13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 6,449 holding rows worth $5,780,013,000.
- Accession
- 0001533421-22-000001
- Filer
- CIK 1533421
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 9,540 entries on the cover page, a total value of $5,780,013,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,780,013,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 91 | $3,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 2,633 | $3,000 | thousands by filing date | |
| AUGMEDIX INC | 05105P107 | COM | 1,040 | $3,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 195 | $3,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 125 | $3,000 | thousands by filing date | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J108 | COM | 280 | $3,000 | thousands by filing date | |
| USERTESTING INC | 91734E101 | COM | 326 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 792 | $3,000 | thousands by filing date | |
| CVENT HOLDING CORP | 126677103 | COM | 385 | $3,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 832 | $3,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 280 | $3,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 181 | $3,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 434 | $3,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 339 | $3,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,571 | $3,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 1,712 | $3,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 103 | $3,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 322 | $3,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 287 | $3,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 127 | $3,000 | thousands by filing date | |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 1,025 | $3,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 672 | $3,000 | thousands by filing date | |
| VIRGIN ORBIT HOLDINGS INC | 92771A101 | COMMON STOCK | 385 | $3,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 1,433 | $3,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826116 | UNIT 03/01/2026 | 345 | $3,000 | thousands by filing date | |
| GROM SOCIAL ENTERPRISES INC | 39878L308 | COM NEW | 1,398 | $3,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 8,222 | $3,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 5,461 | $3,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L107 | CLASS A COM | 333 | $3,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845108 | COM | 1,925 | $3,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 3,325 | $3,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 328 | $3,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 287 | $3,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 235 | $3,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 4,948 | $3,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 310 | $3,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A104 | SHS CL A | 350 | $3,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 3,255 | $3,000 | thousands by filing date | |
| CATALYST PARTNRS ACQUISITN C | G19550113 | UNIT 99/99/9999 | 280 | $3,000 | thousands by filing date | |
| PAGAYA TECHNOLOGIES LTD CL A SHS | G2955B109 | COM | 268 | $3,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 3,022 | $3,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 1,110 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 100 | $3,000 | thousands by filing date | |
| HENNESSY CAPITAL INVST CORP | 42600H207 | UNIT 99/99/9999 | 274 | $3,000 | thousands by filing date | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765123 | UNIT 09/01/2026 | 250 | $3,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799106 | CLASS A COM | 352 | $3,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 331 | $3,000 | thousands by filing date | |
| ROTH CH ACQUISITION V CO | 77867R209 | UNIT 12/10/2026 | 300 | $3,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K108 | COM | 352 | $3,000 | thousands by filing date | |
| DEEP MEDICINE ACQUISITION CO | 243733110 | RIGHT 10/22/2026 | 9,792 | $3,000 | thousands by filing date | |
| INTEGRATED RAIL AND RES ACQ | 45827R205 | UNIT 99/99/9999 | 329 | $3,000 | thousands by filing date | |
| WORLDWIDE WEBB ACQUISITION C | G97775129 | UNIT 10/20/2026 | 333 | $3,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 294 | $3,000 | thousands by filing date | |
| FTAC ZEUS ACQUISITION COR | 30320F205 | UNIT 04/15/2026 | 321 | $3,000 | thousands by filing date | |
| BILANDER ACQUISITION CORP | 09001T205 | UNIT 05/19/2026 | 276 | $3,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C208 | UNIT 03/31/2028 | 267 | $3,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092129 | UNIT 99/99/9999 | 340 | $3,000 | thousands by filing date | |
| ROTH CH ACQUISITION IV CO | 77867P203 | UNIT 07/01/2026 | 260 | $3,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 202 | $3,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074404 | Stock | 695 | $3,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 372 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 100 | $3,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 1,233 | $3,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792106 | CMN | 278 | $3,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 328 | $3,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E109 | CMN | 260 | $3,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H106 | CMN | 321 | $3,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 296 | $3,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 2,559 | $3,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 3,273 | $3,000 | thousands by filing date | |
| Zivo Bioscience Inc | 98978N200 | COM | 1,219 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y584 | U S GRWT & MNTM | 96 | $3,000 | thousands by filing date | |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 1,514 | $3,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 251 | $3,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 956 | $3,000 | thousands by filing date | |
| JAWS HURRICANE ACQUISITN COR | 47201B202 | UNIT 06/08/2026 | 350 | $3,000 | thousands by filing date | |
| BULLPEN PARLAY ACQUISITION C | G1792A126 | UNIT 12/03/2026 | 270 | $3,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190205 | UNIT 99/99/9999 | 250 | $3,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 323 | $3,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 313 | $3,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 281 | $3,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 347 | $3,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CORP UNIT | G0404A128 | Stock | 300 | $3,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 635 | $3,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P202 | UNIT 03/25/2028 | 308 | $3,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 281 | $3,000 | thousands by filing date | |
| APEXIGEN INC | 11374E104 | COM | 251 | $3,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 338 | $3,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 5,261 | $3,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N106 | COM CL A | 325 | $3,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 36 | $2,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 100 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 30 | $2,000 | thousands by filing date | |
| IRENLTDF | Q4982L109 | STOK | 117 | $2,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 175 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 494 | $2,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 100 | $2,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 83 | $2,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 20 | $2,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 210 | $2,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 449 | $2,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 9 | $2,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 415 | $2,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 276 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 73 | $2,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 115 | $2,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 663 | $2,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 293 | $2,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 140 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 39 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 32 | $2,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 272 | $2,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 439 | $2,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 100 | $2,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 238 | $2,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 100 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 129 | $2,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 46 | $2,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 95 | $2,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 100 | $2,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 74 | $2,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 56 | $2,000 | thousands by filing date | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 153 | $2,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 1,500 | $2,000 | thousands by filing date | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 183 | $2,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 420 | $2,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 342 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 82 | $2,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,029 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 100 | $2,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 333 | $2,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 127 | $2,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 82 | $2,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 64 | $2,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 284 | $2,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 20 | $2,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 82 | $2,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 75 | $2,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 140 | $2,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 51 | $2,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 650 | $2,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 1,431 | $2,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 1,429 | $2,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 967 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 62 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 49 | $2,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 410 | $2,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 229 | $2,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 418 | $2,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 808 | $2,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 140 | $2,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 260 | $2,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 49 | $2,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 733 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y370 | GERBER KAWASAKI | 87 | $2,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 493 | $2,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 628 | $2,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 431 | $2,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 35 | $2,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 232 | $2,000 | thousands by filing date | |
| PB BANKSHARES INC | 69318V103 | COM | 171 | $2,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 155 | $2,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 458 | $2,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 119 | $2,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 400 | $2,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N102 | COM | 176 | $2,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 1,437 | $2,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,685 | $2,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 163 | $2,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 200 | $2,000 | thousands by filing date | |
| NEWCOURT ACQUISITION CORP | G6448C103 | COM | 200 | $2,000 | thousands by filing date | |
| BOXED INC | 103174116 | WARR | 1,926 | $2,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 87 | $2,000 | thousands by filing date | |
| OXUS ACQUISITION CORP | G6859L105 | COM | 154 | $2,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 1,012 | $2,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K105 | COM | 212 | $2,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 131 | $2,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 3,800 | $2,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 3,671 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 177 | $2,000 | thousands by filing date | |
| BITVENTURES LTD | 44951X104 | SPON ADS | 394 | $2,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 454 | $2,000 | thousands by filing date | |
| MOONLAKE IMMUNOTHERAPEUTICS | G4444C102 | COM | 193 | $2,000 | thousands by filing date | |
| NULL | 25381D206 | NULL | 398 | $2,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 199 | $2,000 | thousands by filing date | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C207 | UNIT 05/31/2028 | 200 | $2,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 1,000 | $2,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 643 | $2,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 2,565 | $2,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 2,238 | $2,000 | thousands by filing date | |
| GESHER I ACQUISITION CORP | G38537117 | UNIT 04/16/2028 | 193 | $2,000 | thousands by filing date | |
| GUARDFORCE AI CO LTD | G4236L112 | SHS | 2,144 | $2,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 200 | $2,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 154 | $2,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 1,621 | $2,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 222 | $2,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B207 | UNIT 03/10/2026 | 200 | $2,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 244 | $2,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 197 | $2,000 | thousands by filing date | |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 197 | $2,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A108 | CL A SHS | 195 | $2,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 1,521 | $2,000 | thousands by filing date | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L107 | CLASS A COM | 186 | $2,000 | thousands by filing date | |
| FINTECH ECOSYSTEM DEVE | 318136207 | UNIT 99/99/9999 | 158 | $2,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 162 | $2,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 235 | $2,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807107 | CL A SHS | 181 | $2,000 | thousands by filing date | |
| PHOENIX BIOTECH ACQUISITION | 71902K204 | UNIT 99/99/9999 | 175 | $2,000 | thousands by filing date | |
| POWER & DIGITAL INFRASTRUCTU | 73919C209 | UNIT 12/09/2026 | 165 | $2,000 | thousands by filing date | |
| SIZZLE ACQUISITION CORP | 83014E208 | UNIT 11/02/2026 | 189 | $2,000 | thousands by filing date | |
| JUPITER ACQUISITION CORP | 482082203 | UNIT 09/11/2027 | 185 | $2,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 195 | $2,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U208 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| CASCADIA ACQUISITION CORP | 14739D209 | UNIT 09/30/2028 | 234 | $2,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 215 | $2,000 | thousands by filing date | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q209 | UNIT 08/26/2026 | 224 | $2,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 176 | $2,000 | thousands by filing date | |
| ANTHEMIS DIGITAL ACQUISITION | G03959122 | UNIT 10/18/2026 | 179 | $2,000 | thousands by filing date | |
| MERCATO PARTNERS ACQUISITION | 58759A207 | UNIT 10/29/2026 | 196 | $2,000 | thousands by filing date | |
| MINIM INC | 60365W102 | COM | 1,701 | $2,000 | thousands by filing date | |
| ST ENERGY TRANSITION I LTD | G8465L123 | UNIT 99/99/9999 | 215 | $2,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 527 | $2,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 151 | $2,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 98 | $2,000 | thousands by filing date | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 427 | $2,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 1,145 | $2,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 200 | $2,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 6,841 | $2,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 698 | $2,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 142 | $2,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 323 | $2,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 4,157 | $2,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 4,786 | $2,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 909 | $2,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 202 | $2,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 223 | $2,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y104 | CMN | 203 | $2,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P103 | CMN | 176 | $2,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 195 | $2,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 335 | $2,000 | thousands by filing date | |
| ARENA FORTIFY ACQUISITION CO | 04005A203 | UNT | 177 | $2,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 1,947 | $2,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 646 | $2,000 | thousands by filing date | |
| HOME PLATE ACQUISITION CORP | 43734R202 | UNIT 09/30/2026 | 220 | $2,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 165 | $2,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R207 | UNIT 03/01/2026 | 174 | $2,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 179 | $2,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 511 | $2,000 | thousands by filing date | |
| MARPAI INC | 571354109 | CL A COM | 521 | $2,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 2,011 | $2,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 276 | $2,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 152 | $2,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 183 | $2,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQUISI | 364681205 | UNIT 02/04/2028 | 179 | $2,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 186 | $2,000 | thousands by filing date | |
| DILA CAPITAL ACQUISITION COR | 254028103 | COM CL A | 220 | $2,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 185 | $2,000 | thousands by filing date | |
| Vickers Vantage Corp I | G9440B107 | Equity | 180 | $2,000 | thousands by filing date | |
| ALFI INC | 00161P109 | COM | 844 | $2,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 4,767 | $2,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 208 | $2,000 | thousands by filing date | |
| HUNT COMPANIES ACQUISITIO | G46482116 | UNIT 99/99/9999 | 193 | $2,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 232 | $2,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 190 | $2,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 735 | $2,000 | thousands by filing date | |
| G3 VRM ACQUISITION CORP | 362425100 | CLASS A COM | 177 | $2,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J202 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| BIMI INTERNATIONAL MEDICAL I | 05552Q103 | COM | 4,874 | $2,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 8 | $1,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 8 | $1,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 5 | $1,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 19 | $1,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 5 | $1,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 140 | $1,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4 | $1,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 200 | $1,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 100 | $1,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 83 | $1,000 | thousands by filing date | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 19 | $1,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 373 | $1,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 15 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 18 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 100 | $1,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 123 | $1,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 80 | $1,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 35 | $1,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 167 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 25 | $1,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 22 | $1,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 50 | $1,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 119 | $1,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 186 | $1,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 40 | $1,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 119 | $1,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 431 | $1,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 44 | $1,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 30 | $1,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 81 | $1,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 45 | $1,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 100 | $1,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 234 | $1,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 22 | $1,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 48 | $1,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 31 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 15 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 18 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 13 | $1,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 82 | $1,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 78 | $1,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 60 | $1,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 165 | $1,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 598 | $1,000 | thousands by filing date | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 100 | $1,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 586 | $1,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 88 | $1,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 106 | $1,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 189 | $1,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 29 | $1,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 392 | $1,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 100 | $1,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 70 | $1,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 154 | $1,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 65 | $1,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 28 | $1,000 | thousands by filing date | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 40 | $1,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 231 | $1,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 100 | $1,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 150 | $1,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 34 | $1,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 48 | $1,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 19 | $1,000 | thousands by filing date | |
| HEARTBEAM INC | 42238H108 | COM | 165 | $1,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 86 | $1,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 90 | $1,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 100 | $1,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877201 | COM NEW | 18 | $1,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 40 | $1,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 263 | $1,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 422 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 32 | $1,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 24 | $1,000 | thousands by filing date | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 269 | $1,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 16 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 69 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 16 | $1,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 199 | $1,000 | thousands by filing date | |
| MEDIROM HEALTHCARE TECH INC | 58510H103 | SPONSORED ADS | 189 | $1,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 100 | $1,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 278 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 9 | $1,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 526 | $1,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 28 | $1,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 222 | $1,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 130 | $1,000 | thousands by filing date | |
| Nexxen International LTD | 89484T104 | SPON ADR | 66 | $1,000 | thousands by filing date | |
| NEUROONE MED TECHNOLOGIES CORP COM | 64130M209 | Stock | 286 | $1,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 203 | $1,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 346 | $1,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 178 | $1,000 | thousands by filing date | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 541 | $1,000 | thousands by filing date | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 182 | $1,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 54 | $1,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 81 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,846 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 4,069 | $1,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 91 | $1,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 100 | $1,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 150 | $1,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 46 | $1,000 | thousands by filing date | |
| BITFUFU INC CL A ORD SHS | 040450108 | Stock | 122 | $1,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 286 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 693 | $1,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 3,500 | $1,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 848 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 100 | $1,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 632 | $1,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 169 | $1,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 86 | $1,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R103 | COM | 82 | $1,000 | thousands by filing date | |
| POST HOLDINGS PARTNERING COR | 737465104 | COM | 76 | $1,000 | thousands by filing date | |
| POWERED BRANDS | G7209M108 | COM | 145 | $1,000 | thousands by filing date | |
| SPRINGWATER SPL SITUATIONS C | 85205U107 | COM | 100 | $1,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 31 | $1,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 53 | $1,000 | thousands by filing date | |
| WORLDWIDE WEBB ACQUISITION C | G97775103 | COM | 93 | $1,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W107 | COM | 58 | $1,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 192 | $1,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITION I | 81221H105 | COM | 100 | $1,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 120 | $1,000 | thousands by filing date | |
| BLACK MOUNTAIN ACQ CORP | 09216A108 | COM | 100 | $1,000 | thousands by filing date | |
| BELONG ACQUISITION CORP | 08069M102 | COM | 100 | $1,000 | thousands by filing date | |
| GALATA ACQUISITION CORP | G3R23A108 | COM | 100 | $1,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110114 | COM | 70 | $1,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 355 | $1,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 206 | $1,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K108 | COM | 58 | $1,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 169 | $1,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P102 | COM | 100 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 200 | $1,000 | thousands by filing date | |
| ZHIHU INC | 98955N108 | ADR | 142 | $1,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 605 | $1,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 31 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,500 | $1,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 59 | $1,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 257 | $1,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP SER A PFD | 09625U208 | PREFERRED | 124 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 77 | $1,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 154 | $1,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 380 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 35 | $1,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 72 | $1,000 | thousands by filing date | |
| EPICQUEST EDUCATN GRP INTL L | G3104J100 | COM | 403 | $1,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 119 | $1,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 702 | $1,000 | thousands by filing date | |
| OMNIQ CORP | 68217M107 | COM | 200 | $1,000 | thousands by filing date | |
| LIBERTY RES ACQUISITION CORP | 53118A105 | CLASS A COM | 73 | $1,000 | thousands by filing date | |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 321 | $1,000 | thousands by filing date | |
| LOTTERY COM INC | 54570M108 | COM | 170 | $1,000 | thousands by filing date | |
| BLUEJAY DIAGNOSTICS INC | 095633103 | COM | 227 | $1,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 70 | $1,000 | thousands by filing date | |
| DSS INC | 26253C102 | COM | 2,152 | $1,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 100 | $1,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 57 | $1,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029126 | UNIT 01/04/2026 | 105 | $1,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H121 | UNIT 02/26/2026 | 100 | $1,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H105 | CLASS A ORD SHS | 115 | $1,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 53 | $1,000 | thousands by filing date | |
| SEAPORT CALIBRE MATLS ACQUIS | 812204204 | UNIT 10/28/2026 | 104 | $1,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 70 | $1,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850203 | UNIT 03/31/2028 | 76 | $1,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850104 | CLASS A COM | 134 | $1,000 | thousands by filing date | |
| EMERGING MARKETS HORIZON COR | G3033X113 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A107 | CLASS A ORD SHS | 69 | $1,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G112 | *W EXP 02/01/202 | 1,022 | $1,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P109 | COM CL A | 67 | $1,000 | thousands by filing date | |
| PONO CAPITAL CORP | 732450101 | CLASS A COM | 107 | $1,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 472 | $1,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L109 | CL A | 51 | $1,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 1,989 | $1,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 135 | $1,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202129 | UNIT 03/09/2026 | 60 | $1,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 140 | $1,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H102 | COM CL A | 100 | $1,000 | thousands by filing date | |
| SLAM CORP | G8210L113 | UNIT 99/99/9999 | 55 | $1,000 | thousands by filing date | |
| MAQUIA CAPITAL ACQUISITION C | 56564V101 | CLASS A COM | 74 | $1,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L203 | UNIT 04/30/2028 | 121 | $1,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y200 | UNIT 02/24/2026 | 100 | $1,000 | thousands by filing date | |
| CACTUS ACQUISITION CORP 1 LT | G1745A116 | UNIT 08/17/2028 | 101 | $1,000 | thousands by filing date | |
| CHAIN BRIDGE I | G2061X128 | UNIT 11/15/2024 | 81 | $1,000 | thousands by filing date | |
| KAIROUS ACQUISITION CORP LTD | G52131102 | UNIT 09/15/2026 | 68 | $1,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 99 | $1,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545203 | UNIT 12/31/2025 | 100 | $1,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 56 | $1,000 | thousands by filing date | |
| FUTURE HEALTH ESG CORP | 36118W201 | UNIT 09/09/2026 | 125 | $1,000 | thousands by filing date | |
| ARISZ ACQUISITION CORP | 040450207 | UNIT 11/17/2026 | 100 | $1,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP III | 20607V205 | UNIT 99/99/9999 | 111 | $1,000 | thousands by filing date | |
| WILLIAMS ROWLAND ACQUISITION | 96951B201 | UNIT 12/11/2026 | 100 | $1,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 100 | $1,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A120 | UNIT 06/03/2026 | 80 | $1,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024102 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 63 | $1,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699202 | UNIT 05/06/2026 | 50 | $1,000 | thousands by filing date | |
| FRONTIER INVESTMENT CORP | G36816117 | UNIT 06/29/2026 | 55 | $1,000 | thousands by filing date | |
| JUPITER ACQUISITION CORP | 482082104 | CL A | 100 | $1,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 128 | $1,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F108 | COM CL A | 100 | $1,000 | thousands by filing date | |
| CONYERS PARK III ACQSITN COR | 21289P201 | UNIT 07/30/2026 | 103 | $1,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K107 | CLASS A COM | 52 | $1,000 | thousands by filing date | |
| BLACK SPADE ACQUISITION CO | G11537126 | UNIT 99/99/9999 | 80 | $1,000 | thousands by filing date | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q100 | CLASS A COM | 86 | $1,000 | thousands by filing date | |
| TIO TECH A | G8T10C122 | UNIT 04/12/2028 | 100 | $1,000 | thousands by filing date | |
| AVALON ACQUISITION INC | 05338E200 | UNIT 12/31/2026 | 103 | $1,000 | thousands by filing date | |
| CIIG CAPITAL PARTNERS II INC | 12561U208 | UNIT 02/28/2028 | 100 | $1,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G108 | COM CL A | 84 | $1,000 | thousands by filing date | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N123 | UNIT 10/19/2026 | 100 | $1,000 | thousands by filing date | |
| INTELLIGENT MEDI ACQSITN COR | 45828D205 | UNIT 11/05/2026 | 60 | $1,000 | thousands by filing date | |
| LAVA MEDTECH ACQUISITION COR | 519345201 | UNIT 10/21/2026 | 60 | $1,000 | thousands by filing date | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L209 | UNIT 06/10/2026 | 53 | $1,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 83 | $1,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 127 | $1,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220123 | CLASS A ORD SHS | 152 | $1,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 86 | $1,000 | thousands by filing date | |
| BIONOMICS LIMITED | 09063M205 | ADS | 100 | $1,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 599 | $1,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 200 | $1,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 120 | $1,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 219 | $1,000 | thousands by filing date | |
| CN ENERGY GROUP INC | G2181K105 | COMMON | 465 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-22-000001 | this filing | 2022-02-14 | acceptance time not in the bulk data set |