13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 3,839 holding rows worth $1,363,877,000.
- Accession
- 0001533421-18-000006
- Filer
- CIK 1533421
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 5,389 entries on the cover page, a total value of $1,363,877,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,363,877,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 141 | $2,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 550 | $2,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 190 | $2,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 67 | $2,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 1,161 | $2,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 36 | $2,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 630 | $2,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 120 | $2,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 110 | $2,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 891 | $2,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 33 | $2,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 1,148 | $2,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 334 | $2,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1,000 | $2,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 189 | $2,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 76 | $2,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 101 | $2,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 261 | $2,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 200 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 65 | $2,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 643 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 138 | $2,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 249 | $2,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 206 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 55 | $2,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D373 | VELOCITY SHS 3X | 113 | $2,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 500 | $2,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 105 | $2,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 161 | $2,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 87 | $2,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 99 | $2,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 95 | $2,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 179 | $2,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 55 | $2,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 55 | $2,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 708 | $2,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 1,427 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 100 | $2,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 4,268 | $2,000 | thousands by filing date | |
| COMMAND CENTER INC | 200497204 | COM NEW | 388 | $2,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 174 | $2,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 155 | $2,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 1,500 | $2,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 156 | $2,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 104 | $2,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 153 | $2,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 19 | $1,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 15 | $1,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 18 | $1,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 121 | $1,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 100 | $1,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 24 | $1,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 27 | $1,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 7 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 16 | $1,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 35 | $1,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 105 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 39 | $1,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 60 | $1,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 70 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 14 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 38 | $1,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 56 | $1,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 49 | $1,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 58 | $1,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 15 | $1,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 200 | $1,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 221 | $1,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 29 | $1,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 300 | $1,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 37 | $1,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 206 | $1,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 100 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 314 | $1,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 51 | $1,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 100 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 35 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 24 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 100 | $1,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 33 | $1,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 113 | $1,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 49 | $1,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 66 | $1,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 46 | $1,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 79 | $1,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 47 | $1,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 31 | $1,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 44 | $1,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 76 | $1,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 23 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 552 | $1,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 100 | $1,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 196 | $1,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 27 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 11 | $1,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 78 | $1,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 28 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 630 | $1,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 24 | $1,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 70 | $1,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 88 | $1,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 200 | $1,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 63 | $1,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 108 | $1,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 84 | $1,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 147 | $1,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 17 | $1,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 26 | $1,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 136 | $1,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 134 | $1,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 8 | $1,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 84 | $1,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 40 | $1,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 81 | $1,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 100 | $1,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 837 | $1,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 66 | $1,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 101 | $1,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 18 | $1,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 215 | $1,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 90 | $1,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 54 | $1,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 46 | $1,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 109 | $1,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 58 | $1,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 62 | $1,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 400 | $1,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 441 | $1,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 50 | $1,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 147 | $1,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 66 | $1,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 67 | $1,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 520 | $1,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 533 | $1,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 282 | $1,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 320 | $1,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 177 | $1,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 464 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 884 | $1,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 710 | $1,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 200 | $1,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 85 | $1,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 102 | $1,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 462 | $1,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 496 | $1,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 616 | $1,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 159 | $1,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 170 | $1,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 608 | $1,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 988 | $1,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 100 | $1,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 59 | $1,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 100 | $1,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 100 | $1,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 48 | $1,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 100 | $1,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 72 | $1,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 122 | $1,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 381 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 316 | $1,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 59 | $1,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 90 | $1,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 300 | $1,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 37 | $1,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 94 | $1,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 341 | $1,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 30 | $1,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 100 | $1,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 89 | $1,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 190 | $1,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 40 | $1,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 111 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 19 | $1,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 80 | $1,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 148 | $1,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 100 | $1,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 192 | $1,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 62 | $1,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 118 | $1,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 55 | $1,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 100 | $1,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 74 | $1,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 500 | $1,000 | thousands by filing date | |
| CRYOPORT INC | 229050125 | W EXP 07/29/202 | 95 | $1,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 88 | $1,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 478 | $1,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 551 | $1,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 99 | $1,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W206 | UNIT 12/31/2021T | 58 | $1,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 49 | $1,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G855 | ISECTR GRW ETF | 37 | $1,000 | thousands by filing date | |
| MERCANTIL BK HLDG CORP | 58734F206 | CL B | 198 | $1,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONAGRA FOODS INC | 205887102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICANRLTYINVSINC | 029174109 | STOK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADMA BIOLOGICS INC | 000899104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALERES INC | 129500104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDWOOD TRUST INC | 758075402 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESBANCO INC | 950810101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M/I HOMES INC | 55305B101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIENT INC | 019330109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTESIAN RES CORP | 043113208 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aussie $ ETF | 46090N103 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOLLYFRONTIER CORP | 436106108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SACHEM CAP CORP | 78590A109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITONE INC | 92347M100 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W323 | CMN | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIND C T I LTD | M70240102 | ORD | 214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Yogaworks, Inc. | 986005106 | com | 205 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATASYS INC | 149049504 | COM PAR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLITIONRX LTD | 928661107 | COM | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIONANO GENOMICS INC | 09075F107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| P & F INDS INC | 692830508 | CL A NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVOTRONICS INC | 817732100 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERMOLECULAR INC | 45882D109 | COM | 319 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Castle Brands Inc | 148435100 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON GLOBAL INC | 443787106 | COM | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P108 | COM | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERSECTIONS INC | 460981301 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTA FUNDING INC | 046220109 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REEDS INC COM | 758338107 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATUZZI S P A | 63905A101 | ADR | 270 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCONEE FED FINL CORP | 675607105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF RESOURCES INC | 40251W309 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAFEPRESS INC | 12769A103 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Kelso Technologies Inc | 48826D201 | COM | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIBRONIX INC | 63008J108 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON PHARMA PLC | G4617B105 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTL IN | 458173309 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANTKWEST INC | 63016Q102 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOFRONTERA AG ADR | 09075G105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C808 | COM PAR | 355 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 248 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPIO BULKERS INC | Y7546A122 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 189 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYNERGISTEK INC | 23258P105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629505 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXINDAI INC | 428295109 | ADR | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTA MESA RES INC 3 | 02133L117 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELBIT IMAGING LTD | M37605124 | SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-18-000006 | this filing | 2018-11-13 | acceptance time not in the bulk data set |