13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-03, with 3,893 holding rows worth $921,222,000.
- Accession
- 0001533421-17-000001
- Filer
- CIK 1533421
- Filed
- 2017-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 5,604 entries on the cover page, a total value of $921,222,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $921,174,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARVEST CAP CR CORP | 41753F109 | COM | 163 | $2,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 762 | $2,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 100 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 40 | $2,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 173 | $2,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 214 | $2,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 86 | $2,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 207 | $2,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 500 | $2,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 200 | $2,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 204 | $2,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 208 | $2,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 200 | $2,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 208 | $2,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 160 | $2,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 1,600 | $2,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 96 | $2,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 356 | $2,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 120 | $2,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 464 | $2,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 300 | $2,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,734 | $2,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 78 | $2,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 221 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 386 | $2,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 704 | $2,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 106 | $2,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 53 | $2,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 100 | $2,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 1,100 | $2,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 200 | $2,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 148 | $2,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 149 | $2,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 800 | $2,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 300 | $2,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 1,123 | $2,000 | thousands by filing date | |
| CGG | 12531Q204 | SPON ADR NEW | 152 | $2,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 177 | $2,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 156 | $2,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 800 | $2,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 228 | $2,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 40 | $2,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 137 | $2,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 100 | $2,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 100 | $2,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828103 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 200 | $2,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 200 | $2,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 199 | $2,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B400 | EM STRATEGIC ETF | 145 | $2,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588139 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G509 | TAC MAN US COR | 100 | $2,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 68 | $2,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 100 | $1,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 710 | $1,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 100 | $1,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 49 | $1,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 37 | $1,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 14 | $1,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 30 | $1,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 23 | $1,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 72 | $1,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 40 | $1,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 53 | $1,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 17 | $1,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 862 | $1,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 83 | $1,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 100 | $1,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 80 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 8 | $1,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 200 | $1,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 53 | $1,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 100 | $1,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 100 | $1,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 100 | $1,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 39 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 34 | $1,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 38 | $1,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 149 | $1,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 39 | $1,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 303 | $1,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 95 | $1,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 127 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 12 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 173 | $1,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 100 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 26 | $1,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 72 | $1,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 100 | $1,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 181 | $1,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 34 | $1,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 70 | $1,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 40 | $1,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 18 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 100 | $1,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 347 | $1,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 40 | $1,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 71 | $1,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 35 | $1,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 100 | $1,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 142 | $1,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 26 | $1,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 12 | $1,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 30 | $1,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 35 | $1,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 100 | $1,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 12 | $1,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 92 | $1,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 49 | $1,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 73 | $1,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 107 | $1,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 43 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 297 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 289 | $1,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 53 | $1,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 100 | $1,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 100 | $1,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 39 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 36 | $1,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 400 | $1,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 38 | $1,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 189 | $1,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 101 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 119 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 336 | $1,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 100 | $1,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 240 | $1,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 101 | $1,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 46 | $1,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 99 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 97 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 26 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 273 | $1,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 41 | $1,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 16 | $1,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 10 | $1,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 100 | $1,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 24 | $1,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 52 | $1,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 94 | $1,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 144 | $1,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 400 | $1,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 61 | $1,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 100 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 27 | $1,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 243 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 19 | $1,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 288 | $1,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 10 | $1,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 35 | $1,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 890 | $1,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 29 | $1,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 200 | $1,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 16 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,076 | $1,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 37 | $1,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 1,100 | $1,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 312 | $1,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 12,718 | $1,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 796 | $1,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 76 | $1,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 357 | $1,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 151 | $1,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 598 | $1,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 100 | $1,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 240 | $1,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 107 | $1,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 33 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 641 | $1,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 33 | $1,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 231 | $1,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 100 | $1,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 264 | $1,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 21 | $1,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 523 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 3,157 | $1,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 670 | $1,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 238 | $1,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 710 | $1,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 247 | $1,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,200 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 65 | $1,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 17 | $1,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 700 | $1,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 119 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 15 | $1,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 1,000 | $1,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 600 | $1,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 100 | $1,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 290 | $1,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 196 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 64 | $1,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 130 | $1,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,240 | $1,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 53 | $1,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 200 | $1,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 383 | $1,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 646 | $1,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 82 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 26 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 54 | $1,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 100 | $1,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 800 | $1,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 195 | $1,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 200 | $1,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 600 | $1,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 300 | $1,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 100 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 100 | $1,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 400 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 700 | $1,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 664 | $1,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 463 | $1,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 92 | $1,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 239 | $1,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 58 | $1,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 200 | $1,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 87 | $1,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 47 | $1,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 100 | $1,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 200 | $1,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 300 | $1,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 66 | $1,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 42 | $1,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 721 | $1,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 68 | $1,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 185 | $1,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 300 | $1,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 509 | $1,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 232 | $1,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 200 | $1,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 140 | $1,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 90 | $1,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 92 | $1,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 105 | $1,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 600 | $1,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 346 | $1,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 300 | $1,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 65 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 29 | $1,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 200 | $1,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 400 | $1,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 9 | $1,000 | thousands by filing date | |
| MONSTER DIGITAL INC COM PAR NEW | 61174L501 | Stock | 300 | $1,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 80 | $1,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 200 | $1,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T606 | COM PAR | 200 | $1,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 300 | $1,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 645 | $1,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 700 | $1,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 282 | $1,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Vanguard S&P 500 ETF | 922908363 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPP PLC NEW ADR | 92937A102 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INCYTE CORP COM | 45337C102 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORRESTER RESH INC | 346563109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OHIO VY BANC CORP | 677719106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SASOL LTD | 803866300 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAR HBR BANKSHARES | 066849100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAG INDUSTRIAL INC | 85254J102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MEDIFAST INC | 58470H101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE VALUE TRUST | 780910105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL SECURITIES CORP | 155123102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITEX HLDGS INC | 923451108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMONEIRA CO | 532746104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASCENT INDUSTRIES CO | 871565107 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gilat Satellite Network | M51474118 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCHEX INC | 56624R108 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMILEDS CORP | 816645204 | COM NEW | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTECH SYS INC | 656553104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO GREEN MED SOL 6pcnt PFDCONV | 23254L207 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENDOCYTE INC | 29269A102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGMATRON INTL INC | 82661L101 | COM | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACETO CORP | 004446100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMBA INC | 47023A309 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BOB EVANS FARMS | 096761101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOWARD BANCORP INC COM | 442496105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALHI INC NEW | 918905100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIX CORP | 98974P100 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTA FUNDING INC | 046220109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSV CAPITAL CORP | 36191J101 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 343 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATUZZI S P A | 63905A101 | ADR | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONVIA INC | 68338T403 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTRICON CORP | 46121H109 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONGZHONG CORP | 50047P104 | CMN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wellesley Bancorp. | 949485106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L852 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRH MEDICAL CORP | 12626F105 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OM ASSET MGMT PLC | G67506108 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HC2 HLDGS INC | 404139107 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONG IS ICED TEA CORP | 54267E104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares Ultrashort Health ETF | 74348A228 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHAOGEN INC | 004449104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAJESCO | 56068V102 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT UTILITIES | 74347B722 | FUND | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OASMIA PHARMACEUTICAL AB | 67421W109 | ADR | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIRED ENTMT INC | 45782N116 | *W EXP 10/20/202 | 498 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSROADS SYS INC COM PAR | 22765D407 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC COM | 560690406 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UCP INC - CL A | 90265Y106 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TROVAGENE INC | 897238200 | UNIT 12/31/2017 | 245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-17-000001 | this filing | 2017-02-03 | acceptance time not in the bulk data set |