13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 3,839 holding rows worth $1,363,877,000.
- Accession
- 0001533421-18-000006
- Filer
- CIK 1533421
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 5,389 entries on the cover page, a total value of $1,363,877,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,363,877,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAROLINA FINL CORP NEW | 143873107 | COM | 195 | $7,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 699 | $7,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 968 | $7,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 431 | $7,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 1,746 | $7,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 713 | $7,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 739 | $7,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 618 | $7,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 49 | $6,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 146 | $6,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 51 | $6,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 141 | $6,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 70 | $6,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 36 | $6,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 32 | $6,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 400 | $6,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 233 | $6,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 90 | $6,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 77 | $6,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 484 | $6,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 120 | $6,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 699 | $6,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 100 | $6,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 541 | $6,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 651 | $6,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 28 | $6,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,435 | $6,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 647 | $6,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 519 | $6,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 181 | $6,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 200 | $6,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 147 | $6,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 73 | $6,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 520 | $6,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 354 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 120 | $6,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 678 | $6,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 288 | $6,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 278 | $6,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,139 | $6,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 299 | $6,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 1,757 | $6,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 669 | $6,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 251 | $6,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 218 | $6,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 472 | $6,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 372 | $6,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,499 | $6,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 193 | $6,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 5,825 | $6,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 495 | $6,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 180 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 152 | $6,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 294 | $6,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 412 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 200 | $6,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 4,314 | $6,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 1,191 | $6,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 394 | $6,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 90 | $6,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 158 | $6,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 2,281 | $6,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 502 | $6,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,707 | $6,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 3,892 | $6,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 155 | $6,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 512 | $6,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 3,401 | $6,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 164 | $6,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 697 | $6,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 3,760 | $6,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 8,817 | $6,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 192 | $6,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,908 | $6,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 200 | $6,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 337 | $6,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 170 | $6,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 524 | $6,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 4,011 | $6,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2,254 | $6,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 1,383 | $6,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 1,506 | $6,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 641 | $6,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 250 | $6,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 335 | $6,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 1,159 | $6,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 202 | $6,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 824 | $6,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 494 | $6,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 611 | $6,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 879 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 50 | $5,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 58 | $5,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 48 | $5,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 50 | $5,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 71 | $5,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 33 | $5,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 64 | $5,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 66 | $5,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 905 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 38 | $5,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 116 | $5,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 148 | $5,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 46 | $5,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 84 | $5,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 700 | $5,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 239 | $5,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 24 | $5,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 780 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 101 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 68 | $5,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 239 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 67 | $5,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 158 | $5,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 374 | $5,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 689 | $5,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 159 | $5,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 86 | $5,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 153 | $5,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 330 | $5,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 190 | $5,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 170 | $5,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 691 | $5,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 1,120 | $5,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 90 | $5,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 440 | $5,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 26 | $5,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 270 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 50 | $5,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 492 | $5,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 142 | $5,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 1,219 | $5,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 268 | $5,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 141 | $5,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 181 | $5,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 494 | $5,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 358 | $5,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 184 | $5,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 391 | $5,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 3,737 | $5,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 123 | $5,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 214 | $5,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 6,240 | $5,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 690 | $5,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 200 | $5,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 499 | $5,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 600 | $5,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 72 | $5,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,036 | $5,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 370 | $5,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 393 | $5,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 293 | $5,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 462 | $5,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 313 | $5,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 1,956 | $5,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 843 | $5,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 200 | $5,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 442 | $5,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 332 | $5,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 538 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 49 | $5,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 513 | $5,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 582 | $5,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 1,119 | $5,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 500 | $5,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 100 | $4,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 100 | $4,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 62 | $4,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 200 | $4,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 200 | $4,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 200 | $4,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 6,300 | $4,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 96 | $4,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 144 | $4,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 106 | $4,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 18 | $4,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 16 | $4,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 170 | $4,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 215 | $4,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 212 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 73 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 97 | $4,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 183 | $4,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 146 | $4,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 592 | $4,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 84 | $4,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 145 | $4,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 82 | $4,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 267 | $4,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 31 | $4,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 400 | $4,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 92 | $4,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 380 | $4,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 244 | $4,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 194 | $4,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 409 | $4,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 134 | $4,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 320 | $4,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 200 | $4,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 147 | $4,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 249 | $4,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 312 | $4,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 242 | $4,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 630 | $4,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 739 | $4,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 90 | $4,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 186 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 232 | $4,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 503 | $4,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 861 | $4,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,303 | $4,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 539 | $4,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 100 | $4,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,458 | $4,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 188 | $4,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 345 | $4,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 1,843 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 70 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 190 | $4,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 98 | $4,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 44 | $4,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 261 | $4,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 148 | $4,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 312 | $4,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 212 | $4,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 459 | $4,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 241 | $4,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 450 | $4,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 80 | $4,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 98 | $4,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 213 | $4,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 160 | $4,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 239 | $4,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 1,422 | $4,000 | thousands by filing date | |
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| HMN FINL INC | 40424G108 | COM | 208 | $4,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 547 | $4,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 412 | $4,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 500 | $4,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 754 | $4,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 277 | $4,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 992 | $4,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 57 | $4,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 377 | $4,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 140 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 7,053 | $4,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 341 | $4,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 554 | $4,000 | thousands by filing date | |
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| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 1,549 | $4,000 | thousands by filing date | |
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| ISHARES TR | 464287168 | COM | 29 | $3,000 | thousands by filing date | |
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| SUNRUN INC | 86771W105 | COM | 270 | $3,000 | thousands by filing date | |
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| EHEALTH INC | 28238P109 | COM | 107 | $3,000 | thousands by filing date | |
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| EGAIN CORP | 28225C806 | COM NEW | 408 | $3,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 190 | $3,000 | thousands by filing date | |
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| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 936 | $3,000 | thousands by filing date | |
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| DESTINATION XL GROUP INC | 25065K104 | COM | 1,289 | $3,000 | thousands by filing date | |
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| COFFEE HLDG CO INC | 192176105 | COM | 583 | $3,000 | thousands by filing date | |
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| CUMULUS MEDIA INC | 231082801 | COM CL A | 180 | $3,000 | thousands by filing date | |
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| ZOES KITCHEN INC | 98979J109 | COM | 259 | $3,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 534 | $3,000 | thousands by filing date | |
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| BCB BANCORP INC | 055298103 | COMMON STOCK | 126 | $2,000 | thousands by filing date | |
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| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 600 | $2,000 | thousands by filing date | |
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| KINGSWAY CORP | 496904202 | COMMON STOCK | 600 | $2,000 | thousands by filing date | |
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| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 100 | $2,000 | thousands by filing date | |
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| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 58 | $2,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 143 | $2,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 100 | $2,000 | thousands by filing date | |
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| SINOVAC BIOTECH LTD | P8696W104 | SHS | 260 | $2,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 63 | $2,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 275 | $2,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 200 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 63 | $2,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 600 | $2,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 135 | $2,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 100 | $2,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 57 | $2,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 102 | $2,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 186 | $2,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 962 | $2,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 139 | $2,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 648 | $2,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 51 | $2,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 50 | $2,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 322 | $2,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 75 | $2,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 79 | $2,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 342 | $2,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 100 | $2,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 664 | $2,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 636 | $2,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 85 | $2,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 57 | $2,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 342 | $2,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 169 | $2,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 323 | $2,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 47 | $2,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 158 | $2,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 435 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-18-000006 | this filing | 2018-11-13 | acceptance time not in the bulk data set |