13F-HR/A filed by Virtu Financial LLC
Virtu Financial LLC filed this 13F-HR/A for the quarter ended 2017-09-30, filed 2017-11-20, with 2,466 holding rows worth $2,019,262,000.
- Accession
- 0001533964-17-000008
- Filer
- CIK 1533964
- Filed
- 2017-11-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, amendment of type restatement, 2,651 entries on the cover page, a total value of $2,019,262,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,019,262,000 with VALUE read as thousands by filing date, 13F file number 028-14585. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVIRTU FINANCIAL CAPITAL MARKETS 028-12744
- included managerVirtu Financial BD LLC 028-13648
- included managerVirtu Americas LLC 028-15626
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASHLAND INC | 044186104 | COM | 4,093 | $268,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 34,867 | $268,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 47,972 | $268,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 49,997 | $267,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 7,554 | $267,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 16,158 | $267,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 23,736 | $267,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,743 | $266,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 22,350 | $266,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,606 | $266,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 67,124 | $266,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 10,511 | $266,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 10,402 | $266,000 | thousands by filing date | |
| PROSHARES TR II | 74347W221 | ULTRAPRO 3X CR | 10,599 | $266,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,332 | $265,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 140,885 | $265,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 6,827 | $265,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 2,870 | $265,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 7,379 | $264,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 8,480 | $264,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 6,560 | $264,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,406 | $263,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 17,513 | $263,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 5,449 | $263,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 2,201 | $262,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 8,829 | $262,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 8,773 | $261,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 12,702 | $261,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 18,353 | $261,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 9,645 | $260,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 6,715 | $260,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 8,103 | $260,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,364 | $259,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,387 | $259,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 8,787 | $259,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,686 | $259,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 27,242 | $259,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 16,738 | $259,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 14,605 | $259,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 6,214 | $259,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 7,684 | $259,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 7,761 | $259,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 24,879 | $259,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 5,992 | $258,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,049 | $257,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,307 | $256,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,008 | $256,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 18,773 | $256,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,195 | $256,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2,984 | $256,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 15,920 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 5,515 | $256,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 10,466 | $256,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 9,802 | $256,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,686 | $255,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 24,976 | $255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,055 | $255,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 2,407 | $255,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 9,935 | $255,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 8,585 | $254,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 14,807 | $254,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 5,178 | $254,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 14,135 | $254,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 6,559 | $254,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,571 | $253,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,424 | $253,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 6,996 | $253,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,419 | $253,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 6,918 | $253,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 11,092 | $252,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 8,833 | $252,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,261 | $252,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 32,071 | $252,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 6,320 | $251,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 5,996 | $251,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 2,989 | $251,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 35,001 | $250,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 11,537 | $250,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 13,828 | $250,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 6,813 | $249,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 13,603 | $249,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 4,623 | $248,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 15,672 | $248,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 15,478 | $248,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 46,384 | $248,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 4,618 | $248,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 13,404 | $247,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 6,885 | $247,000 | thousands by filing date | |
| RH | 74967X103 | COM | 3,508 | $247,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,943 | $247,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,315 | $247,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 10,602 | $247,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 2,952 | $247,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 10,014 | $247,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 8,776 | $247,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 6,104 | $246,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 7,603 | $246,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 5,109 | $246,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 71,751 | $246,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,579 | $245,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 18,884 | $245,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 14,272 | $245,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 52,029 | $245,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,497 | $244,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 5,939 | $244,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 14,052 | $244,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 9,583 | $244,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,531 | $243,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 18,080 | $243,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 5,926 | $243,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 14,939 | $243,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 23,351 | $243,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 10,454 | $243,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,551 | $242,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,566 | $242,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 6,404 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 9,357 | $242,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,666 | $241,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 2,249 | $241,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 6,975 | $240,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,627 | $240,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 18,222 | $240,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 6,048 | $240,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 31,588 | $240,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 8,191 | $240,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,234 | $239,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,625 | $239,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,668 | $239,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 8,340 | $239,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 7,865 | $239,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 8,284 | $238,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,003 | $238,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 5,139 | $238,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 55,300 | $238,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 20,112 | $238,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 13,473 | $238,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 17,380 | $238,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 88,221 | $238,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,162 | $237,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 25,764 | $237,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 4,263 | $237,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 9,633 | $237,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 18,785 | $237,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 26922A776 | ETF | 8,121 | $237,000 | thousands by filing date | |
| ELKHORN ETF TR | 287711824 | FDMNTL COMMDTY | 9,107 | $237,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 2,803 | $236,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 3,035 | $236,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 22,419 | $236,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 8,555 | $236,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 6,581 | $236,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 5,148 | $236,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 10,157 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,857 | $236,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 17,213 | $236,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,111 | $236,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,884 | $235,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,446 | $235,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 4,624 | $235,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 8,654 | $235,000 | thousands by filing date | |
| USCF FDS TR | 91733T307 | US 3X OIL FD | 7,937 | $235,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 3,253 | $234,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,800 | $234,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 12,194 | $234,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 9,480 | $234,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 6,853 | $234,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,135 | $233,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13,868 | $233,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,261 | $233,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,868 | $232,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 37,009 | $232,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 8,944 | $232,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 12,598 | $232,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 10,790 | $232,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L208 | EMRG MKT DIV ETF | 7,206 | $232,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 3,773 | $231,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 9,604 | $231,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 9,438 | $231,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 15,925 | $231,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 3,321 | $230,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 10,407 | $230,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 6,083 | $230,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 28,051 | $230,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 104,843 | $229,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 9,814 | $229,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 3,480 | $229,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 5,342 | $229,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 893 | $228,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 3,951 | $228,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 7,908 | $228,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 9,046 | $228,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,226 | $228,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 4,963 | $228,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 69,937 | $228,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 15,865 | $227,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 91,340 | $227,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 8,637 | $227,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 2,184 | $227,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,000 | $226,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 6,714 | $226,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 2,130 | $226,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 15,742 | $226,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 7,897 | $225,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 5,683 | $225,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 3,942 | $225,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 15,760 | $225,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 4,282 | $225,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 8,818 | $225,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,558 | $224,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,505 | $224,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 6,947 | $224,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 2,969 | $224,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 12,783 | $224,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 337,947 | $224,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 89,350 | $224,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,522 | $223,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 4,636 | $223,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 12,291 | $223,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 16,843 | $223,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 9,332 | $223,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 3,884 | $223,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 2,869 | $223,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,987 | $222,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 11,782 | $222,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 3,665 | $222,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 2,713 | $222,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 8,318 | $222,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 15,029 | $222,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 113,825 | $222,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 10,214 | $222,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 88,250 | $221,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 6,136 | $221,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 33,146 | $221,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 11,137 | $220,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 5,427 | $220,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 6,520 | $220,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 5,487 | $220,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,001 | $220,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 34,126 | $220,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 7,739 | $220,000 | thousands by filing date | |
| PROSHARES TR II | 74347W213 | COM | 12,476 | $220,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,421 | $219,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,710 | $219,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,866 | $219,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 6,039 | $219,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 13,603 | $219,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 6,400 | $219,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 5,515 | $219,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,902 | $218,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,415 | $218,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 3,760 | $218,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 6,502 | $218,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 4,081 | $218,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 9,546 | $218,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 14,598 | $217,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 11,118 | $217,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 11,118 | $217,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 10,275 | $217,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 6,168 | $217,000 | thousands by filing date | |
| ABERDEEN STANDARD INVESTS ETFS ABRDN BLMBRG COMDTY LNGR DATD | 26923J602 | Equities | 8,746 | $217,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,498 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 7,255 | $216,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,100 | $216,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 8,805 | $216,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 10,077 | $216,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 37,244 | $216,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 2,819 | $215,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 4,412 | $215,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,136 | $215,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 26,452 | $215,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 9,075 | $215,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 4,554 | $215,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 117,644 | $215,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,370 | $214,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 11,347 | $214,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 3,984 | $214,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 22,552 | $214,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,007 | $214,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 37,037 | $213,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,323 | $213,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 20,364 | $213,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 24,526 | $213,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 15,589 | $213,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 11,284 | $213,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505830 | REX VOLMAX SHORT | 6,423 | $213,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 3,790 | $212,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,536 | $212,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 2,705 | $212,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,377 | $212,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 4,508 | $212,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 20,263 | $212,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 5,199 | $212,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 7,246 | $212,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 6,139 | $211,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 49,675 | $211,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 8,164 | $211,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 6,575 | $211,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 14,149 | $210,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 17,931 | $210,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 53,981 | $210,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,384 | $209,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 9,244 | $209,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 4,724 | $209,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 5,741 | $209,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 8,985 | $209,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 13,364 | $209,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 18,030 | $209,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 44,497 | $208,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 12,343 | $208,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 12,557 | $208,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A883 | VAL MKT LEG ET | 7,358 | $208,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,966 | $207,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 7,388 | $207,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 3,175 | $207,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 7,489 | $207,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 4,107 | $207,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 6,348 | $207,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 6,921 | $206,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 8,179 | $206,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,721 | $206,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 45,428 | $206,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 5,409 | $206,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 8,029 | $206,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 7,671 | $206,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 7,437 | $205,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,891 | $205,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,999 | $205,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 4,817 | $205,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 11,947 | $205,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 6,512 | $205,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 9,530 | $205,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 25,719 | $204,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,506 | $204,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,372 | $204,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 3,538 | $204,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 11,048 | $204,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,597 | $203,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,690 | $203,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 3,736 | $203,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,984 | $203,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 6,500 | $203,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 10,717 | $203,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 11,857 | $202,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,631 | $202,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 937 | $202,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 16,854 | $202,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 10,729 | $202,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 35,052 | $202,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 7,206 | $202,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 10,893 | $202,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 8,043 | $202,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 3,953 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 14,396 | $201,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 18,293 | $201,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 19,757 | $201,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 15,425 | $201,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 3,768 | $200,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,560 | $200,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 18,298 | $200,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 15,747 | $200,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,191 | $199,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 91,217 | $198,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 14,715 | $198,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 192,093 | $198,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 19,340 | $197,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 14,262 | $197,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 71,537 | $197,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 24,743 | $197,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 29,070 | $196,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 51,935 | $196,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 43,180 | $196,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 18,365 | $196,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 32,455 | $195,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 20,076 | $195,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 18,638 | $195,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 12,271 | $195,000 | thousands by filing date | |
| YANGTZE RIV DEV LTD | 984752105 | COM | 11,895 | $195,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 10,267 | $193,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 11,744 | $193,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 13,698 | $192,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 16,740 | $190,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 10,627 | $189,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 10,227 | $189,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 18,855 | $187,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 10,948 | $185,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 10,366 | $184,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 15,304 | $184,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 11,968 | $184,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 14,970 | $183,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 13,249 | $183,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 45,682 | $182,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 10,195 | $182,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 88,502 | $182,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 11,319 | $181,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 14,245 | $181,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 75,854 | $181,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 74,884 | $180,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 11,352 | $180,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 17,417 | $179,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 11,267 | $178,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 12,722 | $178,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 12,434 | $177,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 16,779 | $177,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 16,539 | $177,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 10,676 | $176,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 12,701 | $175,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 12,529 | $175,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 15,853 | $174,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 21,582 | $174,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 13,079 | $173,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 72,623 | $173,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 17,022 | $173,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 276,410 | $173,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 33,514 | $172,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 12,187 | $171,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 19,317 | $171,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 16,722 | $171,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 113,722 | $171,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 13,642 | $171,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 32,337 | $170,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 13,972 | $170,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 14,080 | $170,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 10,244 | $170,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 17,496 | $169,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 29,293 | $169,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 63,596 | $169,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 15,745 | $168,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 22,241 | $166,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 15,517 | $165,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 10,400 | $165,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 47,001 | $165,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 48,377 | $165,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,657 | $164,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 17,752 | $164,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 10,205 | $163,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 15,992 | $162,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 61,536 | $162,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 15,227 | $161,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 12,423 | $161,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 13,409 | $159,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 10,254 | $159,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 34,654 | $159,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 11,817 | $158,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 12,539 | $157,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 28,575 | $157,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 10,039 | $156,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 13,318 | $156,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 22,831 | $156,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 72,263 | $155,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 31,608 | $155,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 15,641 | $155,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 69,566 | $154,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 42,504 | $154,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 37,503 | $154,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 18,829 | $153,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 19,559 | $153,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 54,526 | $152,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 15,402 | $151,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 92,879 | $151,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 27,571 | $151,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 12,616 | $150,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 16,850 | $150,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 12,575 | $149,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 17,563 | $149,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 16,502 | $148,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 12,791 | $148,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 17,995 | $148,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 10,834 | $148,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 13,301 | $148,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,068 | $147,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 20,482 | $147,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 11,993 | $147,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 17,531 | $147,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 43,434 | $147,000 | thousands by filing date | |
| INPIXON COM | 45790J107 | Stock | 437,444 | $147,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 11,246 | $145,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 20,473 | $145,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 15,925 | $142,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 12,012 | $142,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 24,971 | $142,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 26,773 | $142,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 17,506 | $141,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 17,102 | $141,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E109 | DAILY SLR BULL | 14,202 | $141,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 49,634 | $140,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 48,232 | $139,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 13,208 | $139,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 30,336 | $139,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 16,018 | $139,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 21,360 | $138,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,632 | $138,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 10,192 | $138,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 42,929 | $138,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 55,323 | $137,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 12,243 | $137,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,439 | $136,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 12,882 | $136,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 10,083 | $135,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 13,691 | $135,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 159,261 | $135,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 10,246 | $133,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533964-17-000007 | superseded | 2017-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001533964-17-000008 | this filing | 2017-11-20 | acceptance time not in the bulk data set |