13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-19, with 3,182 holding rows worth $1,002,181,000.
- Accession
- 0001533421-17-000006
- Filer
- CIK 1533421
- Filed
- 2017-05-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 3,878 entries on the cover page, a total value of $1,002,181,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,002,180,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VALLEY NATL BANCORP | 919794107 | COM | 600 | $7,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 42 | $7,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,664 | $7,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 453 | $7,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 100 | $7,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 198 | $7,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 144 | $7,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 200 | $7,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,072 | $7,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 100 | $7,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 200 | $7,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 430 | $7,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 125 | $7,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 100 | $7,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 465 | $7,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 558 | $7,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 530 | $7,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 897 | $7,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 140 | $7,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 148 | $7,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 641 | $7,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 80 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 258 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 201 | $7,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 884 | $7,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,713 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 128 | $7,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 216 | $7,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 1,442 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 200 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 100 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 287 | $7,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 203 | $7,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 222 | $7,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 555 | $7,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 135 | $7,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,300 | $7,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 200 | $7,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 2,561 | $7,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 500 | $7,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 800 | $7,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,200 | $7,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 655 | $7,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 917 | $7,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 132 | $7,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 487 | $7,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 247 | $7,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 6,952 | $7,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 200 | $7,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 30,239 | $7,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 300 | $7,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 398 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 200 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 100 | $7,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 365 | $7,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 432 | $7,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 861 | $7,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 500 | $7,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 2,011 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 193 | $7,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 2,246 | $7,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 998 | $7,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 5,629 | $7,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 1,435 | $7,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 9,108 | $7,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 737 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 1,050 | $7,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 36 | $6,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 53 | $6,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 118 | $6,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 100 | $6,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 200 | $6,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 371 | $6,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 89 | $6,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 248 | $6,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 195 | $6,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 70 | $6,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 100 | $6,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 134 | $6,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 106 | $6,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 798 | $6,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 484 | $6,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 138 | $6,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 120 | $6,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 136 | $6,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 104 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 104 | $6,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 100 | $6,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 221 | $6,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 428 | $6,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 236 | $6,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 100 | $6,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 117 | $6,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 102 | $6,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 166 | $6,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 352 | $6,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 330 | $6,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 244 | $6,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 163 | $6,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 313 | $6,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 264 | $6,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 155 | $6,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 70 | $6,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 200 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 100 | $6,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 160 | $6,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 497 | $6,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 300 | $6,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 479 | $6,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 251 | $6,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 587 | $6,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 349 | $6,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 582 | $6,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 218 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 231 | $6,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 268 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 300 | $6,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,000 | $6,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 93 | $6,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 265 | $6,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 674 | $6,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 200 | $6,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 1,241 | $6,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 600 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 100 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 100 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 120 | $6,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 200 | $6,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 790 | $6,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 7,830 | $6,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 680 | $6,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 705 | $6,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 130 | $6,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 639 | $6,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 83 | $6,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 930 | $6,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 361 | $6,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 234 | $6,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 324 | $6,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 1,392 | $6,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 168 | $6,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 173 | $6,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 3,731 | $6,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 2,999 | $6,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 6,577 | $6,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 100 | $6,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 192 | $6,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 478 | $6,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 223 | $6,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 323 | $6,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 428 | $6,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 3,362 | $6,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 1,014 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 200 | $6,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 155 | $6,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 100 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P643 | TRES 5YR BEAR | 200 | $6,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 600 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 200 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 200 | $6,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 900 | $6,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 300 | $6,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 600 | $6,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 402 | $6,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS AG | 62957M104 | SPONSORED ADR | 503 | $6,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 818 | $6,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 97 | $5,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 47 | $5,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 200 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 100 | $5,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 387 | $5,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 78 | $5,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 43 | $5,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 381 | $5,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 100 | $5,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 266 | $5,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 100 | $5,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 119 | $5,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 100 | $5,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 13 | $5,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 100 | $5,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 100 | $5,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 98 | $5,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 88 | $5,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 100 | $5,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 169 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 47 | $5,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 265 | $5,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 236 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 50 | $5,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 98 | $5,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 155 | $5,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 107 | $5,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 260 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 200 | $5,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 100 | $5,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 430 | $5,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 1,858 | $5,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 170 | $5,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 300 | $5,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 338 | $5,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 130 | $5,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 100 | $5,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 100 | $5,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,367 | $5,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 500 | $5,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 300 | $5,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 100 | $5,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 100 | $5,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 594 | $5,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 42 | $5,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 100 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 200 | $5,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 70 | $5,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,037 | $5,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 3,179 | $5,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 289 | $5,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,088 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 263 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 191 | $5,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 2,761 | $5,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 300 | $5,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 299 | $5,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 404 | $5,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 200 | $5,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 675 | $5,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 243 | $5,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 219 | $5,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 300 | $5,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 3,654 | $5,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 89 | $5,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 489 | $5,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 1,006 | $5,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 957 | $5,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 512 | $5,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 477 | $5,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,776 | $5,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 914 | $5,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 1,000 | $5,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 1,200 | $5,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 200 | $5,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 3,500 | $5,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 4,360 | $5,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 138 | $5,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 400 | $5,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 100 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 117 | $5,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 482 | $5,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 82 | $5,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 3,428 | $5,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 493 | $5,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 419 | $5,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 600 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 400 | $5,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 1,821 | $5,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 789 | $5,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 477 | $5,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 321 | $5,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 100 | $5,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 2,300 | $5,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 955 | $5,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 256 | $5,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 314 | $5,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 2,543 | $5,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 451 | $5,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 3,566 | $5,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233206 | COM NEW | 577 | $5,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 16,470 | $5,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 4,494 | $5,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 459 | $5,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 100 | $4,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 100 | $4,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 57 | $4,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 133 | $4,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 100 | $4,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 132 | $4,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 98 | $4,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 494 | $4,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 100 | $4,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 31 | $4,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 426 | $4,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 342 | $4,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 5 | $4,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 100 | $4,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 154 | $4,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 14 | $4,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 241 | $4,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 127 | $4,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 340 | $4,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 200 | $4,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 157 | $4,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 22 | $4,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 123 | $4,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 279 | $4,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 766 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 153 | $4,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 100 | $4,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 86 | $4,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 100 | $4,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 85 | $4,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 100 | $4,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 122 | $4,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 100 | $4,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 83 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 85 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 68 | $4,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 769 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 238 | $4,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 204 | $4,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 46 | $4,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 135 | $4,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 38 | $4,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 143 | $4,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 135 | $4,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 175 | $4,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 32 | $4,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 410 | $4,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 87 | $4,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 62 | $4,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 34 | $4,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 530 | $4,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 131 | $4,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 370 | $4,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 944 | $4,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,289 | $4,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 58 | $4,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 101 | $4,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 600 | $4,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 100 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 107 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 257 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 103 | $4,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 100 | $4,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 108 | $4,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 138 | $4,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 223 | $4,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 39 | $4,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 210 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 100 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 100 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 61 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 74 | $4,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 100 | $4,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 669 | $4,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 51 | $4,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 132 | $4,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 414 | $4,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 282 | $4,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 170 | $4,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 700 | $4,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 320 | $4,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 117 | $4,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 212 | $4,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 155 | $4,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 332 | $4,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 225 | $4,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 100 | $4,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 181 | $4,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 500 | $4,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 376 | $4,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 59 | $4,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 800 | $4,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 46 | $4,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 219 | $4,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1,500 | $4,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 120 | $4,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 800 | $4,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 196 | $4,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 100 | $4,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 936 | $4,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 176 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 200 | $4,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 857 | $4,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 3,974 | $4,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 2,396 | $4,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 635 | $4,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 200 | $4,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 611 | $4,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 491 | $4,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 72 | $4,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 935 | $4,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 100 | $4,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 556 | $4,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 2,600 | $4,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 749 | $4,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 533 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 100 | $4,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 200 | $4,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 514 | $4,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,200 | $4,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 721 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 500 | $4,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 158 | $4,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 850 | $4,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 549 | $4,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 2,406 | $4,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 1,060 | $4,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 2,869 | $4,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 1,952 | $4,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 1,617 | $4,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 5,104 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 100 | $4,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 500 | $4,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 631 | $4,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 274 | $4,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 3,100 | $4,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 214 | $4,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 600 | $4,000 | thousands by filing date | |
| FRONTEO INC | 35905J100 | SPONSORED ADR | 355 | $4,000 | thousands by filing date | |
| CHINA LENDING CORP | G21612109 | SHS | 600 | $4,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 279 | $4,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 359 | $4,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 200 | $4,000 | thousands by filing date | |
| GENVEC INC | 37246C406 | COM PAR | 730 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K588 | DALY HOM B&S BER | 200 | $4,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 100 | $3,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 20 | $3,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 97 | $3,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 100 | $3,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 134 | $3,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 44 | $3,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 25 | $3,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 66 | $3,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 127 | $3,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 45 | $3,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 50 | $3,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 111 | $3,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 87 | $3,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 60 | $3,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 48 | $3,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 132 | $3,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 200 | $3,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 100 | $3,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 135 | $3,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 89 | $3,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 100 | $3,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 46 | $3,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 60 | $3,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 70 | $3,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 65 | $3,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 100 | $3,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 164 | $3,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 100 | $3,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 60 | $3,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 13 | $3,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 100 | $3,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 292 | $3,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 83 | $3,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 100 | $3,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 300 | $3,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 110 | $3,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 220 | $3,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 24 | $3,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 92 | $3,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 50 | $3,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 100 | $3,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 280 | $3,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 245 | $3,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 100 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 100 | $3,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 100 | $3,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 317 | $3,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 400 | $3,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 100 | $3,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 54 | $3,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 800 | $3,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 91 | $3,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 996 | $3,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 152 | $3,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 122 | $3,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 84 | $3,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 584 | $3,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 537 | $3,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,787 | $3,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 131 | $3,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 99 | $3,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 644 | $3,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 366 | $3,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 200 | $3,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 347 | $3,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 118 | $3,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 134 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 100 | $3,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 325 | $3,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 441 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 100 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-17-000006 | this filing | 2017-05-19 | acceptance time not in the bulk data set |