13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-19, with 3,182 holding rows worth $1,002,181,000.
- Accession
- 0001533421-17-000006
- Filer
- CIK 1533421
- Filed
- 2017-05-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 3,878 entries on the cover page, a total value of $1,002,181,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,002,180,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 121 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 121 | $3,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 758 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 200 | $3,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 100 | $3,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 100 | $3,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 413 | $3,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 98 | $3,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 237 | $3,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 377 | $3,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 710 | $3,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 711 | $3,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,048 | $3,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 700 | $3,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 363 | $3,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 900 | $3,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 200 | $3,000 | thousands by filing date | |
| BIO GREEN MED SOL 6pcnt PFDCONV | 23254L207 | COMMON STOCK | 423 | $3,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 719 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 100 | $3,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 100 | $3,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 12 | $3,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 166 | $3,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 1,616 | $3,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 128 | $3,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 820 | $3,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 500 | $3,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 248 | $3,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 447 | $3,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 249 | $3,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 249 | $3,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 134 | $3,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 711 | $3,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,542 | $3,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 303 | $3,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 200 | $3,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 217 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 261 | $3,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 299 | $3,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,785 | $3,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 104 | $3,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 246 | $3,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 141 | $3,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 200 | $3,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 1,574 | $3,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 500 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 100 | $3,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 450 | $3,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 300 | $3,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 2,297 | $3,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 2,157 | $3,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 183 | $3,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 3,247 | $3,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 173 | $3,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 300 | $3,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 7,135 | $3,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 98 | $3,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 393 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 278 | $3,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 100 | $3,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 518 | $3,000 | thousands by filing date | |
| PROSHARES ULTRASHORT UTILITIES | 74347B722 | FUND | 100 | $3,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 100 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K117 | DAILY NAT GAS RE | 100 | $3,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274R100 | 2X LEV MSCI US | 100 | $3,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 2,149 | $3,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 890 | $3,000 | thousands by filing date | |
| TIGENIX | 88675R109 | SPONSORED ADS | 200 | $3,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 100 | $3,000 | thousands by filing date | |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 929 | $3,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 614 | $3,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 215 | $3,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 54 | $3,000 | thousands by filing date | |
| ISHARES INC | 46434G871 | MIN VOLA EM | 109 | $3,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 299 | $3,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H200 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 49 | $2,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 41 | $2,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 96 | $2,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 100 | $2,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 22 | $2,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 9 | $2,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 9 | $2,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 58 | $2,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 17 | $2,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 126 | $2,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 27 | $2,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 161 | $2,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 100 | $2,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 23 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 38 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 40 | $2,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 100 | $2,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 200 | $2,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5 | $2,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 55 | $2,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 9 | $2,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 79 | $2,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 107 | $2,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 85 | $2,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 390 | $2,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 100 | $2,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 25 | $2,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 48 | $2,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 100 | $2,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 100 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 130 | $2,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,001 | $2,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 100 | $2,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 76 | $2,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 100 | $2,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 13 | $2,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 14 | $2,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 100 | $2,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 200 | $2,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 60 | $2,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 23 | $2,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 46 | $2,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 80 | $2,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 142 | $2,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 200 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 100 | $2,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 69 | $2,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 396 | $2,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 100 | $2,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 101 | $2,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 326 | $2,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 30 | $2,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 121 | $2,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 66 | $2,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 31 | $2,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 96 | $2,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 57 | $2,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 59 | $2,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 287 | $2,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 200 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 192 | $2,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 360 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 76 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 300 | $2,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 45 | $2,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 400 | $2,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 20 | $2,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 100 | $2,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 20 | $2,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 66 | $2,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 100 | $2,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 152 | $2,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 500 | $2,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 175 | $2,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 50 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 110 | $2,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 119 | $2,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 88 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 100 | $2,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 70 | $2,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 51 | $2,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 144 | $2,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 267 | $2,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 300 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 61 | $2,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 100 | $2,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 100 | $2,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 100 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 119 | $2,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 88 | $2,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 71 | $2,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 146 | $2,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 140 | $2,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 399 | $2,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 125 | $2,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 257 | $2,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,700 | $2,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 136 | $2,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 350 | $2,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 38 | $2,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 300 | $2,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 295 | $2,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 432 | $2,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 100 | $2,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 500 | $2,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 1,442 | $2,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 600 | $2,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 100 | $2,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 60 | $2,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 100 | $2,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 513 | $2,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 100 | $2,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 83 | $2,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 100 | $2,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 200 | $2,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 100 | $2,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 99 | $2,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 333 | $2,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 300 | $2,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,127 | $2,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,190 | $2,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 357 | $2,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 100 | $2,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 100 | $2,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 403 | $2,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 429 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 100 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 171 | $2,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 356 | $2,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 52 | $2,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 100 | $2,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 100 | $2,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 1,779 | $2,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 100 | $2,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 100 | $2,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 200 | $2,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 400 | $2,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 64 | $2,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 100 | $2,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 1,309 | $2,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 100 | $2,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 106 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A834 | ALPHAMARK SM | 100 | $2,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 120 | $2,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,294 | $2,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D373 | VELOCITY SHS 3X | 100 | $2,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 133 | $2,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 628 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 55 | $2,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 94 | $2,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 79 | $2,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 300 | $2,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 1,606 | $2,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 3,397 | $2,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 99 | $2,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 100 | $2,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 100 | $2,000 | thousands by filing date | |
| THERAPIX BIOSCIENCES LTD | 88339A203 | SPONSORED ADS NE | 235 | $2,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 1,300 | $2,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 86 | $2,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 110 | $2,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 200 | $2,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 134 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 100 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 36 | $2,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 199 | $2,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 200 | $2,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 100 | $2,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D340 | VELOCITY SHS MED | 81 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G509 | TAC MAN US COR | 100 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K489 | DAILY MED BULL | 100 | $2,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1 | $1,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 11 | $1,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 18 | $1,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 49 | $1,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 7 | $1,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 11 | $1,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 201 | $1,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 32 | $1,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 22 | $1,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 48 | $1,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 24 | $1,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 64 | $1,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 100 | $1,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 48 | $1,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 15 | $1,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3 | $1,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 60 | $1,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 132 | $1,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 75 | $1,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 180 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 50 | $1,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 9 | $1,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 108 | $1,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 89 | $1,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 189 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 121 | $1,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 51 | $1,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 100 | $1,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 22 | $1,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 10 | $1,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 27 | $1,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 47 | $1,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 14 | $1,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 31 | $1,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 13 | $1,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 16 | $1,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 15 | $1,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 20 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 54 | $1,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 102 | $1,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 50 | $1,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 100 | $1,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 200 | $1,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 73 | $1,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 66 | $1,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 21 | $1,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 100 | $1,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 47 | $1,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 100 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 48 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 76 | $1,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 50 | $1,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 100 | $1,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 627 | $1,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 246 | $1,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 51 | $1,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 800 | $1,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 148 | $1,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 47 | $1,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 78 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 22 | $1,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 276 | $1,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 100 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 13 | $1,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 99 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 211 | $1,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 43 | $1,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 70 | $1,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 150 | $1,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 67 | $1,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 296 | $1,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 128 | $1,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 159 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 7 | $1,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 35 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 22 | $1,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 293 | $1,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 60 | $1,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 200 | $1,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 34 | $1,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 72 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 31 | $1,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 68 | $1,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 128 | $1,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 43 | $1,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 116 | $1,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 400 | $1,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 227 | $1,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 52 | $1,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 54 | $1,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 18 | $1,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 100 | $1,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 200 | $1,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 112 | $1,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 100 | $1,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 236 | $1,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 36 | $1,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 200 | $1,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 36 | $1,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 50 | $1,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 100 | $1,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 100 | $1,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 200 | $1,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 15 | $1,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 602 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 100 | $1,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 13 | $1,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 97 | $1,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 47 | $1,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 262 | $1,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 96 | $1,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 106 | $1,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 47 | $1,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 172 | $1,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 200 | $1,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 111 | $1,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 100 | $1,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 698 | $1,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 200 | $1,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 100 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 13 | $1,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 200 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,500 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 35 | $1,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 137 | $1,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 944 | $1,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 100 | $1,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 21 | $1,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 545 | $1,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 30 | $1,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 700 | $1,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 100 | $1,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 60 | $1,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 63 | $1,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 50 | $1,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 100 | $1,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 565 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 50 | $1,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 100 | $1,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 9 | $1,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 50 | $1,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 500 | $1,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 240 | $1,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 50 | $1,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 300 | $1,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 100 | $1,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 100 | $1,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 100 | $1,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 52 | $1,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 308 | $1,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 98 | $1,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 90 | $1,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 566 | $1,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 1,000 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 28 | $1,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 35 | $1,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 100 | $1,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 144 | $1,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 100 | $1,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 100 | $1,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 1,126 | $1,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 132 | $1,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 20 | $1,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 100 | $1,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 67 | $1,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 49 | $1,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 100 | $1,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 200 | $1,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 73 | $1,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 169 | $1,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 100 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 40 | $1,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 300 | $1,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 100 | $1,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 81 | $1,000 | thousands by filing date | |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 353 | $1,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 203 | $1,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 100 | $1,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 263 | $1,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 76 | $1,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 330 | $1,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 100 | $1,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 164 | $1,000 | thousands by filing date | |
| SHINECO INC COM NEW | 824567200 | Stock | 200 | $1,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 804 | $1,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 100 | $1,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E309 | VLCTYSHS 3X INV | 20 | $1,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828103 | UNIT 99/99/9999 | 64 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 35 | $1,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 449 | $1,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 200 | $1,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 315 | $1,000 | thousands by filing date | |
| MONSTER DIGITAL INC COM PAR NEW | 61174L501 | Stock | 579 | $1,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 42 | $1,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 401 | $1,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 100 | $1,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 200 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505830 | REX VOLMAX SHORT | 40 | $1,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 400 | $1,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 3,658 | $1,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 800 | $1,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A203 | UNIT 99/99/9999 | 129 | $1,000 | thousands by filing date | |
| TROVAGENE INC | 897238200 | UNIT 12/31/2017 | 245 | $1,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M205 | STOCK UNIT | 59 | $1,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| iShares U.S. Technology ETF | 464287721 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SHERWIN WILLIAMS CO | 824348106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON ELEC CO COM | 291011104 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GORMAN RUPP CO COM | 383082104 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CARLISLE COS INC COM | 142339100 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RLJ LODGING TR COM | 74965L101 | REIT | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XYLEM INC COM | 98419M100 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| M & T BK CORP COM | 55261F104 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MODINE MFG CO COM | 607828100 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HORMEL FOODS CORP COM | 440452100 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WATERS CORP COM | 941848103 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELANESE CORP DEL COM | 150870103 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDSON CORP | 655663102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXFORD LANE CAP CORP | 691543102 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-17-000006 | this filing | 2017-05-19 | acceptance time not in the bulk data set |