13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 6,449 holding rows worth $5,780,013,000.
- Accession
- 0001533421-22-000001
- Filer
- CIK 1533421
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 9,540 entries on the cover page, a total value of $5,780,013,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,780,013,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HISTOGEN INC | 43358Y103 | COM | 22,047 | $7,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T100 | COM CL A | 743 | $7,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 589 | $7,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228c200 | COM | 737 | $7,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 239 | $6,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 81 | $6,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 70 | $6,000 | thousands by filing date | |
| CONTEXT THERAPEUTICS INC | 21077P108 | COM | 2,054 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 170 | $6,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 722 | $6,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 182 | $6,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 600 | $6,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 836 | $6,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 100 | $6,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,721 | $6,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 450 | $6,000 | thousands by filing date | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 392 | $6,000 | thousands by filing date | |
| OKLO INC COM CL A | 02156V109 | Stock | 585 | $6,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 300 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 224 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 37 | $6,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 352 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 794 | $6,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,397 | $6,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 339 | $6,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 473 | $6,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 799 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 135 | $6,000 | thousands by filing date | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 1,081 | $6,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 500 | $6,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 688 | $6,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,166 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 225 | $6,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 300 | $6,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 988 | $6,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 153 | $6,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 157 | $6,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 228 | $6,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 642 | $6,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 328 | $6,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,500 | $6,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 942 | $6,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 388 | $6,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 94 | $6,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 10,269 | $6,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 18,994 | $6,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 350 | $6,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 235 | $6,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 301 | $6,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 67 | $6,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 349 | $6,000 | thousands by filing date | |
| TEXAS COMMUNITY BANCSHARES I | 88231Q108 | COM | 394 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A503 | NASDAQ 100 RIS | 260 | $6,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 1,265 | $6,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 1,037 | $6,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 1,390 | $6,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 1,885 | $6,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 582 | $6,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 512 | $6,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 579 | $6,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,654 | $6,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 222 | $6,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 1,356 | $6,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 8,046 | $6,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 671 | $6,000 | thousands by filing date | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 995 | $6,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 3,796 | $6,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 892 | $6,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 3,042 | $6,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 529 | $6,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 314 | $6,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 656 | $6,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 5,529 | $6,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISI | G2773W103 | COM | 633 | $6,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 631 | $6,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T102 | COM | 616 | $6,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 942 | $6,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 292 | $6,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,485 | $6,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 5,608 | $6,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 4,404 | $6,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 1,558 | $6,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 619 | $6,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 566 | $6,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 567 | $6,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C129 | UNIT 99/99/9999 | 587 | $6,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 595 | $6,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 1,511 | $6,000 | thousands by filing date | |
| INTERNATIONAL MEDIA ACQUISIT | 459867206 | UNIT 07/21/2026 | 580 | $6,000 | thousands by filing date | |
| VISION SENSING ACQUISITION C | 92838J202 | UNIT 10/21/2026 | 610 | $6,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T207 | UNIT 04/01/2024 | 560 | $6,000 | thousands by filing date | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 754 | $6,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 613 | $6,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A203 | UNIT 05/01/2025 | 593 | $6,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 577 | $6,000 | thousands by filing date | |
| ENERGEM CORP | G30449113 | UNIT 11/15/2026 | 550 | $6,000 | thousands by filing date | |
| ESGEN ACQUISITION CORP | G3R95N129 | UNIT 10/18/2026 | 551 | $6,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 562 | $6,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 634 | $6,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F208 | UNIT 10/14/2026 | 566 | $6,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 856 | $6,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 8,176 | $6,000 | thousands by filing date | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 1,379 | $6,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 3,610 | $6,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 8,705 | $6,000 | thousands by filing date | |
| HEALTHCARE TRIANGLE INC | 42227W108 | COM | 3,177 | $6,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 8,809 | $6,000 | thousands by filing date | |
| TRANSCODE THERAPEUTICS INC | 89357L105 | CMN | 2,329 | $6,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC | 37518W106 | CMN | 633 | $6,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L204 | UNT | 647 | $6,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 656 | $6,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R108 | CLASS A COM | 608 | $6,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 570 | $6,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 597 | $6,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 1,075 | $6,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 606 | $6,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITION CORP. | 37892B207 | COM | 580 | $6,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 10,380 | $6,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D117 | UNIT 99/99/9999 | 585 | $6,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 3,972 | $6,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V107 | CL A | 586 | $6,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 79 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 62 | $5,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 66 | $5,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 48 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 97 | $5,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 220 | $5,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 196 | $5,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1,774 | $5,000 | thousands by filing date | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 180 | $5,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 450 | $5,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 517 | $5,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 81 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 28 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 134 | $5,000 | thousands by filing date | |
| DOLE PLC | G27907107 | ORD SHS | 374 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 43 | $5,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 329 | $5,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 450 | $5,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 690 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 181 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 79 | $5,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 136 | $5,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 800 | $5,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 395 | $5,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,627 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 107 | $5,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 264 | $5,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 311 | $5,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 580 | $5,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 201 | $5,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 207 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 50 | $5,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 181 | $5,000 | thousands by filing date | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 200 | $5,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 894 | $5,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 374 | $5,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 179 | $5,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 458 | $5,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 531 | $5,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 199 | $5,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 96 | $5,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 3,064 | $5,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 110 | $5,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 1,201 | $5,000 | thousands by filing date | |
| VERSABANK NEW | 92512J106 | COM | 393 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 66 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 100 | $5,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 289 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 86 | $5,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,793 | $5,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 330 | $5,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 902 | $5,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 7,758 | $5,000 | thousands by filing date | |
| MAGYAR BANCORP INC | 55977T208 | COM | 384 | $5,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,190 | $5,000 | thousands by filing date | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 1,204 | $5,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 1,873 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 200 | $5,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 2,084 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 143 | $5,000 | thousands by filing date | |
| DATA STORAGE CORP | 23786R201 | COM NEW | 1,731 | $5,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 509 | $5,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 63 | $5,000 | thousands by filing date | |
| WHERE FOOD COMES FROM INC | 96327X200 | COM NEW | 349 | $5,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 780 | $5,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 447 | $5,000 | thousands by filing date | |
| NEXTPLAT CORP | 68557F209 | COM NEW | 1,496 | $5,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 2,285 | $5,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 1,851 | $5,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 2,249 | $5,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 90 | $5,000 | thousands by filing date | |
| ENVVENO MEDICAL CORPORATION | 29415J106 | COM | 786 | $5,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 351 | $5,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 258 | $5,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 954 | $5,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 3,252 | $5,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,322 | $5,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 1,665 | $5,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 4,339 | $5,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 100 | $5,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 600 | $5,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 491 | $5,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W101 | COM | 482 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 500 | $5,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T108 | COM | 517 | $5,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 281 | $5,000 | thousands by filing date | |
| ACCRETION ACQUISITION CORP | 00438Y107 | COM | 500 | $5,000 | thousands by filing date | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 541 | $5,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 1,160 | $5,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 3,455 | $5,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 12,686 | $5,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 19 | $5,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 973 | $5,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 498 | $5,000 | thousands by filing date | |
| AGRIFORCE GROWING SYSTEMS LT | C00948106 | COM | 2,432 | $5,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 462 | $5,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 2,201 | $5,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 492 | $5,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 9,125 | $5,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 3,001 | $5,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 4,745 | $5,000 | thousands by filing date | |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 5,592 | $5,000 | thousands by filing date | |
| DTRT HEALTH ACQUISITION CORP | 23344T103 | COM CL A | 483 | $5,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 482 | $5,000 | thousands by filing date | |
| HELBIZ INC | 42309B204 | CLASS A COM | 959 | $5,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J204 | UNIT 99/99/9999 | 470 | $5,000 | thousands by filing date | |
| SNOW LAKE RES LTD | 83336J208 | COM | 940 | $5,000 | thousands by filing date | |
| HEALTHCARE AI ACQUISITION CO | G4373K125 | UNIT 12/07/2026 | 455 | $5,000 | thousands by filing date | |
| ACHARI VENTURES HLDGS CORP I | 00444X200 | UNIT 09/30/2026 | 482 | $5,000 | thousands by filing date | |
| 10X CAP VENTURE ACQSTN CORP | G87076108 | COM CL A | 466 | $5,000 | thousands by filing date | |
| ABRI SPAC I INC | 00085X204 | UNIT 09/18/2026 | 510 | $5,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 482 | $5,000 | thousands by filing date | |
| INFINITE ACQUISITION CORP | G48028115 | UNIT 99/99/9999 | 539 | $5,000 | thousands by filing date | |
| MONTEREY INNOVATION ACQUI CO | 61240F207 | UNIT 09/30/2026 | 450 | $5,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 508 | $5,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 478 | $5,000 | thousands by filing date | |
| VMG CONSUMER ACQUISITION COR | 91842V201 | UNIT 11/08/2026 | 508 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 159 | $5,000 | thousands by filing date | |
| GENERATIONS BANCORP NY INC | 37149G108 | COM | 378 | $5,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 2,729 | $5,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 4,968 | $5,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 5,340 | $5,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 2,262 | $5,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 3,718 | $5,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 1,751 | $5,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 4,985 | $5,000 | thousands by filing date | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 3,301 | $5,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 4,588 | $5,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 530 | $5,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLD CRPI | G8253W109 | CMN | 536 | $5,000 | thousands by filing date | |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 510 | $5,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 365 | $5,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 576 | $5,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 567 | $5,000 | thousands by filing date | |
| TAOPING INC | G8675V119 | SHS NEW | 2,784 | $5,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 488 | $5,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B121 | UNIT 99/99/9999 | 496 | $5,000 | thousands by filing date | |
| WALDENCAST PLC CLASS A ORD SHS | G9460C100 | Stock | 506 | $5,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 11,373 | $5,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 4,039 | $5,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 470 | $5,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 490 | $5,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 482 | $5,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 472 | $5,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 465 | $5,000 | thousands by filing date | |
| PACIFICO ACQUISITION CORP | 69512X202 | COM | 510 | $5,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 3,103 | $5,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 4,169 | $5,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204207 | UNIT 06/30/2027 | 489 | $5,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q201 | UNIT 02/26/2026 | 541 | $5,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 492 | $5,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 8 | $4,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 38 | $4,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 645 | $4,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 100 | $4,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 252 | $4,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 300 | $4,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,777 | $4,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 187 | $4,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 300 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 163 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 98 | $4,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 584 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 100 | $4,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 342 | $4,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 439 | $4,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 717 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 116 | $4,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 396 | $4,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 680 | $4,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 68 | $4,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 88 | $4,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 309 | $4,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 1,355 | $4,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 107 | $4,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 1,650 | $4,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 143 | $4,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 1,147 | $4,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 134 | $4,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 155 | $4,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 265 | $4,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1,277 | $4,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 548 | $4,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 102 | $4,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 179 | $4,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 145 | $4,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 320 | $4,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 455 | $4,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 555 | $4,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 272 | $4,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 269 | $4,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 369 | $4,000 | thousands by filing date | |
| JOURNEY MED CORP | 48115J109 | COM | 656 | $4,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC | 00832E103 | COM | 234 | $4,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 1,007 | $4,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 74 | $4,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 626 | $4,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 1,004 | $4,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 146 | $4,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 175 | $4,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 622 | $4,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 531 | $4,000 | thousands by filing date | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 170 | $4,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 428 | $4,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 418 | $4,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 214 | $4,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 469 | $4,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 980 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 170 | $4,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 562 | $4,000 | thousands by filing date | |
| RENOVORX INC | 75989R107 | COM NEW | 891 | $4,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 2,268 | $4,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 5,358 | $4,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 1,138 | $4,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 341 | $4,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 293 | $4,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 409 | $4,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 129 | $4,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 200 | $4,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 212 | $4,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 100 | $4,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 7,831 | $4,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 473 | $4,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 170 | $4,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 948 | $4,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 426 | $4,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 138 | $4,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 96 | $4,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 421 | $4,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F101 | COM | 427 | $4,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 740 | $4,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 405 | $4,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 781 | $4,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 776 | $4,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 806 | $4,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 4,070 | $4,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 589 | $4,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 2,542 | $4,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 991 | $4,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 286 | $4,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 70 | $4,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 4,872 | $4,000 | thousands by filing date | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 385 | $4,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 4,833 | $4,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 3,110 | $4,000 | thousands by filing date | |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 2,195 | $4,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L204 | UNIT 01/21/2026 | 427 | $4,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 2,411 | $4,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283127 | UNIT 99/99/9999 | 393 | $4,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 3,667 | $4,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276123 | UNIT 02/26/2028 | 436 | $4,000 | thousands by filing date | |
| IDW MEDIA | 44951N106 | COM | 1,892 | $4,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T115 | UNIT 08/22/2028 | 398 | $4,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITN CORP | G2426E112 | UNIT 05/27/2026 | 350 | $4,000 | thousands by filing date | |
| INFINT ACQUISITION CORP | G47862118 | UNIT 99/99/9999 | 431 | $4,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 397 | $4,000 | thousands by filing date | |
| ARMADA ACQUISITION CORP I | 04208V202 | UNIT 08/13/2026 | 419 | $4,000 | thousands by filing date | |
| ROTH CH ACQUISITION CO | G88935104 | UNIT 10/20/2026 | 430 | $4,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 370 | $4,000 | thousands by filing date | |
| LF CAPITAL ACQUISITION CORP | 50202D201 | UNIT 05/15/2028 | 350 | $4,000 | thousands by filing date | |
| TRINE II ACQUISITION CORP | G9059F126 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T201 | UNIT 03/05/2026 | 405 | $4,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 275 | $4,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 425 | $4,000 | thousands by filing date | |
| MONDEE HOLDINGS INC COM CL A | G49775102 | Stock | 391 | $4,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 2,200 | $4,000 | thousands by filing date | |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 1,507 | $4,000 | thousands by filing date | |
| US WELL SERVICES INC | 91274U200 | CL A NEW | 3,407 | $4,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI | 31811H205 | UNT | 380 | $4,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP | 74709Q101 | CMN | 388 | $4,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 433 | $4,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 430 | $4,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 1,225 | $4,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 138 | $4,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 414 | $4,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 5,593 | $4,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L200 | UNIT 03/31/2028 | 406 | $4,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H122 | UNIT 09/29/2027 | 384 | $4,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C201 | UNIT 99/99/9999 | 412 | $4,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 406 | $4,000 | thousands by filing date | |
| SEQLL INC | 81734C106 | COM | 2,359 | $4,000 | thousands by filing date | |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 6,085 | $4,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 3,712 | $4,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 1,771 | $4,000 | thousands by filing date | |
| KALERA PUBLIC LIMITED CO ORDINARY SHARES | G41089106 | Stock | 439 | $4,000 | thousands by filing date | |
| BIG SKY GROWTH PARTNERS INC UNIT EX 040126 | 08954L201 | Stock | 455 | $4,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 298 | $4,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582109 | COM | 374 | $4,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 385 | $4,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 384 | $4,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 90 | $3,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 821 | $3,000 | thousands by filing date | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 100 | $3,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 22 | $3,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 97 | $3,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 500 | $3,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 100 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 52 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 101 | $3,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 128 | $3,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 193 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 75 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 25 | $3,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 300 | $3,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 121 | $3,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 274 | $3,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 235 | $3,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 100 | $3,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 158 | $3,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 280 | $3,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 191 | $3,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 170 | $3,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 190 | $3,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 100 | $3,000 | thousands by filing date | |
| FREYR BATTERY | L4135L100 | SHS | 300 | $3,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 542 | $3,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 249 | $3,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 1,100 | $3,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 122 | $3,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 113 | $3,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 518 | $3,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 651 | $3,000 | thousands by filing date | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 337 | $3,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 251 | $3,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 208 | $3,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 105 | $3,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 122 | $3,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 203 | $3,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 220 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 132 | $3,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 263 | $3,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 876 | $3,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 1,391 | $3,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 37 | $3,000 | thousands by filing date | |
| LISTED FDS TR | 53656F383 | SPEAR ALPHA ETF | 132 | $3,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 2,157 | $3,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 168 | $3,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 100 | $3,000 | thousands by filing date | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 130 | $3,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 100 | $3,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 132 | $3,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 277 | $3,000 | thousands by filing date | |
| CATALYST BANCORP INC | 14888L101 | COMMON STOCK | 229 | $3,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 793 | $3,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 257 | $3,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 81 | $3,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 1,239 | $3,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 387 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 100 | $3,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 500 | $3,000 | thousands by filing date | |
| SURGEPAYS INC | 86882L204 | COM NEW | 1,718 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 100 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 104 | $3,000 | thousands by filing date | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 349 | $3,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 1,565 | $3,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,060 | $3,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 267 | $3,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 232 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 194 | $3,000 | thousands by filing date | |
| NEUROSENSE THERAPEUTICS LTD | M74240108 | FOREIGN | 1,323 | $3,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 265 | $3,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 202 | $3,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 8,077 | $3,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 160 | $3,000 | thousands by filing date | |
| MICROSECTORS GOLD MINERS 3X LEVERAGED ETN | 063679658 | ETF | 283 | $3,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 313 | $3,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 350 | $3,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 41 | $3,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 1,893 | $3,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 1,714 | $3,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 331 | $3,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 370 | $3,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 1,221 | $3,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 150 | $3,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 370 | $3,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 2,875 | $3,000 | thousands by filing date | |
| IPOWER INC | 46265P107 | CL A | 1,354 | $3,000 | thousands by filing date | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 149 | $3,000 | thousands by filing date | |
| IMPERIAL PETE INC COM NEW | Y3894J104 | Stock | 1,434 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-22-000001 | this filing | 2022-02-14 | acceptance time not in the bulk data set |