13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 3,259 holding rows worth $1,167,720,000.
- Accession
- 0001533421-18-000003
- Filer
- CIK 1533421
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 4,087 entries on the cover page, a total value of $1,167,720,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,167,720,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 518 | $2,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 1,227 | $2,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 81 | $2,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 278 | $2,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 1,052 | $2,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 85 | $2,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 344 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P643 | TRES 5YR BEAR | 55 | $2,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 100 | $2,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 66 | $2,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 1,116 | $2,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 292 | $2,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 100 | $2,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 1,865 | $2,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 100 | $2,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 100 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 68 | $2,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 165 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 44 | $2,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 384 | $2,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 271 | $2,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 156 | $2,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 111 | $2,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 100 | $2,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 398 | $2,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 632 | $2,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 972 | $2,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 793 | $2,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 400 | $2,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 552 | $2,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 100 | $2,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 100 | $2,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 1,249 | $2,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233206 | COM NEW | 117 | $2,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 200 | $2,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 40 | $2,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 543 | $2,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 133 | $1,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10 | $1,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 20 | $1,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 100 | $1,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 19 | $1,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 313 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 349 | $1,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 54 | $1,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 800 | $1,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 311 | $1,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 34 | $1,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 210 | $1,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 166 | $1,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 71 | $1,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 8 | $1,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 47 | $1,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 13 | $1,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 140 | $1,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 27 | $1,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 173 | $1,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 56 | $1,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 27 | $1,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 100 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 32 | $1,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 100 | $1,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 47 | $1,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 526 | $1,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 80 | $1,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 14 | $1,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 100 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 8 | $1,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 58 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 40 | $1,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 37 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 100 | $1,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 100 | $1,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 59 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 240 | $1,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 64 | $1,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 196 | $1,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 79 | $1,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 72 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 46 | $1,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 60 | $1,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 500 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 100 | $1,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 100 | $1,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 377 | $1,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 700 | $1,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 2,289 | $1,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 80 | $1,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 44 | $1,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 103 | $1,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 96 | $1,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 93 | $1,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 60 | $1,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 38 | $1,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 100 | $1,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 400 | $1,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 139 | $1,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 181 | $1,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 596 | $1,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 164 | $1,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 500 | $1,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 100 | $1,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 194 | $1,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 592 | $1,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 103 | $1,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 387 | $1,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 29 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 208 | $1,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 861 | $1,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 31 | $1,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 200 | $1,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 156 | $1,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 703 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,500 | $1,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 113 | $1,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 330 | $1,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 110 | $1,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 100 | $1,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 64 | $1,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 586 | $1,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 100 | $1,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 100 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 40 | $1,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 185 | $1,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 99 | $1,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 198 | $1,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 900 | $1,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 640 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 90 | $1,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 1,100 | $1,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 146 | $1,000 | thousands by filing date | |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 200 | $1,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 361 | $1,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 400 | $1,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 100 | $1,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 348 | $1,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 167 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 393 | $1,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 393 | $1,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 142 | $1,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 211 | $1,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 32 | $1,000 | thousands by filing date | |
| INTEGRATED MEDIA TECHNLOGY L | Q49376108 | SHS | 200 | $1,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 333 | $1,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 223 | $1,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 65 | $1,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 200 | $1,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 76 | $1,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 294 | $1,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 268 | $1,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 55 | $1,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 78 | $1,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 13 | $1,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 500 | $1,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 100 | $1,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 1,094 | $1,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 104 | $1,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 100 | $1,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 112 | $1,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789126 | SHS | 98 | $1,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G855 | ISECTR GRW ETF | 37 | $1,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OKTAINCCLASSA | 679295105 | STOK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENCORA INC COM | 03073E105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIX COM LTD SHS | M98068105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGNC INVT CORP COM | 00123Q104 | REIT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOLIV INC | 052800109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOINT CORP | 47973J102 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CA INC COM | 12673P105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SB FINL GROUP INC | 78408D105 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC AMERN CORP | 048209100 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELENAV INC | 879455103 | COMMON STOCK | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 634 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONNS INC | 208242107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 451 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSA BANCORP INC COM | 29667D104 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVANS BANCORP INC | 29911Q208 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIETAL CDMO INC | 75629F109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGMATRON INTL INC | 82661L101 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC COM STK | 64065J106 | COM | 4,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 180 DEGREE CAP CORP | 68235B109 | COM | 265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTUS GI HLDGS INC | 62014P108 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Enterprise Federal Bancorp | 26952G107 | Common | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTA MESA RES INC 3 | 02133L117 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 383 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELBIT IMAGING LTD | M37605124 | SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENSARE ACQUISITION CORP | 70957E204 | UNIT 07/27/2022 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERIN ENERGY CORP COM | 295625107 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CISION LTD | G1992S117 | *W EXP 06/22/202 | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-18-000003 | this filing | 2018-05-15 | acceptance time not in the bulk data set |