13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 4,924 holding rows worth $9,033,168,000.
- Accession
- 0001533421-20-000007
- Filer
- CIK 1533421
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 7,398 entries on the cover page, a total value of $9,033,168,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,033,168,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 438 | $13,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 2,440 | $13,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 1,568 | $13,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 4,566 | $13,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 3,322 | $13,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 16,495 | $13,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 18,943 | $13,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,184 | $13,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 34,500 | $13,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 10,465 | $13,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 115 | $13,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 24,969 | $13,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 16,496 | $13,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 439 | $12,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 650 | $12,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 443 | $12,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 620 | $12,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,183 | $12,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 461 | $12,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 803 | $12,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 6,239 | $12,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 843 | $12,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 411 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 194 | $12,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 494 | $12,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,325 | $12,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 243 | $12,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 392 | $12,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 845 | $12,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 2,120 | $12,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 1,026 | $12,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 731 | $12,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 1,462 | $12,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 800 | $12,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 724 | $12,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 8,542 | $12,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 3,522 | $12,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 12,129 | $12,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 9,371 | $12,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 3,220 | $12,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 11,427 | $12,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 9,233 | $12,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 7,459 | $12,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 11,197 | $12,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 12,227 | $12,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 2,229 | $12,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 1,000 | $12,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 1,200 | $12,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 7,619 | $12,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 5,703 | $12,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 21,244 | $12,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 187 | $11,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 561 | $11,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 1,367 | $11,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 354 | $11,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 2,683 | $11,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 269 | $11,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 645 | $11,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 2,457 | $11,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 23,919 | $11,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 103 | $11,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,084 | $11,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 4,260 | $11,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 859 | $11,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 13,206 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 995 | $11,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 16,743 | $11,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 1,354 | $11,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 25,664 | $11,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 7,663 | $11,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 2,672 | $11,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 3,384 | $11,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 2,978 | $11,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 5,468 | $11,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 27,094 | $11,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 6,142 | $11,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 332 | $11,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 8,096 | $11,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 1,000 | $11,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 14,975 | $11,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 3,266 | $11,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 11,295 | $11,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 1,159 | $11,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 1,109 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 88 | $10,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 591 | $10,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 339 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 500 | $10,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,478 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 55 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 271 | $10,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 3,910 | $10,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 307 | $10,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 402 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 241 | $10,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 785 | $10,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 3,666 | $10,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 7,491 | $10,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 2,519 | $10,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 4,599 | $10,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 1,391 | $10,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 3,689 | $10,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 772 | $10,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 2,066 | $10,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 6,493 | $10,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 496 | $10,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 3,253 | $10,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 1,111 | $10,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 163 | $10,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 1,934 | $10,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 119 | $10,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 259 | $10,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 10,603 | $10,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 3,464 | $10,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 557 | $10,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 1,709 | $10,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 7,692 | $10,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 2,442 | $10,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,118 | $10,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 9,118 | $10,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 1,000 | $10,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 5,831 | $10,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 292 | $10,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 225 | $9,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 577 | $9,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,263 | $9,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,416 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 75 | $9,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 166 | $9,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 508 | $9,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 335 | $9,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 133 | $9,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 5,632 | $9,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 1,398 | $9,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 413 | $9,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 3,144 | $9,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 2,777 | $9,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 1,596 | $9,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 1,212 | $9,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 1,952 | $9,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 283 | $9,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,686 | $9,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 7,443 | $9,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 384 | $9,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 3,638 | $9,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 308 | $9,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 3,498 | $9,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 13,242 | $9,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 821 | $9,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 8,236 | $9,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 600 | $9,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 8,432 | $9,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 4,041 | $9,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 280 | $9,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 15,344 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 649 | $9,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 2,954 | $9,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 7,025 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 237 | $9,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 477 | $9,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 945 | $9,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 12,605 | $9,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 17,615 | $9,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 2,846 | $9,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 852 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 296 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 200 | $8,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 130 | $8,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 712 | $8,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 3,883 | $8,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 172 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 30 | $8,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 3,529 | $8,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 12,585 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 54 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 301 | $8,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,102 | $8,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 252 | $8,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 863 | $8,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 6,811 | $8,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 636 | $8,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,350 | $8,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 310 | $8,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 2,154 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 243 | $8,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 1,685 | $8,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 613 | $8,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 17,770 | $8,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 20,106 | $8,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 24,692 | $8,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 7,134 | $8,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 16,529 | $8,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 6,298 | $8,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 1,482 | $8,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 1,610 | $8,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 988 | $8,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 461 | $8,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 3,120 | $8,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 9,911 | $8,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 5,270 | $8,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 4,291 | $8,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 214 | $8,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 5,047 | $8,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 200 | $8,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,320 | $8,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 5,289 | $8,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 29,942 | $8,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 26,385 | $8,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 29,342 | $8,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 27,299 | $8,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 38,022 | $8,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 6,212 | $8,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 800 | $8,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 784 | $8,000 | thousands by filing date | |
| EDISON NATION INC | 28103E106 | COM | 4,530 | $8,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 92 | $7,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 28 | $7,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 33 | $7,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 67 | $7,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 324 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 177 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 97 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 200 | $7,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 206 | $7,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 364 | $7,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 24,746 | $7,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 88 | $7,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,729 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 200 | $7,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 662 | $7,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 1,215 | $7,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 220 | $7,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 916 | $7,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 400 | $7,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 751 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 175 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 193 | $7,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 963 | $7,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 896 | $7,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 682 | $7,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 563 | $7,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 445 | $7,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 2,412 | $7,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 2,270 | $7,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 209 | $7,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 2,047 | $7,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,060 | $7,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 629 | $7,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 306 | $7,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 403 | $7,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,770 | $7,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 353 | $7,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 61,422 | $7,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 7,718 | $7,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 1,820 | $7,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 8,952 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 279 | $7,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 810 | $7,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 736 | $7,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 519 | $7,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 700 | $7,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 3,969 | $7,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 4,984 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 300 | $7,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 3,329 | $7,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 4,371 | $7,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 5,619 | $7,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 10,380 | $7,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 2,905 | $7,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646301 | COM NEW | 413 | $7,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 9,869 | $7,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 300 | $6,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 237 | $6,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 63 | $6,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,530 | $6,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,213 | $6,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 1,407 | $6,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 134 | $6,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 3,600 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 42 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 400 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 118 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 185 | $6,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 106 | $6,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 200 | $6,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 300 | $6,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 481 | $6,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 656 | $6,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 751 | $6,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 1,767 | $6,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 1,236 | $6,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 1,383 | $6,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 970 | $6,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 574 | $6,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 600 | $6,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 600 | $6,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 591 | $6,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 300 | $6,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 4,247 | $6,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 185 | $6,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 300 | $6,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 2,717 | $6,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 3,402 | $6,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 1,499 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 400 | $6,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,220 | $6,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 2,600 | $6,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 607 | $6,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 5,230 | $6,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 489 | $6,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 1,313 | $6,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 2,588 | $6,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 4,423 | $6,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 720 | $6,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 4,773 | $6,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 666 | $6,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 649 | $6,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 1,270 | $6,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 2,568 | $6,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 3,012 | $6,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 8,751 | $6,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 5,671 | $6,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 4,053 | $6,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 3,200 | $6,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 24,443 | $6,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 9,645 | $6,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 5,769 | $6,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 3,001 | $6,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 1,442 | $6,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 598 | $6,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 4,690 | $6,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 218 | $5,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 99 | $5,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1,803 | $5,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 41 | $5,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 54 | $5,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 136 | $5,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 354 | $5,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 71 | $5,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 62 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 65 | $5,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 200 | $5,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 56 | $5,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 75 | $5,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 843 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 375 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 356 | $5,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 488 | $5,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 649 | $5,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 400 | $5,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 34 | $5,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 264 | $5,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 172 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 50 | $5,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,992 | $5,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 1,001 | $5,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,018 | $5,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 1,081 | $5,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 2,511 | $5,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 672 | $5,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 1,837 | $5,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 838 | $5,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 4,755 | $5,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 5,474 | $5,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 250 | $5,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 3,513 | $5,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 255 | $5,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 1,833 | $5,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 713 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 141 | $5,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 765 | $5,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 181 | $5,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 671 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 100 | $5,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 245 | $5,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 1,295 | $5,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 336 | $5,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 595 | $5,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 90 | $5,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 490 | $5,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 334 | $5,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 299 | $5,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 1,680 | $5,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 357 | $5,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 172 | $5,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 966 | $5,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 2,209 | $5,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 652 | $5,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 527 | $5,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 3,993 | $5,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 4,168 | $5,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 4,065 | $5,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 408 | $5,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 470 | $5,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 2,125 | $5,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 719 | $5,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 764 | $5,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 611 | $5,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 500 | $5,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 768 | $5,000 | thousands by filing date | |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 1,045 | $5,000 | thousands by filing date | |
| ProShares UltraShort MSCI Brazil Capped | 74347B292 | ETP | 321 | $5,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T117 | UNIT 99/99/9999 | 225 | $5,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II | 05600U205 | UNIT 99/99/9999 | 435 | $5,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 81 | $4,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 600 | $4,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 1,063 | $4,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 66 | $4,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 124 | $4,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 288 | $4,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 2,748 | $4,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 202 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 66 | $4,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 118 | $4,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 100 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 67 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 100 | $4,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 450 | $4,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 167 | $4,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 293 | $4,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 243 | $4,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 409 | $4,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 558 | $4,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 995 | $4,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 1,932 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 69 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 100 | $4,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 1,019 | $4,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 220 | $4,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 2,162 | $4,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 4,238 | $4,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,866 | $4,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 1,711 | $4,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 413 | $4,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 352 | $4,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 2,280 | $4,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,348 | $4,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 600 | $4,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 1,603 | $4,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 398 | $4,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 302 | $4,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 164 | $4,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 4,488 | $4,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 176 | $4,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 4,707 | $4,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 562 | $4,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 319 | $4,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 1,622 | $4,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 2,156 | $4,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 279 | $4,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 192 | $4,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 415 | $4,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 2,668 | $4,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 4,106 | $4,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 2,936 | $4,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 1,317 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 201 | $4,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 400 | $4,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 2,839 | $4,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 701 | $4,000 | thousands by filing date | |
| Kaspien Holdings Inc | 485837108 | COM | 491 | $4,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 446 | $4,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 381 | $4,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 2,650 | $4,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 200 | $4,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 2,715 | $4,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 358 | $4,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 337 | $4,000 | thousands by filing date | |
| DIGIRAD CORP | 253827703 | COM NEW | 1,435 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 49 | $4,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 14,831 | $4,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 100 | $3,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 243 | $3,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 157 | $3,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 309 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 124 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 33 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 80 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 113 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 100 | $3,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 594 | $3,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 73 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 100 | $3,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 100 | $3,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 100 | $3,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 500 | $3,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 400 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 100 | $3,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 694 | $3,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 517 | $3,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 200 | $3,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 1,721 | $3,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 140 | $3,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 4,045 | $3,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 355 | $3,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 943 | $3,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 2,358 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-20-000007 | this filing | 2020-11-16 | acceptance time not in the bulk data set |