13F-HR filed by Pomelo Capital LLC
Pomelo Capital LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 93 holding rows worth $264,994,000.
- Accession
- 0001565772-13-000010
- Filer
- CIK 1565772
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 93 entries on the cover page, a total value of $264,994,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $264,994,000 with VALUE read as thousands by filing date, 13F file number 028-15346. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 50,000,000 | $50,940,000 | thousands by filing date | principal |
| D.R. HORTON INC | 23331ABB4 | NOTE | 19,000,000 | $28,925,000 | thousands by filing date | principal |
| RITE AID CORP | 767754BU7 | CNV | 13,205,000 | $25,991,000 | thousands by filing date | principal |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 20,000,000 | $20,418,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 5,701,500 | $15,431,000 | thousands by filing date | put |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 13,000,000 | $15,357,000 | thousands by filing date | principal |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 15,500,000 | $14,562,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 8,000,000 | $13,534,000 | thousands by filing date | principal |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 10,200,000 | $9,593,000 | thousands by filing date | principal |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 7,100,000 | $6,928,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 5,000,000 | $6,453,000 | thousands by filing date | principal |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 5,500,000 | $5,870,000 | thousands by filing date | principal |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 230,000 | $4,361,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 6,959,900 | $4,199,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 4,000,000 | $4,150,000 | thousands by filing date | principal |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 3,000,000 | $3,276,000 | thousands by filing date | principal |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 446,300 | $2,590,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 2,000,000 | $2,441,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 137,000 | $2,100,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,615,600 | $1,796,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,418,900 | $1,739,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 7,627,300 | $1,650,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 360,000 | $1,505,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 173,954 | $1,399,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 19,226 | $1,371,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 134,100 | $1,181,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 342,100 | $1,114,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 30,859 | $1,001,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 18,000 | $933,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,331,640 | $899,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 30,283 | $754,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 16,600 | $739,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 44,579 | $724,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 45,000 | $723,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,153,100 | $683,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 48,200 | $659,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 16,600 | $627,000 | thousands by filing date | put |
| RR DONNELLEY + SONS CO | 257867101 | COM | 38,458 | $607,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,278,400 | $577,000 | thousands by filing date | put |
| ISTAR INC | 45031U101 | COMMON STOCK | 5,697,600 | $570,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 17,000 | $533,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 713,300 | $516,000 | thousands by filing date | put |
| LEXMARK INTL NEW | 529771107 | CL A | 15,539 | $513,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 47,600 | $487,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,375,200 | $476,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,400 | $436,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2,316,600 | $384,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 10,877 | $244,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 467,000 | $200,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 86,700 | $187,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549104 | COM | 54,600 | $187,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 156,900 | $166,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 556,600 | $159,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,588,700 | $154,000 | thousands by filing date | put |
| RR DONNELLEY + SONS CO | 257867101 | COM | 905,500 | $151,000 | thousands by filing date | put |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 40,900 | $139,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 100,000 | $125,000 | thousands by filing date | call |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 305,000 | $122,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 2,189,300 | $121,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 44,000 | $87,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 2,250,300 | $85,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 100,000 | $80,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,988,600 | $77,000 | thousands by filing date | put |
| PHH CORP | 693320202 | COM NEW | 991,500 | $76,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 200,000 | $75,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 175,400 | $74,000 | thousands by filing date | call |
| HEWLETT PACKARD CO | 428236103 | COM | 465,700 | $71,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 100,000 | $63,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 105,400 | $58,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 506,500 | $51,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 337,600 | $47,000 | thousands by filing date | put |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 201,000 | $46,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,064,800 | $45,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 1,454,600 | $37,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 163,700 | $37,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 741,400 | $36,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 100,000 | $30,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 40,900 | $30,000 | thousands by filing date | put |
| IRON MTN INC NEW REIT | 462846106 | COM | 240,000 | $30,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 150,000 | $29,000 | thousands by filing date | put |
| SAFEWAY INC | 786514208 | COM NEW | 245,900 | $28,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 10,000 | $23,000 | thousands by filing date | put |
| CELSION CORPORATION | 15117N305 | COM NEW | 132,024 | $23,000 | thousands by filing date | call |
| ACTAVIS INC | 00507K103 | COM | 42,900 | $20,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 93,900 | $18,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 349,400 | $13,000 | thousands by filing date | put |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 100,000 | $10,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 150,000 | $8,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 43,400 | $8,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 400,000 | $4,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 102,600 | $3,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 20,000 | $1,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 18,000 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001565772-13-000010 | this filing | 2013-11-14 | acceptance time not in the bulk data set |