13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 3,259 holding rows worth $1,167,720,000.
- Accession
- 0001533421-18-000003
- Filer
- CIK 1533421
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 4,087 entries on the cover page, a total value of $1,167,720,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,167,720,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 397 | $9,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 381 | $9,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 405 | $9,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 441 | $9,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 257 | $9,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 470 | $9,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 1,610 | $9,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 1,109 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 161 | $9,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 671 | $9,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 3,260 | $9,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,502 | $9,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 494 | $9,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,866 | $9,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 486 | $9,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,024 | $9,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 26,354 | $9,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 982 | $9,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 227 | $9,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 650 | $9,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 642 | $9,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 900 | $9,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 300 | $9,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 1,292 | $9,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 2,595 | $9,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 8,417 | $9,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 517 | $9,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 144 | $8,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,140 | $8,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,073 | $8,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 8,300 | $8,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 100 | $8,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 200 | $8,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 189 | $8,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 400 | $8,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 135 | $8,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 3,073 | $8,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 112 | $8,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 560 | $8,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 204 | $8,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 226 | $8,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 331 | $8,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 3,198 | $8,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 667 | $8,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 478 | $8,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 200 | $8,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 87 | $8,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 460 | $8,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 501 | $8,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 392 | $8,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 404 | $8,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 570 | $8,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 393 | $8,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 699 | $8,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 935 | $8,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 471 | $8,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,157 | $8,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 203 | $8,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 509 | $8,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,053 | $8,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 610 | $8,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 1,415 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 173 | $8,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,072 | $8,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,122 | $8,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 5,244 | $8,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 3,193 | $8,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 236 | $8,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 200 | $8,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 200 | $8,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,963 | $8,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 446 | $8,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 2,008 | $8,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 3,009 | $8,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 3,888 | $8,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 374 | $8,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 3,841 | $8,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 601 | $8,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 600 | $7,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 46 | $7,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 368 | $7,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 2,697 | $7,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 108 | $7,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 682 | $7,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 120 | $7,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 288 | $7,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 638 | $7,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 245 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 125 | $7,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 30 | $7,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 761 | $7,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 500 | $7,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 463 | $7,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 142 | $7,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 505 | $7,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 100 | $7,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 348 | $7,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 300 | $7,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 870 | $7,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 505 | $7,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 427 | $7,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 255 | $7,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 530 | $7,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 221 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 291 | $7,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 361 | $7,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,186 | $7,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 286 | $7,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 300 | $7,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 57 | $7,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,500 | $7,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 180 | $7,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 60 | $7,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 115 | $7,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,438 | $7,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 906 | $7,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 266 | $7,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 200 | $7,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 1,066 | $7,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 2,900 | $7,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,720 | $7,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 2,917 | $7,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,737 | $7,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 7,975 | $7,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 393 | $7,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 6,017 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 100 | $7,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 578 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 114 | $7,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 1,355 | $7,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 957 | $7,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 1,239 | $7,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 1,968 | $7,000 | thousands by filing date | |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 929 | $7,000 | thousands by filing date | |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 1,181 | $7,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 3 | $6,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 79 | $6,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 103 | $6,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 796 | $6,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 890 | $6,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 200 | $6,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 318 | $6,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 300 | $6,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 1,522 | $6,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 580 | $6,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 300 | $6,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 160 | $6,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 592 | $6,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 622 | $6,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 200 | $6,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 100 | $6,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 300 | $6,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 279 | $6,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 445 | $6,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 211 | $6,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,756 | $6,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 1,753 | $6,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 1,413 | $6,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 731 | $6,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 1,774 | $6,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,082 | $6,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 569 | $6,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,100 | $6,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 413 | $6,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 1,316 | $6,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 7,074 | $6,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 95 | $6,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 694 | $6,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,300 | $6,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 615 | $6,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 1,144 | $6,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 282 | $6,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 7,208 | $6,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 162 | $6,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 472 | $6,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 1,598 | $6,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 3,783 | $6,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 720 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 100 | $6,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 2,000 | $6,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,014 | $6,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 6,978 | $6,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 69 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 121 | $5,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 100 | $5,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 55 | $5,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 436 | $5,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 200 | $5,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 154 | $5,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 91 | $5,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 143 | $5,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 149 | $5,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 44 | $5,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 409 | $5,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 200 | $5,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 81 | $5,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 500 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 100 | $5,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 625 | $5,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 193 | $5,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 283 | $5,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 211 | $5,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,817 | $5,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 100 | $5,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 783 | $5,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 141 | $5,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 3,967 | $5,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 724 | $5,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,389 | $5,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 144 | $5,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 159 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 130 | $5,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 400 | $5,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 150 | $5,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 1,590 | $5,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 228 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 105 | $5,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 49 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 75 | $5,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 435 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 147 | $5,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 201 | $5,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 129 | $5,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 1,986 | $5,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 700 | $5,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 145 | $5,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 651 | $5,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 183 | $5,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 2,146 | $5,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 2,509 | $5,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 7,777 | $5,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 1,299 | $5,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 7,363 | $5,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,574 | $5,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 487 | $5,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 1,965 | $5,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 751 | $5,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 5,260 | $5,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 14,881 | $5,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 3,364 | $5,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 1,341 | $5,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 4,004 | $5,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 774 | $5,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 3,934 | $5,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 72 | $5,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 3,591 | $5,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 3,807 | $5,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 100 | $5,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,554 | $5,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 1,595 | $5,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 4,181 | $5,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 519 | $5,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 3,776 | $5,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 167 | $5,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 443 | $5,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 494 | $5,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 501 | $5,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 100 | $5,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L104 | COM | 1,592 | $5,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 300 | $5,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 66 | $4,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 729 | $4,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 477 | $4,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 46 | $4,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 41 | $4,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 32 | $4,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 58 | $4,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 38 | $4,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 62 | $4,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 104 | $4,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,200 | $4,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,973 | $4,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 295 | $4,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 268 | $4,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 577 | $4,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 100 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 68 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 81 | $4,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 286 | $4,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 49 | $4,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 500 | $4,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 270 | $4,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 80 | $4,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 484 | $4,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 103 | $4,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 550 | $4,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 99 | $4,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 837 | $4,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 432 | $4,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 129 | $4,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 536 | $4,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 160 | $4,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1,137 | $4,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 815 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 73 | $4,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 300 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 99 | $4,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 1,039 | $4,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 297 | $4,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 234 | $4,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 99 | $4,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 305 | $4,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 45 | $4,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 1,147 | $4,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 600 | $4,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 225 | $4,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 3,598 | $4,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 936 | $4,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 412 | $4,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,214 | $4,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 900 | $4,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 389 | $4,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 988 | $4,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 200 | $4,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 1,319 | $4,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 312 | $4,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 522 | $4,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 245 | $4,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 1,234 | $4,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 4,411 | $4,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 401 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 200 | $4,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 784 | $4,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 3,305 | $4,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 380 | $4,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 392 | $4,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 243 | $4,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 2,066 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K299 | LTN AM BL 3X NEW | 100 | $4,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 30 | $3,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 48 | $3,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 46 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 27 | $3,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 22 | $3,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 40 | $3,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 27 | $3,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 69 | $3,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 100 | $3,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 62 | $3,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 57 | $3,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 600 | $3,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,200 | $3,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 103 | $3,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 353 | $3,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 144 | $3,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 73 | $3,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 100 | $3,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 103 | $3,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 102 | $3,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 220 | $3,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 200 | $3,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 150 | $3,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 100 | $3,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 97 | $3,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 400 | $3,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 439 | $3,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 541 | $3,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 336 | $3,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 72 | $3,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 114 | $3,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 418 | $3,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 354 | $3,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 87 | $3,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,799 | $3,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 48 | $3,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 315 | $3,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 73 | $3,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 136 | $3,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 219 | $3,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 431 | $3,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 232 | $3,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 241 | $3,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 243 | $3,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 2,501 | $3,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 1,458 | $3,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 295 | $3,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,300 | $3,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 4,464 | $3,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 507 | $3,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 800 | $3,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 69 | $3,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 162 | $3,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 458 | $3,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 348 | $3,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 100 | $3,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 1,060 | $3,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 3,205 | $3,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 500 | $3,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 209 | $3,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 833 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 116 | $3,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 1,087 | $3,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 73 | $3,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 2,474 | $3,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 459 | $3,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 3,459 | $3,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 1,072 | $3,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 232 | $3,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 104 | $3,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 505 | $3,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 1,134 | $3,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 1,234 | $3,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 316 | $3,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 774 | $3,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 100 | $3,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 131 | $3,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 201 | $3,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 328 | $3,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 33 | $2,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 4 | $2,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 32 | $2,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 31 | $2,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 25 | $2,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 60 | $2,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 60 | $2,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 233 | $2,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 100 | $2,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 120 | $2,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 12 | $2,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 18 | $2,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,500 | $2,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 100 | $2,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 200 | $2,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 200 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 85 | $2,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 126 | $2,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 128 | $2,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 100 | $2,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 40 | $2,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 60 | $2,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 58 | $2,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 100 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 48 | $2,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 75 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 51 | $2,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 85 | $2,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 8 | $2,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 156 | $2,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 130 | $2,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 90 | $2,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 120 | $2,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 17 | $2,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 37 | $2,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 31 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 11 | $2,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 623 | $2,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 44 | $2,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 92 | $2,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 99 | $2,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 600 | $2,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 148 | $2,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 210 | $2,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 39 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 100 | $2,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 281 | $2,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 180 | $2,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 19 | $2,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 105 | $2,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 315 | $2,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 80 | $2,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 161 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 100 | $2,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 83 | $2,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 9 | $2,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 56 | $2,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 1,241 | $2,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 660 | $2,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 100 | $2,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 330 | $2,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 536 | $2,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 290 | $2,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 91 | $2,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 278 | $2,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 1,457 | $2,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,990 | $2,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 60 | $2,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 221 | $2,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 115 | $2,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 630 | $2,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 600 | $2,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 250 | $2,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 63 | $2,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,063 | $2,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 485 | $2,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 832 | $2,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 1,350 | $2,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 730 | $2,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 137 | $2,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 219 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 53 | $2,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 333 | $2,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,627 | $2,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,639 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-18-000003 | this filing | 2018-05-15 | acceptance time not in the bulk data set |