13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 4,924 holding rows worth $9,033,168,000.
- Accession
- 0001533421-20-000007
- Filer
- CIK 1533421
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 7,398 entries on the cover page, a total value of $9,033,168,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,033,168,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 431 | $3,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 148 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 39 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 63 | $3,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 710 | $3,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 300 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 57 | $3,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 13,197 | $3,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 200 | $3,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 170 | $3,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 97 | $3,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 2,354 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 100 | $3,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 997 | $3,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 1,525 | $3,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 1,054 | $3,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 494 | $3,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 2,257 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 100 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 61 | $3,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 157 | $3,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 264 | $3,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 1,220 | $3,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 276 | $3,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,199 | $3,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 3,366 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 102 | $3,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 225 | $3,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 277 | $3,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 1,504 | $3,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 1,297 | $3,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 349 | $3,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 707 | $3,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 978 | $3,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 713 | $3,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 2,262 | $3,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 668 | $3,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 266 | $3,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 16 | $3,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 95 | $3,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 222 | $3,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 1,402 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 79 | $3,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 1,375 | $3,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 319 | $3,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 1,357 | $3,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 619 | $3,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 649 | $3,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 205 | $3,000 | thousands by filing date | |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 3,800 | $3,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 441 | $3,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 1,224 | $3,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 3,358 | $3,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 2,029 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 100 | $3,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 1,136 | $3,000 | thousands by filing date | |
| SUNDANCE ENERGY INC | 86725N102 | COM | 1,294 | $3,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 314 | $3,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 482 | $3,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 319 | $3,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 591 | $3,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 300 | $3,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 277 | $3,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 293 | $3,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 270 | $2,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 34 | $2,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11 | $2,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 435 | $2,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 123 | $2,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 196 | $2,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 312 | $2,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 154 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 100 | $2,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 1,273 | $2,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 70 | $2,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 172 | $2,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 222 | $2,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 236 | $2,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 100 | $2,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 137 | $2,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 219 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 300 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 180 | $2,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 46 | $2,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 79 | $2,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 323 | $2,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 639 | $2,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 769 | $2,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 2,070 | $2,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 420 | $2,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 375 | $2,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 81 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 55 | $2,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 732 | $2,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 307 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 33 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 510 | $2,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 289 | $2,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 221 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 27 | $2,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 119 | $2,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 414 | $2,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 1,608 | $2,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 187 | $2,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 70 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 18 | $2,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 1,053 | $2,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 193 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 100 | $2,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 220 | $2,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 246 | $2,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 1,079 | $2,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 96 | $2,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 674 | $2,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 111 | $2,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 400 | $2,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 6,500 | $2,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 499 | $2,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 695 | $2,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1,032 | $2,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 526 | $2,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,378 | $2,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 1,397 | $2,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 2,700 | $2,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 324 | $2,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 600 | $2,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 606 | $2,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 716 | $2,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,959 | $2,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 2,323 | $2,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 100 | $2,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 734 | $2,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 326 | $2,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 1,709 | $2,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 2,110 | $2,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 1,164 | $2,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 1,633 | $2,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 910 | $2,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 1,064 | $2,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 1,433 | $2,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 385 | $2,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 1,200 | $2,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 264 | $2,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 181 | $2,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 796 | $2,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | 58503F502 | COM | 127 | $2,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 207 | $2,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 3,432 | $2,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 88 | $2,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 1,465 | $2,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 425 | $2,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 226 | $2,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 180 | $2,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 5,235 | $2,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 277 | $2,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 200 | $2,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 85 | $2,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 662 | $2,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 789 | $2,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T206 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 134 | $2,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 151 | $2,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253202 | UNIT 99/99/9999 | 109 | $2,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 191 | $2,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T208 | UNIT 99/99/9999 | 206 | $2,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 37 | $1,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 18 | $1,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 188 | $1,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 53 | $1,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 116 | $1,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 498 | $1,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 303 | $1,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 562 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 47 | $1,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 7 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 10 | $1,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 49 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 100 | $1,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 573 | $1,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 32 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 15 | $1,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 91 | $1,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 95 | $1,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 152 | $1,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 100 | $1,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 100 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 36 | $1,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 460 | $1,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 44 | $1,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 102 | $1,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 157 | $1,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 269 | $1,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 428 | $1,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 557 | $1,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 82 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 15 | $1,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 100 | $1,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 100 | $1,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 100 | $1,000 | thousands by filing date | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 102 | $1,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 34 | $1,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 41 | $1,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 100 | $1,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 83 | $1,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 296 | $1,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 12 | $1,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 105 | $1,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 55 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 890 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 62 | $1,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 37 | $1,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 42 | $1,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 135 | $1,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 351 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 33 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 42 | $1,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 234 | $1,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 93 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 100 | $1,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 126 | $1,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 51 | $1,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 63 | $1,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 229 | $1,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 330 | $1,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 96 | $1,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,047 | $1,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 159 | $1,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,250 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 45 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 1,252 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,846 | $1,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 100 | $1,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 231 | $1,000 | thousands by filing date | |
| GREENROSE HOLDING CO INC/THE | 395392202 | COM | 107 | $1,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 522 | $1,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 200 | $1,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 596 | $1,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 976 | $1,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 184 | $1,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 123 | $1,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 282 | $1,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,487 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 50 | $1,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 124 | $1,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 100 | $1,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 679 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 35 | $1,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 95 | $1,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 1,430 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 35 | $1,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 559 | $1,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 102 | $1,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 942 | $1,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 581 | $1,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 100 | $1,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 1,521 | $1,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W408 | COM NEW | 171 | $1,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 145 | $1,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 102 | $1,000 | thousands by filing date | |
| OLB Group Inc | 67086U307 | COM | 145 | $1,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 196 | $1,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 100 | $1,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 84 | $1,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 367 | $1,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 99 | $1,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 4,262 | $1,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 150 | $1,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 753 | $1,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 276 | $1,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 99 | $1,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 95 | $1,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 100 | $1,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 88 | $1,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 100 | $1,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 270 | $1,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006116 | UNIT 04/22/2020 | 127 | $1,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 100 | $1,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 47 | $1,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 19 | $1,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 2,365 | $1,000 | thousands by filing date | |
| YUNHONG INTL | G98882114 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753129 | UNIT 08/06 | 100 | $1,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 97 | $1,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 90 | $1,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 100 | $1,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q208 | UNIT 05/15/2026 | 113 | $1,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 103 | $1,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085206 | UNIT 12/31/2026 | 52 | $1,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 135 | $1,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 83 | $1,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 92 | $1,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 56 | $1,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 126 | $1,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPP PLC NEW ADR | 92937A102 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| US GOLD CORP | 90291C201 | COMMON STOCK | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aussie $ ETF | 46090N103 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 424 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| McCormick & Company Inc | 579780107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPARE THERAPEUTICS INC | 760273102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B408 | CMN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CKX LDS INC | 12562N104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOVIO INC | 98979V102 | COMMON STOCK | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ramaco Resources Inc | 75134P303 | COM CL B | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTBELLY CORP | 73754Y100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 291 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYMET MNG CORP | 731916409 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TINGO GROUP INC | 55328R109 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 278 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED LION HOTELS CORP | 756764106 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCLAIRE FINL CORP | 290828102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Kelso Technologies Inc | 48826D201 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOGE ENERGY LTD | G1611B107 | SHS | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATD INC | 225265107 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNDIAL GROWERS INC | 86730L109 | COM | 742 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 894 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOGO INC | 60800C109 | COM | 202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 238 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CINER RES LP | 172464109 | COM UNIT LTD | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC | 64065J304 | COM | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANTECH HLDGS LTD | G8675X107 | COM | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 2,459 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERNA CORP | 00973W110 | WTS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZHONGCHAO INC | G9897X107 | CL A | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 248 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 222 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERIDA MERGER CORP I | 58953M106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW HOME CO INC COM | 645370107 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF MONTREAL | 063679666 | MICROSCTRS 3X | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46436E700 | IBONDS 21 TRM TS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplitude Inc | 03212A204 | Class A Common | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 511 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPERIENCE INVT CORP | 30217C208 | UNIT 09/01/2026 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLECTIVE GROWTH CORP | 19424L200 | UNIT 04/29/2025 | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 929 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTERPATH CORP | 22228P302 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE OAK ACQUISITION CORP UNIT | 53804F202 | Common Stock | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOFTWARE ACQUISITION GROUP I | 83406B200 | UNIT 10/01/2026 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUN BIOPHARMA INC | 86664M206 | COM NEW | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETFIN ACQUISITION CORP | G6455A123 | UNIT 08/01/2024 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-20-000007 | this filing | 2020-11-16 | acceptance time not in the bulk data set |