13F-HR filed by Prospera Financial Services Inc
Prospera Financial Services Inc filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-04, with 1,638 holding rows worth $261,646,000.
- Accession
- 0001541625-20-000015
- Filer
- CIK 1541625
- Filed
- 2020-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,638 entries on the cover page, a total value of $261,646,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $261,646,000 with VALUE read as thousands by filing date, 13F file number 028-14903. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 895 | $14,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 137 | $14,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 12 | $14,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 206 | $14,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 125 | $14,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 716 | $14,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 250 | $14,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 639 | $14,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 275 | $14,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 361 | $14,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 181 | $14,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 181 | $14,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,300 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 70 | $14,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 314 | $14,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 557 | $14,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 2,310 | $14,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 11,435 | $14,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 40,231 | $14,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 94 | $13,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 186 | $13,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 227 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 100 | $13,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 696 | $13,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 138 | $13,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 691 | $13,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 120 | $13,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 527 | $13,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 65 | $13,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 300 | $13,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 696 | $13,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 82 | $13,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 100 | $13,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 572 | $13,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 79 | $13,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,500 | $13,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 489 | $13,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 285 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 80 | $13,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 500 | $13,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 600 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 273 | $13,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 700 | $13,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 200 | $13,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 2,042 | $13,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 898 | $13,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 2,000 | $13,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 90 | $12,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 126 | $12,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 224 | $12,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 129 | $12,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 423 | $12,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 316 | $12,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 70 | $12,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 300 | $12,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 100 | $12,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 111 | $12,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 736 | $12,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,374 | $12,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 586 | $12,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 159 | $12,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 175 | $12,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 416 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 162 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 651 | $12,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 200 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 482 | $12,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,400 | $12,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 229 | $12,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 360 | $12,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 192 | $12,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 1,000 | $12,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 353 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 100 | $12,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,055 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,150 | $12,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 15,000 | $12,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,100 | $12,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 5,936 | $12,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 345 | $11,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 822 | $11,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 200 | $11,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 232 | $11,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 365 | $11,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 99 | $11,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 69 | $11,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 203 | $11,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 253 | $11,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 179 | $11,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 3,285 | $11,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 450 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 800 | $11,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 436 | $11,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 150 | $11,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 560 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,976 | $11,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,050 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 385 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 700 | $11,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 35 | $10,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 325 | $10,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 78 | $10,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 200 | $10,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 261 | $10,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 125 | $10,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 218 | $10,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 200 | $10,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 191 | $10,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 150 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 500 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 187 | $10,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 249 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 194 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 50 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 235 | $10,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 625 | $10,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 445 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 550 | $10,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 500 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 227 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 60 | $10,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 790 | $10,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 200 | $10,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 750 | $10,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 840 | $10,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 4,000 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 400 | $10,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 150 | $9,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 151 | $9,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 84 | $9,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 124 | $9,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 132 | $9,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 208 | $9,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 996 | $9,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 20 | $9,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 85 | $9,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 500 | $9,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 356 | $9,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,500 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 165 | $9,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 200 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 85 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 100 | $9,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 500 | $9,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 346 | $9,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 200 | $9,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 46 | $9,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,500 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 151 | $9,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 20 | $9,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 725 | $9,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 5,550 | $9,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 743 | $9,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 131 | $8,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 100 | $8,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,129 | $8,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 230 | $8,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 238 | $8,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 225 | $8,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 143 | $8,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 538 | $8,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 60 | $8,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 241 | $8,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 147 | $8,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 105 | $8,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 110 | $8,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 177 | $8,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 203 | $8,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 100 | $8,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 538 | $8,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 698 | $8,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 170 | $8,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 713 | $8,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 274 | $8,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 68 | $8,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 189 | $8,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 700 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 284 | $8,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 687 | $8,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 100 | $8,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 599 | $8,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 100 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 329 | $8,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 5,500 | $8,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 600 | $8,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 198 | $7,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 60 | $7,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 191 | $7,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 150 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 89 | $7,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 47 | $7,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 280 | $7,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 200 | $7,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 413 | $7,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 50 | $7,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 145 | $7,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 46 | $7,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 164 | $7,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 51 | $7,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 400 | $7,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 200 | $7,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 150 | $7,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 26 | $7,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 450 | $7,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 489 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 194 | $7,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 262 | $7,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 34 | $7,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 59 | $7,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 435 | $7,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 82 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 185 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 250 | $7,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 104 | $7,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 290 | $7,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 1,000 | $7,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 800 | $7,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 150 | $7,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 82 | $7,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 537 | $7,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 25 | $7,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,044 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 176 | $7,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 102 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 90 | $7,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 40 | $6,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 55 | $6,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 68 | $6,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 120 | $6,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 164 | $6,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 163 | $6,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 53 | $6,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 52 | $6,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 50 | $6,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 589 | $6,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 598 | $6,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 100 | $6,000 | thousands by filing date | |
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| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 197 | $6,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 161 | $6,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 100 | $6,000 | thousands by filing date | |
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| KOHLS CORP | 500255104 | COM | 303 | $6,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 162 | $6,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 300 | $6,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 325 | $6,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 50 | $6,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 500 | $6,000 | thousands by filing date | |
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| FIREEYE INC | 31816Q101 | COM | 523 | $6,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 679 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 150 | $6,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 120 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 100 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 200 | $6,000 | thousands by filing date | |
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| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 400 | $6,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 480 | $6,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 500 | $6,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 7,500 | $6,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 2,650 | $6,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 44 | $5,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 190 | $5,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 60 | $5,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 102 | $5,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 120 | $5,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 248 | $5,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 34 | $5,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 171 | $5,000 | thousands by filing date | |
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| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 500 | $5,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 111 | $5,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 50 | $5,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 19 | $5,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 55 | $5,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 25 | $5,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 304 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 107 | $5,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 196 | $5,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 135 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 36 | $5,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 640 | $5,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 317 | $5,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 486 | $5,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 64 | $5,000 | thousands by filing date | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 200 | $5,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 696 | $5,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 300 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 54 | $5,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 95 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 266 | $5,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 462 | $5,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 335 | $5,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 118 | $5,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 270 | $5,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 130 | $5,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 375 | $5,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 800 | $5,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 125 | $5,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 100 | $5,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 850 | $5,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 110 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 71 | $5,000 | thousands by filing date | |
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| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 2,500 | $5,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 200 | $5,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 7 | $4,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 24 | $4,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 80 | $4,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 100 | $4,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 44 | $4,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 316 | $4,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 174 | $4,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 25 | $4,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 150 | $4,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 97 | $4,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 475 | $4,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 115 | $4,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 20 | $4,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 140 | $4,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 20 | $4,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 260 | $4,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 38 | $4,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 10 | $4,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 81 | $4,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 132 | $4,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 250 | $4,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 100 | $4,000 | thousands by filing date | |
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| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 500 | $4,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 53 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 109 | $4,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 195 | $4,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 526 | $4,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 125 | $4,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 201 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 94 | $4,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 300 | $4,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 37 | $4,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 155 | $4,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 383 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 234 | $4,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 100 | $4,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 137 | $4,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 105 | $4,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 181 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 255 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 50 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 125 | $4,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 200 | $4,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 282 | $4,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 152 | $4,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 70 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 244 | $4,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 175 | $4,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 1,139 | $4,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 75 | $4,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 11 | $3,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 3 | $3,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 102 | $3,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 40 | $3,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 45 | $3,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 179 | $3,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 48 | $3,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 28 | $3,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 42 | $3,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 20 | $3,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 10 | $3,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 140 | $3,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 93 | $3,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 250 | $3,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,000 | $3,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 585 | $3,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 75 | $3,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 85 | $3,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 52 | $3,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 39 | $3,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 141 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 106 | $3,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 48 | $3,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 352 | $3,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 100 | $3,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 38 | $3,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 262 | $3,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 63 | $3,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 25 | $3,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 803 | $3,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 123 | $3,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 110 | $3,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 46 | $3,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 343 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 102 | $3,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 200 | $3,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 175 | $3,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 150 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 38 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 391 | $3,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 343 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 62 | $3,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 88 | $3,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 35 | $3,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 330 | $3,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 74 | $3,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 355 | $3,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 200 | $3,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 85 | $3,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 79 | $3,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 100 | $3,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 300 | $3,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 223 | $3,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 316 | $3,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 165 | $3,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 107 | $3,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 650 | $3,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 500 | $3,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 216 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 54 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 200 | $3,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 2,793 | $3,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 70 | $3,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 640 | $3,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 95 | $3,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 100 | $3,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 13,526 | $3,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 190 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 199 | $3,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 1,000 | $3,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 75 | $3,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 91 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 11 | $2,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 42 | $2,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 9 | $2,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100 | $2,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 22 | $2,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 424 | $2,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 10 | $2,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 161 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,318 | $2,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 69 | $2,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 46 | $2,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 32 | $2,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 20 | $2,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 40 | $2,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 60 | $2,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 155 | $2,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 70 | $2,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 172 | $2,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 38 | $2,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 20 | $2,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 200 | $2,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 12 | $2,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 29 | $2,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 11 | $2,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 27 | $2,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 89 | $2,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 40 | $2,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 32 | $2,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 98 | $2,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 271 | $2,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 30 | $2,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 35 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 100 | $2,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 165 | $2,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 82 | $2,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 134 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 253 | $2,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 500 | $2,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 240 | $2,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 40 | $2,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 290 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 21 | $2,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 4 | $2,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 70 | $2,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 107 | $2,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 80 | $2,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 22 | $2,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 103 | $2,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 530 | $2,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 60 | $2,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 320 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 100 | $2,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 200 | $2,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 208 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 45 | $2,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 29 | $2,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 28 | $2,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 200 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 364 | $2,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 56 | $2,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 175 | $2,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 750 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 52 | $2,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 100 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 610 | $2,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 759 | $2,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 235 | $2,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 320 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001541625-20-000015 | this filing | 2020-11-04 | acceptance time not in the bulk data set |