13F-HR filed by Prospera Financial Services Inc
Prospera Financial Services Inc filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-04, with 1,638 holding rows worth $261,646,000.
- Accession
- 0001541625-20-000015
- Filer
- CIK 1541625
- Filed
- 2020-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,638 entries on the cover page, a total value of $261,646,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $261,646,000 with VALUE read as thousands by filing date, 13F file number 028-14903. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 594 | $2,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 1,430 | $2,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 61 | $2,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 300 | $2,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 108 | $2,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 26 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 71 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 156 | $2,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 150 | $2,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 310 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 163 | $2,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 433 | $2,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 150 | $2,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 500 | $2,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20 | $1,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 67 | $1,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 239 | $1,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 100 | $1,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 136 | $1,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 86 | $1,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 70 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 69 | $1,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 121 | $1,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 50 | $1,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 14 | $1,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 65 | $1,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 37 | $1,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 24 | $1,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 52 | $1,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 21 | $1,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 160 | $1,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 50 | $1,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 12 | $1,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 38 | $1,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 8 | $1,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 228 | $1,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 33 | $1,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 200 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 248 | $1,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 50 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 24 | $1,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 10 | $1,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 50 | $1,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 15 | $1,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 22 | $1,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 53 | $1,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 275 | $1,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 43 | $1,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 14 | $1,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 210 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 10 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 8 | $1,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 28 | $1,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 219 | $1,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 17 | $1,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 34 | $1,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 10 | $1,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 160 | $1,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 66 | $1,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 64 | $1,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 176 | $1,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 509 | $1,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 14 | $1,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 58 | $1,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 13 | $1,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 136 | $1,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 7 | $1,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 39 | $1,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 370 | $1,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 21 | $1,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 188 | $1,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 38 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 22 | $1,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 39 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 58 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 28 | $1,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 8 | $1,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 500 | $1,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 8 | $1,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 100 | $1,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 32 | $1,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 600 | $1,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 300 | $1,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 99 | $1,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 83 | $1,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 140 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 171 | $1,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 55 | $1,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 5,000 | $1,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 95 | $1,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 700 | $1,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 56 | $1,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 320 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 71 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 78 | $1,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 1,300 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 100 | $1,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 1,000 | $1,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 148 | $1,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLUOR CORP | 343412102 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSMOS ENERGY LTD | 500688106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBARELLA INC | G037AX101 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDSTROM INC | 655664100 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concho Resources Inc. | 20605P101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANOS MED INC | 05350V106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 263 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gulfport Energy | 402635304 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LORAL SPACE & COM INC | 543881106 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BORR DRILLING LTD | G1466R207 | SHS | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001541625-20-000015 | this filing | 2020-11-04 | acceptance time not in the bulk data set |