13F-HR filed by SUMMIT SECURITIES GROUP LLC
SUMMIT SECURITIES GROUP LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-12, with 831 holding rows worth $291,775,000.
- Accession
- 0001531593-14-000022
- Filer
- CIK 1531593
- Filed
- 2014-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 831 entries on the cover page, a total value of $291,775,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $291,748,000 with VALUE read as thousands by filing date, 13F file number 028-15120. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALKERMES INC | 01642T108 | COMMON STOCK | 15 | $2,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 64 | $2,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 30 | $2,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 62 | $2,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 25 | $2,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 100 | $2,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 500 | $2,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 200 | $2,000 | thousands by filing date | |
| FIREEYE INC | 99AA2WA89 | OPTION | 15 | $2,000 | thousands by filing date | call |
| VOLATILITY S AND P 500 | 99AA3QSM4 | OPTION | 40 | $2,000 | thousands by filing date | put |
| CONOCOPHILLIPS | 99AAYVDEA | OPTION | 273 | $2,000 | thousands by filing date | put |
| CISCO SYSTEMS INC | 99AALQD87 | OPTION | 1,706 | $2,000 | thousands by filing date | put |
| Macquarie Infrastructure | 99AAN7NH2 | OPTION | 115 | $2,000 | thousands by filing date | put |
| PITNEY BOWES INC | 99AAPFJ27 | OPTION | 5 | $2,000 | thousands by filing date | call |
| WILLIAMS COS INC | 99AAV4BT3 | OPTION | 400 | $2,000 | thousands by filing date | put |
| SPDR S AND P 500 ETF TRUST | 99AAZ68Y6 | OPTION | 348 | $2,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 166 | $1,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 37 | $1,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 47 | $1,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 1,136 | $1,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 39 | $1,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 65 | $1,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 303 | $1,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 225 | $1,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 134 | $1,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 64 | $1,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 15 | $1,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 12 | $1,000 | thousands by filing date | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 17 | $1,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 45 | $1,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 6 | $1,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 37 | $1,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 40 | $1,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 25 | $1,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 11 | $1,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 10 | $1,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | call |
| MEDTRONIC INC | 585055106 | COM | 51 | $1,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 126 | $1,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 142 | $1,000 | thousands by filing date | put |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 73 | $1,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 100 | $1,000 | thousands by filing date | put |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 100 | $1,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 20 | $1,000 | thousands by filing date | call |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 79 | $1,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 500 | $1,000 | thousands by filing date | |
| INFOSMART GROUP INC | 456781103 | EQUITY | 480,600 | $1,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 43 | $1,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 52 | $1,000 | thousands by filing date | put |
| Nokia Corporation | 99AA2RFB5 | OPTION | 356 | $1,000 | thousands by filing date | put |
| DU PONT (E.I.) DE NEMOURS | 99AAYRJ66 | OPTION | 75 | $1,000 | thousands by filing date | put |
| DEVON ENERGY CORPORATION | 99AA0NLCM | OPTION | 300 | $1,000 | thousands by filing date | put |
| Chicago Bridge AND Iron Com | 99AANDTE2 | OPTION | 20 | $1,000 | thousands by filing date | call |
| Strayer Education Inc. | 99AAPTSY2 | OPTION | 15 | $1,000 | thousands by filing date | call |
| Acceleron Pharma Inc. | 99AA2V2G7 | OPTION | 8 | $1,000 | thousands by filing date | call |
| IPATH S AND P 500 VIX S/T FU | 99AA2TAFH | OPTION | 50 | $1,000 | thousands by filing date | call |
| CVR REFINING LP | 99AAZTXR9 | OPTION | 26 | $1,000 | thousands by filing date | put |
| MONSANTO CO | 99AAPALQ7 | OPTION | 138 | $1,000 | thousands by filing date | put |
| PEPSICO INC | 99AAPGT94 | OPTION | 59 | $1,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC-A S | 99AAPLNJ1 | OPTION | 39 | $1,000 | thousands by filing date | put |
| ISHARES 20+ YEAR TREASURY | 99AAPX382 | OPTION | 93 | $1,000 | thousands by filing date | put |
| Calumet Specialty Product | 99AA0T4N2 | OPTION | 111 | $1,000 | thousands by filing date | put |
| TRANSOCEAN LTD | 99AAYLTE9 | OPTION | 66 | $1,000 | thousands by filing date | put |
| CHINA MOBILE LTD-SPON ADR | 99AA0ZP7R | OPTION | 66 | $1,000 | thousands by filing date | put |
| Emerge Energy Services LP | 99AAZZWN4 | OPTION | 40 | $1,000 | thousands by filing date | put |
| ENTERPRISE PRODUCTS PARTN | 99AAZ2HA3 | OPTION | 104 | $1,000 | thousands by filing date | put |
| MCDONALDS CORP | 99AA00S69 | OPTION | 115 | $1,000 | thousands by filing date | put |
| ACCENTURE PLC-CL A | 99AA47NV4 | OPTION | 299 | $1,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| American Tower Corporation | 03027X100 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Amgen Inc. | 031162100 | COM | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Applied Materials,Inc. | 038222105 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CSX Corporation | 126408103 | COM | 46 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CVS Health Corporation | 126650100 | COM | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Duke Energy Corporation | 26441C204 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Eli Lilly and Company | 532457108 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 91 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Honeywell Technologies | 438516106 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 34 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Lowes Companies,Inc. | 548661107 | COM | 31 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Mondelez International,Inc. Class A | 609207105 | COM | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Morgan Stanley | 617446448 | COM | 48 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NextEra Energy,Inc. | 65339F101 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Schlumberger Limited | 806857108 | COM | 27 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 96 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Texas Instruments Incorporated | 882508104 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 41 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONAGRA FOODS INC | 205887102 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SYSCOCORP | 871829107 | COM | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| USBANCORPDEL | 902973304 | COM NEW | 29 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WALGREEN CO | 931422109 | COM | 29 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CORNING INC | 219350105 | COM | 72 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 29 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EMERSON ELEC CO COM | 291011104 | Stock | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALLSTATE CORP COM | 020002101 | Stock | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 726 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NUCOR CORP COM | 670346105 | Stock | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PHILLIPS 66 COM | 718546104 | Stock | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| METLIFE INC COM | 59156R108 | Stock | 79 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROYAL BK CDA COM | 780087102 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 21 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HALLIBURTON CO COM | 406216101 | Stock | 243 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAMECO CORP COM | 13321L108 | Stock | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GARMIN LTD SHS | H2906T109 | Stock | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 21 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 41 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RAYONIER INC COM | 754907103 | REIT | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WESTERN UN CO COM | 959802109 | Stock | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DISCOVER FINL SVCS | 254709108 | COM | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 33 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 78 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HUNTSMAN CORP | 447011107 | COM | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HESS CORP | 42809H107 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDSTROM INC | 655664100 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XILINX INC | 983919101 | COM | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNTRUST BANKS INC | 867914103 | COM | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SYMANTEC CORP | 871503108 | COM | 34 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BB & T CORP | 054937107 | COM | 21 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 5,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431101 | SHS USD | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 45 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DOWNEY FINANCIAL CORP | 261018105 | COMMON STOCK | 1,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONIAL BANCGROUP INC | 195493309 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDYMAC BANCORP INC | 456607100 | COMMON STOCK | 23,588 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 24 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REXNORD CORP | 76169B102 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Western Midstream Partners | 95825r103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGEN HYBRID TECHNOLO | 44887L109 | COMMON STOCK | 197,120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPION ENTERPRISES COM | 158496109 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SanDisk Corporation | 80004C101 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 38 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LONGTOP FINL TECH XXX | 54318P108 | ADR | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETROPHIN INC | 761299106 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BROADCOM CORP | 111320107 | CL A | 19 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TESORO CORP | 881609101 | COM | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| E M C CORP MASS | 268648102 | COM | 142 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUN CAL ENERGY INCORPORATED | 86664Q108 | Common Stock | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGRIUM INC | 008916108 | COM | 38 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MICROS SYS INC | 594901100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMBA INC | 47023A309 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 74,565 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSV CAPITAL CORP | 36191J101 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Advanced Viral Research Corp C | 007928104 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOE PAVILION | 824894109 | EQUITY | 5,790 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAN HOLDINGS INC | 79781B203 | EQUITY | 880 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIANRONG BLDG MATL HLDGS | 886305101 | EQUITY | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRAGEN INC | 927638403 | EQUITY | 230,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WATCHIT TECHNOLOGIES INC | 94110N109 | EQUITY | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRAC ENBRIDGE ENERGY MGMT | CKC50X106 | EQUITY | 70,562 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLINICAL DATA CVR XPN XPN | 187CVR998 | EQUITY | 28,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GEN MOTORS CORP SE | 370ESC121 | EQUITY | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GM CORP SR SER | 370ESC758 | EQUITY | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW REFCO INC | 758ESC982 | EQUITY | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVICENA GROUP INC | 05368D106 | EQUITY | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUFETE INDL S A SPN ADR S | 11942H100 | EQUITY | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS CATSKILL LITIGATION T | 149353104 | EQUITY | 1,312 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRCUIT CITY STORES INC | 172737108 | EQUITY | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTAR INTL INC | 21036U107 | EQUITY | 647,405 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA FINANCIAL CORP COM | 247918105 | EQUITY | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSE HLDGS CORP | 255088106 | EQUITY | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO EXPL INC COM | 284683208 | EQUITY | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST DELTA RESOURCES CORP | 272023102 | EQUITY | 42,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTRADE INC COM | 29382L100 | EQUITY | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIT AFTER FIFTY INC. | 338126105 | EQUITY | 225,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME SOLUTIONS AMER INC | 437355100 | EQUITY | 3,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY USA ENERGY INC | 491665105 | EQUITY | 689,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANTA MONICA MEDIA CORP | 802501106 | EQUITY | 124,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSGI SEC SOLUTIONS INC | 553570102 | EQUITY | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETCURRENTS INF SVCS INC | 64111M103 | EQUITY | 53,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NS8 CORP | 67020E104 | EQUITY | 72,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROL OIL AND GAS INC | 716528104 | EQUITY | 827,572 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER WLTH MANGMNT INC | 74058G100 | EQUITY | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL SPRING WATER INC. | 78069M105 | EQUITY | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIENT PHARMACEUTICALS C | 750341208 | EQUITY | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RASER TECHNOLOGIES INC | 754055101 | EQUITY | 25,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENGUET CORP | 081851206 | COM | 58,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bonded Motors Inc (NV) | 097894109 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLORI ENERGY INC | 379606106 | Cmn | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SQUARE 1 FINL INC | 85223W101 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCHER-DANIELS-MIDLAND CO | 99AAYY4Q7 | OPTION | 61 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNION PACIFIC CORP | 99AA2ZD3J | OPTION | 67 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| The J. M. Smucker Company | 99AA925S7 | OPTION | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORTHROP GRUMMAN CORP | 99AAEWHD7 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MARATHON OIL CORP | 99AA2HXKP | OPTION | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COMERICA INC | 99AAYRK5C | OPTION | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PAN AMERICAN SILVER CORP | 99AAYRQG2 | OPTION | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACTIVISION BLIZZARD INC | 99AAYVBXN | OPTION | 49 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RAYTHEON COMPANY | 99AAYVERV | OPTION | 23 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TOTAL SA-SPON ADR | 99AAYVE9F | OPTION | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INSYS Therapeutics Inc. | 99AA2PYJ6 | OPTION | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BANK OF NEW YORK MELLON C | 99AA2D3K3 | OPTION | 28 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL-SP AD | 99AA6BQY7 | OPTION | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| El Paso Pipeline Partners | 99AA06DY2 | OPTION | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENERGY TRANSFER EQUITY LP | 99AA8RYD9 | OPTION | 32 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CNOOC LTD-ADR | 99AAZS5V1 | OPTION | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Midcoast Energy Partners | 99AARVAG4 | OPTION | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES RUSSELL 2000 ETF | 99AAYY0B4 | OPTION | 47 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Avalonbay Communities Inc | 99AANANE8 | OPTION | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLACKROCK INC | 99AANAYD4 | OPTION | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COSTCO WHOLESALE CORP | 99AANEQC7 | OPTION | 66 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CENTURYLINK INC | 99AANGUX6 | OPTION | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Dominion Resources Inc. | 99AANG7A7 | OPTION | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DARDEN RESTAURANTS INC | 99AANH2D7 | OPTION | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DCP Midstream Partners LP | 99AA0NKQC | OPTION | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIAGEO PLC-SPONSORED ADR | 99AANL242 | OPTION | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Enbridge Energy Partners | 99AANN6T1 | OPTION | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Enersis S.A. | 99AANQXP9 | OPTION | 39 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXELON CORP | 99AANS4W1 | OPTION | 80 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOLDMAN SACHS GROUP INC | 99AANV437 | OPTION | 65 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HCP Inc. | 99AANYL66 | OPTION | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTERNATIONAL PAPER CO | 99AA0NG54 | OPTION | 52 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Host Hotels AND Resorts Inc | 99AA0N7N4 | OPTION | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INVESCO MORTGAGE CAPITAL | 99AA0N2HJ | OPTION | 31 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KIMBERLY-CLARK CORP | 99AAN5FU1 | OPTION | 49 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| L-3 COMMUNICATIONS HOLDIN | 99AAN5M46 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTL BUSINESS MACHINES CO | 99AAN5ZX7 | OPTION | 39 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LEXMARK INTERNATIONAL INC | 99AAN7NT2 | OPTION | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Memorial Production Partn | 99AAN9RX1 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NIKE INC -CL B | 99AA0N90L | OPTION | 66 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NOVARTIS AG-ADR | 99AAPCPG6 | OPTION | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ONEOK Partners L.P. | 99AAPEVY1 | OPTION | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ANNALY CAPITAL MANAGEMENT | 99AAPE2V5 | OPTION | 152 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SandRidge Permian Trust | 99AAPGVG9 | OPTION | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Packaging Corporation of | 99AA0PGZB | OPTION | 21 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SEADRILL LTD | 99AAPL6G8 | OPTION | 38 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUALCOMM INC | 99AAPM5M9 | OPTION | 87 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Statoil ASA | 99AAPSLT8 | OPTION | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STANLEY BLACK AND DECKER IN | 99AAPTG48 | OPTION | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Sempra Energy | 99AAPURN2 | OPTION | 38 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MOLSON COORS BREWING CO - | 99AAPU7N6 | OPTION | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED PARCEL SERVICE-CL | 99AAPWF26 | OPTION | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UGI Corporation | 99AAPW2F5 | OPTION | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VOC Energy Trust | 99AAP2QN5 | OPTION | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XEROX CORP | 99AAP3668 | OPTION | 202 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VERIZON COMMUNICATIONS IN | 99AAR4AS4 | OPTION | 141 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL MILLS INC | 99AATAH28 | OPTION | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ABBVIE INC | 99AATTV27 | OPTION | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ABBOTT LABORATORIES | 99AATTZ28 | OPTION | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICAN ELECTRIC POWER | 99AATUGU8 | OPTION | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Alon USA Partners LP | 99AA0TU6N | OPTION | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AFLAC INC | 99AATWMZ3 | OPTION | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BOEING CO/THE | 99AAT2W64 | OPTION | 146 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Capstead Mortgage Corp. | 99AAT7EL9 | OPTION | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COLGATE-PALMOLIVE CO | 99AAT8LC2 | OPTION | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONSOLIDATED EDISON INC | 99AAUEPC3 | OPTION | 27 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLAXOSMITHKLINE PLC-SPON | 99AA0UQPW | OPTION | 52 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Hatteras Financial Corp | 99AAUS7Z8 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HOME DEPOT INC | 99AAUV686 | OPTION | 81 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Prospect Capital Corporat | 99AAVJBQ7 | OPTION | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SOUTHERN CO/THE | 99AAVQR84 | OPTION | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TIFFANY AND CO | 99AAVVN57 | OPTION | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TECO Energy Inc. | 99AAVVVS9 | OPTION | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Vector Group Ltd. | 99AAVZ2T9 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CVR Partners LP | 99AAV2QQ2 | OPTION | 48 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Unilever NV | 99AAV25K8 | OPTION | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED TECHNOLOGIES CORP | 99AAV35N7 | OPTION | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FREEPORT-MCMORAN COPPER | 99AAWDST4 | OPTION | 197 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FOOT LOCKER INC | 99AAW6LH7 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLOROX COMPANY | 99AAX6P76 | OPTION | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Apollo Global Management | 99AAZEFQ4 | OPTION | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Brookfield Infrastructure | 99AAZJQF5 | OPTION | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| APOLLO INVESTMENT CORP | 99AAZJV34 | OPTION | 38 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Bank of Montreal | 99AAZLZT2 | OPTION | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BP Prudhoe Bay Royalty Tr | 99AAZM7L3 | OPTION | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| The Bank of Nova Scotia | 99AAZPTD2 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CUMMINS INC | 99AAZQEU4 | OPTION | 24 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Anheuser-Busch InBev SA? | 99AAZSZH5 | OPTION | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Republic Services Inc. | 99AA9VW86 | OPTION | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WELLPOINT INC | 99AA2BYUE | OPTION | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENTERGY CORP | 99AA0ZNT2 | OPTION | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENERGY TRANSFER PARTNERS | 99AAZ4F25 | OPTION | 32 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HEALTH CARE REIT INC | 99AAZ9MA5 | OPTION | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KELLOGG CO | 99AA0J265 | OPTION | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KINDER MORGAN INC | 99AA0L7F1 | OPTION | 71 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KINDER MORGAN ENERGY PRTN | 99AA0L9U7 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LORILLARD INC | 99AA0NZF7 | OPTION | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LYONDELLBASELL INDU-CL A | 99AA00P72 | OPTION | 24 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Omega Healthcare Investor | 99AA00VN5 | OPTION | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NorthStar Realty Finance | 99AA0WT41 | OPTION | 39 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALTRIA GROUP INC | 99AA0XV65 | OPTION | 46 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NuStar Energy L.P. (NS) | 99AA0YUK6 | OPTION | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NVIDIA CORP | 99AA0ZZF4 | OPTION | 52 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PetroChina Co. Ltd. | 99AA02PA2 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RR DONNELLEY AND SONS CO | 99AA09UC4 | OPTION | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Sandridge Mississippian T | 99AA2AVL6 | OPTION | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Seadrill Partners LLC | 99AA2CTL9 | OPTION | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPECTRA ENERGY CORP | 99AA2CU66 | OPTION | 29 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Senior Housing Properties | 99AA2CWF2 | OPTION | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Sanofi | 99AA2EFU7 | OPTION | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUNCOR ENERGY INC | 99AA2JF52 | OPTION | 19 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WILLIAMS PARTNERS LP | 99AA2V6E8 | OPTION | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WYNN RESORTS LTD | 99AA03D75 | OPTION | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Campbell Soup Company | 99AA35UA2 | OPTION | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HOLLYFRONTIER CORP | 99AA39MJ6 | OPTION | 59 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ANALOG DEVICES INC | 99AA47SY3 | OPTION | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BEST BUY CO INC | 99AA5A5D6 | OPTION | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Plum Creek Timber Co. Inc | 99AA5CHN8 | OPTION | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EV ENERGY PARTNERS LP | 99AA05HM2 | OPTION | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PRUDENTIAL FINANCIAL INC | 99AA5RV51 | OPTION | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SEAGATE TECHNOLOGY | 99AA5YPM6 | OPTION | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531593-14-000022 | this filing | 2014-08-12 | acceptance time not in the bulk data set |