM | 220,800 | $5,902,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 327,500 | $5,856,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 80,000 | $5,694,000 | thousands by filing date | put |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 100,000 | $5,565,000 | thousands by filing date | put |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 5,750,000 | $5,488,000 | thousands by filing date | principal |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 27,700 | $5,367,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 5,000,000 | $5,303,000 | thousands by filing date | principal |
| AUTODESK INC COM | 052769106 | Stock | 90,000 | $5,248,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 58,500 | $5,137,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 300,000 | $4,965,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 4,300,000 | $4,451,000 | thousands by filing date | principal |
| U S G CORP | 903293405 | COM NEW | 174,400 | $4,327,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 30,000 | $4,222,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 73,200 | $4,033,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 139,000 | $4,021,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 160,200 | $3,933,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 1,125,000 | $3,713,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 400,000 | $3,656,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 130,000 | $3,618,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 401,000 | $3,557,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 1,499,058 | $3,553,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 175,500 | $3,384,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 43,600 | $3,350,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 135,000 | $3,318,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 60,000 | $3,197,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 99,787 | $3,170,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 400,000 | $3,044,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 978,100 | $2,905,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 89,100 | $2,827,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 415,000 | $2,332,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 392,100 | $2,290,000 | thousands by filing date | put |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 215,000 | $2,129,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 132,019 | $2,128,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 198,854 | $2,120,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 25,000 | $2,054,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 55,797 | $2,025,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 420,000 | $2,020,000 | thousands by filing date | call |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 2,000,000 | $2,020,000 | thousands by filing date | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 75,000 | $1,952,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 300,000 | $1,881,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 200,000 | $1,840,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 300,000 | $1,752,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 3,000,000 | $1,740,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 300,000 | $1,677,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 400,000 | $1,652,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 200,000 | $1,612,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,267,100 | $1,571,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 117,000 | $1,467,000 | thousands by filing date | put |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 1,000,000 | $1,201,000 | thousands by filing date | principal |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 1,250,000 | $1,134,000 | thousands by filing date | principal |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 100,000 | $1,086,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 100,000 | $943,000 | thousands by filing date | put |
| PHH CORP | 693320202 | COM NEW | 60,400 | $873,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 200,000 | $842,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 50,000 | $725,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 68,500 | $638,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 72,000 | $575,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 75,000 | $557,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 20,000 | $517,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 40,000 | $493,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 24,290 | $475,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 50,000 | $467,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,400,000 | $378,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 10,000 | $299,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 30,100 | $234,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 4,500 | $209,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 10,600 | $204,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 21,600 | $188,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 10,000 | $179,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 13,000 | $114,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001565772-16-000011 | this filing | 2016-11-14 | acceptance time not in the bulk data set |