13F-HR filed by Pomelo Capital LLC
Pomelo Capital LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 97 holding rows worth $225,747,000.
- Accession
- 0001565772-14-000002
- Filer
- CIK 1565772
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 81 entries on the cover page, a total value of $225,747,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $229,166,000 with VALUE read as thousands by filing date, 13F file number 028-15346. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 35,000,000 | $35,459,000 | thousands by filing date | principal |
| D.R. HORTON INC | 23331ABB4 | NOTE | 17,500,000 | $30,242,000 | thousands by filing date | principal |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 15,750,000 | $14,549,000 | thousands by filing date | principal |
| RITE AID CORP | 767754BU7 | CNV | 7,019,000 | $14,459,000 | thousands by filing date | principal |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 5,000,000 | $13,119,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 11,000,000 | $13,063,000 | thousands by filing date | principal |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 11,900,000 | $11,915,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 8,000,000 | $11,110,000 | thousands by filing date | principal |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 10,200,000 | $10,194,000 | thousands by filing date | principal |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 10,000,000 | $10,144,000 | thousands by filing date | principal |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 5,000,000 | $9,397,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 5,806,500 | $8,742,000 | thousands by filing date | put |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 5,000,000 | $6,919,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 241,050 | $6,087,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 4,000,000 | $4,203,000 | thousands by filing date | principal |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 5,383,400 | $3,436,000 | thousands by filing date | put |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 67,036 | $3,292,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 2,860,000 | $3,071,000 | thousands by filing date | principal |
| INTEROIL CORP | 460951106 | COM | 987,100 | $2,759,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,000,000 | $1,771,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 48,100 | $1,595,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,418,900 | $1,081,000 | thousands by filing date | put |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 68,500 | $1,061,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 946,300 | $989,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 180,000 | $837,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 7,663,300 | $763,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 23,550 | $695,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 20,900 | $688,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 9,360 | $652,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 813,300 | $641,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 15,430 | $571,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 44,379 | $542,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,346,200 | $535,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 23,400 | $398,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,400 | $395,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 240,000 | $306,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 16,600 | $296,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 8,840 | $282,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 7,817 | $278,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 121,500 | $256,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,278,400 | $230,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 300,000 | $213,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 599,076 | $204,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 120,000 | $176,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,303,700 | $163,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 561,400 | $159,000 | thousands by filing date | put |
| PHH CORP | 693320202 | COM NEW | 991,500 | $124,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2,314,800 | $121,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 150,000 | $113,000 | thousands by filing date | call |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 40,900 | $106,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 556,600 | $103,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 44,000 | $103,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,988,600 | $75,000 | thousands by filing date | put |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 300,000 | $60,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549104 | COM | 27,400 | $59,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 200,000 | $56,000 | thousands by filing date | call |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 15,000 | $41,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,454,600 | $36,000 | thousands by filing date | put |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 305,000 | $31,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 2,055,000 | $27,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 46,000 | $25,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 974,800 | $24,000 | thousands by filing date | put |
| RR DONNELLEY + SONS CO | 257867101 | COM | 905,500 | $23,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,588,700 | $16,000 | thousands by filing date | put |
| LEXMARK INTL NEW | 529771107 | CL A | 235,000 | $16,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 169,100 | $14,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 506,500 | $13,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 741,400 | $7,000 | thousands by filing date | put |
| HEWLETT PACKARD CO | 428236103 | COM | 282,900 | $6,000 | thousands by filing date | put |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 49,500 | $6,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 100,000 | $4,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 150,000 | $4,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 349,400 | $3,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 136,900 | $3,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 102,600 | $3,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 38,100 | $3,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 21,700 | $2,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 20,000 | $1,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 93,900 | $1,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 10,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Tesla Motors, Inc | 88160R101 | COM | 100,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 400,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SAFEWAY INC | 786514208 | COM NEW | 185,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VALE S A | 91912E105 | SPONSORED ADS | 18,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SLM CORP COM | 78442P106 | Stock | 2,250,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,375,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 163,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 50,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 150,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,856,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 173,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 60,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 50,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 201,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISTAR INC | 45031U101 | COMMON STOCK | 5,697,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 105,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Walter Energy Inc | 93317Q105 | COM | 300,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001565772-14-000002 | this filing | 2014-02-14 | acceptance time not in the bulk data set |