13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-03, with 3,893 holding rows worth $921,222,000.
- Accession
- 0001533421-17-000001
- Filer
- CIK 1533421
- Filed
- 2017-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 5,604 entries on the cover page, a total value of $921,222,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $921,174,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KMG CHEMICALS INC | 482564101 | COM | 147 | $6,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 1,015 | $6,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 1,575 | $6,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 199 | $6,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 7,487 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 200 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 200 | $6,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 195 | $6,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 352 | $6,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 1,379 | $6,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 310 | $6,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 1,859 | $6,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 6,187 | $6,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 2,175 | $6,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 34 | $5,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 176 | $5,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 78 | $5,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 430 | $5,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 586 | $5,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 100 | $5,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 751 | $5,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 522 | $5,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 240 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 85 | $5,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 200 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 87 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 100 | $5,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 83 | $5,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 85 | $5,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 142 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 43 | $5,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 400 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 92 | $5,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 83 | $5,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 410 | $5,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 91 | $5,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,000 | $5,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 114 | $5,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 291 | $5,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 165 | $5,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 691 | $5,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 130 | $5,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 900 | $5,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 137 | $5,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 77 | $5,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 500 | $5,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 209 | $5,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 430 | $5,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 366 | $5,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 228 | $5,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 492 | $5,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 136 | $5,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,090 | $5,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 160 | $5,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 176 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 98 | $5,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 512 | $5,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 1,358 | $5,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 267 | $5,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 711 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 129 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 100 | $5,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 262 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 100 | $5,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 264 | $5,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 383 | $5,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 700 | $5,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 1,000 | $5,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 408 | $5,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 718 | $5,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 206 | $5,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 223 | $5,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 302 | $5,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 850 | $5,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 3,405 | $5,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 758 | $5,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 631 | $5,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 225 | $5,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 132 | $5,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 226 | $5,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 237 | $5,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 588 | $5,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 767 | $5,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 600 | $5,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 209 | $5,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 4,449 | $5,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 46 | $5,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 123 | $5,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 1,011 | $5,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 9,579 | $5,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,400 | $5,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 4,108 | $5,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 457 | $5,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,072 | $5,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 436 | $5,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 10,999 | $5,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,118 | $5,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 3,619 | $5,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 938 | $5,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 100 | $5,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 594 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 156 | $5,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 586 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 175 | $5,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 114 | $5,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 2,494 | $5,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 192 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 164 | $5,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,447 | $5,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 249 | $5,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 6,932 | $5,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 1,443 | $5,000 | thousands by filing date | |
| FRONTEO INC | 35905J100 | SPONSORED ADR | 355 | $5,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 471 | $5,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 2,199 | $5,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M205 | STOCK UNIT | 439 | $5,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T307 | COM | 795 | $5,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 94 | $4,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 407 | $4,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 700 | $4,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 94 | $4,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 119 | $4,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 100 | $4,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 300 | $4,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 45 | $4,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 785 | $4,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 501 | $4,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 40 | $4,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 77 | $4,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 50 | $4,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 309 | $4,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 100 | $4,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 800 | $4,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 249 | $4,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 30 | $4,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 163 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 98 | $4,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 85 | $4,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,395 | $4,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 400 | $4,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 244 | $4,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 119 | $4,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 131 | $4,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 158 | $4,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 66 | $4,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 196 | $4,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 164 | $4,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 160 | $4,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 200 | $4,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 208 | $4,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 76 | $4,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 176 | $4,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 362 | $4,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 498 | $4,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 259 | $4,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 307 | $4,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 69 | $4,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 104 | $4,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 117 | $4,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 200 | $4,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 200 | $4,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 600 | $4,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 365 | $4,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 856 | $4,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 400 | $4,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 895 | $4,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 174 | $4,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 854 | $4,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 560 | $4,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 111 | $4,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 500 | $4,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 1,031 | $4,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 420 | $4,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 116 | $4,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 1,600 | $4,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,600 | $4,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 100 | $4,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 345 | $4,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 352 | $4,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 3,061 | $4,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 30,130 | $4,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 611 | $4,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 503 | $4,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 291 | $4,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 171 | $4,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 356 | $4,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 194 | $4,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 2,249 | $4,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 72 | $4,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 566 | $4,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 1,916 | $4,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 166 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 200 | $4,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 200 | $4,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 353 | $4,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 225 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 200 | $4,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 628 | $4,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 516 | $4,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 360 | $4,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 141 | $4,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 866 | $4,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 281 | $4,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 455 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 100 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B532 | MANAGED FUT | 100 | $4,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 1,017 | $4,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 300 | $4,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 991 | $4,000 | thousands by filing date | |
| FSB BANCORP INC | 30289C102 | COM | 279 | $4,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 3,272 | $4,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 91 | $4,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 21 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 600 | $3,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 270 | $3,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 29 | $3,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 300 | $3,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 400 | $3,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 21 | $3,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 36 | $3,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 6 | $3,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 200 | $3,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 94 | $3,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 45 | $3,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 77 | $3,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 69 | $3,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,354 | $3,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 100 | $3,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 91 | $3,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 100 | $3,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 135 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 87 | $3,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 893 | $3,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 98 | $3,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 300 | $3,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 105 | $3,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 403 | $3,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 129 | $3,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 95 | $3,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 450 | $3,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,850 | $3,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 190 | $3,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 700 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 200 | $3,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 200 | $3,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 100 | $3,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 272 | $3,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 293 | $3,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 200 | $3,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 100 | $3,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 180 | $3,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 200 | $3,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 83 | $3,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 61 | $3,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 767 | $3,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 599 | $3,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 498 | $3,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 217 | $3,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 84 | $3,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 405 | $3,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 404 | $3,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 201 | $3,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 159 | $3,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 456 | $3,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 118 | $3,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 273 | $3,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 300 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 200 | $3,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 435 | $3,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 526 | $3,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 100 | $3,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 326 | $3,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 324 | $3,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 185 | $3,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 185 | $3,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 408 | $3,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 300 | $3,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 2,504 | $3,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 200 | $3,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 769 | $3,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 203 | $3,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 118 | $3,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 82 | $3,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 280 | $3,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 171 | $3,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 310 | $3,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 350 | $3,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 233 | $3,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 384 | $3,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 174 | $3,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 113 | $3,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 411 | $3,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 113 | $3,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 28 | $3,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 330 | $3,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 300 | $3,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 250 | $3,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 120 | $3,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 486 | $3,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 100 | $3,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 200 | $3,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 204 | $3,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 4,386 | $3,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 4,125 | $3,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 297 | $3,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 136 | $3,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 56 | $3,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 95 | $3,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 100 | $3,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 58 | $3,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 177 | $3,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 3,602 | $3,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 524 | $3,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 467 | $3,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 110 | $3,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 636 | $3,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 3,300 | $3,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 439 | $3,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 120 | $3,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 330 | $3,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 1,392 | $3,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,158 | $3,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 360 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 29 | $3,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 264 | $3,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 207 | $3,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 723 | $3,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 80 | $3,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 400 | $3,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 1,250 | $3,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 300 | $3,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 351 | $3,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 849 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 101 | $3,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 505 | $3,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 2,000 | $3,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 321 | $3,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 474 | $3,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 360 | $3,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 700 | $3,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 233 | $3,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 129 | $3,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 445 | $3,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 428 | $3,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 676 | $3,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 1,490 | $3,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 273 | $3,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 600 | $3,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 45 | $3,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 894 | $3,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 400 | $3,000 | thousands by filing date | |
| SUNDANCE ENERGY AUSTRALIA LT | 86724Y109 | SPONSORED ADR | 200 | $3,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 236 | $3,000 | thousands by filing date | |
| SHINECO INC COM NEW | 824567200 | Stock | 742 | $3,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 149 | $3,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 199 | $3,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 1,752 | $3,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 1,936 | $3,000 | thousands by filing date | |
| LM FDG AMER INC | 502074107 | COM | 747 | $3,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 800 | $3,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 1,673 | $3,000 | thousands by filing date | |
| WOWO LTD | 98212L101 | SPONSORED ADR | 800 | $3,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 34 | $2,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 76 | $2,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 43 | $2,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 15 | $2,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 374 | $2,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 238 | $2,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 20 | $2,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 103 | $2,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 23 | $2,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 43 | $2,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 13 | $2,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 32 | $2,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 66 | $2,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 44 | $2,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 87 | $2,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 527 | $2,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 103 | $2,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 75 | $2,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 100 | $2,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 100 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 56 | $2,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 2,200 | $2,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 52 | $2,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 200 | $2,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5 | $2,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 572 | $2,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 123 | $2,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 30 | $2,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 78 | $2,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 366 | $2,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 99 | $2,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 78 | $2,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 86 | $2,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 23 | $2,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 204 | $2,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 151 | $2,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 100 | $2,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 300 | $2,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 292 | $2,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 120 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 170 | $2,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 108 | $2,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 156 | $2,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 30 | $2,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 100 | $2,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 100 | $2,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 106 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 300 | $2,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 24 | $2,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 200 | $2,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 556 | $2,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 109 | $2,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 57 | $2,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 32 | $2,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 300 | $2,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 157 | $2,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 155 | $2,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 152 | $2,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 86 | $2,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 1,500 | $2,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 28 | $2,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 130 | $2,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 128 | $2,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 817 | $2,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 202 | $2,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 300 | $2,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 300 | $2,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 281 | $2,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 100 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 423 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 190 | $2,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 48 | $2,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 1,100 | $2,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 140 | $2,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 150 | $2,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 840 | $2,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 327 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 108 | $2,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 100 | $2,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 303 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 37 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 55 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 100 | $2,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 100 | $2,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 300 | $2,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 399 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 63 | $2,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 103 | $2,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 200 | $2,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 231 | $2,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 100 | $2,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 1,700 | $2,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 53 | $2,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,584 | $2,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 344 | $2,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 39 | $2,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 446 | $2,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 667 | $2,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 334 | $2,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 1,159 | $2,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 163 | $2,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 107 | $2,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 263 | $2,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 874 | $2,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 300 | $2,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 150 | $2,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 20 | $2,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 600 | $2,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 400 | $2,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 151 | $2,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 900 | $2,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 839 | $2,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 122 | $2,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 400 | $2,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 100 | $2,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 300 | $2,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 7,814 | $2,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 344 | $2,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 400 | $2,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 800 | $2,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 200 | $2,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,223 | $2,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 300 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-17-000001 | this filing | 2017-02-03 | acceptance time not in the bulk data set |