13F-HR filed by SUMMIT SECURITIES GROUP LLC
SUMMIT SECURITIES GROUP LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-12, with 831 holding rows worth $291,775,000.
- Accession
- 0001531593-14-000022
- Filer
- CIK 1531593
- Filed
- 2014-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 831 entries on the cover page, a total value of $291,775,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $291,748,000 with VALUE read as thousands by filing date, 13F file number 028-15120. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 337,500 | $31,364,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 645,000 | $16,951,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 214,100 | $11,493,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 189,800 | $10,936,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 225,300 | $10,053,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 131,900 | $9,441,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 218,400 | $9,107,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 46,389 | $9,079,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 76,645 | $8,385,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 137,500 | $7,253,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 175,400 | $5,420,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 86,900 | $5,122,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 34,300 | $5,052,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 62,200 | $4,939,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 102,200 | $4,329,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 54,700 | $4,299,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 80,500 | $4,231,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 169,400 | $4,210,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 33,000 | $3,746,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 28,700 | $3,691,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 52,900 | $3,663,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 38,716 | $3,351,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 52,900 | $2,887,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 58,000 | $2,594,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 30,100 | $2,433,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 34,300 | $2,345,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 45,452 | $2,339,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 29,200 | $2,313,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 129,200 | $2,227,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 62,100 | $2,092,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 23,300 | $1,998,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 14,400 | $1,832,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 29,000 | $1,688,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 13,300 | $1,659,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,100 | $1,621,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 42,500 | $1,459,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 12,100 | $1,427,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 17,000 | $1,400,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 12,800 | $1,391,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 30,800 | $1,331,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 18,300 | $1,299,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 36,400 | $1,287,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,900 | $1,287,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 20,000 | $1,250,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 34,300 | $1,245,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 23,438 | $1,147,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 50,400 | $1,106,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,500 | $1,088,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 101,400 | $1,057,000 | thousands by filing date | |
| ASPEN INSURANCE | 04530DAD4 | Convertible/ | 1,000,000 | $1,039,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,100 | $989,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,800 | $987,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 19,800 | $960,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,700 | $910,000 | thousands by filing date | |
| DB X-TR II EONIA | 99AA24QYV | OPTION | 280 | $836,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 9,100 | $824,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,700 | $818,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,600 | $796,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 15,350 | $769,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,665 | $768,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,700 | $751,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 11,700 | $746,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 11,500 | $717,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,000 | $716,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,000 | $715,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 19,500 | $712,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 62,200 | $711,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,900 | $708,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 56,300 | $700,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,300 | $685,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 18,700 | $678,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 22,600 | $671,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,700 | $668,000 | thousands by filing date | |
| BANK OF NEW YORK SR SUBOR | 064057BD3 | BOND | 590,000 | $666,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,200 | $636,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,237 | $622,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 82,300 | $622,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,700 | $618,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,400 | $616,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 29,800 | $616,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 17,802 | $594,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 12,000 | $593,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 13,600 | $589,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 15,000 | $569,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 5,000 | $557,000 | thousands by filing date | |
| CF INDS INC | 12527GAF0 | Corporate Bond - Domestic | 500,000 | $533,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 15,700 | $525,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,700 | $519,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,400 | $513,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 7,800 | $510,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,900 | $509,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 29,200 | $506,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS | 87901BAA0 | BOND | 500,000 | $503,000 | thousands by filing date | |
| ENDO FIN LLC/ENDO FINCO C | 29271LAD6 | BOND | 450,000 | $486,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 9,700 | $463,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 34,800 | $460,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,900 | $439,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 4,000 | $423,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,700 | $412,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,900 | $408,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 8,000 | $399,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,500 | $389,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 5,000 | $386,000 | thousands by filing date | |
| PNC FDG CORP GTD FIXED RT NT 4.375percentage 08/11/20 | 693476BL6 | B | 354,000 | $386,000 | thousands by filing date | |
| VERIZON COMMUNIC | 92343VBT0 | Convertible | 300,000 | $378,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 6,000 | $376,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 6,600 | $374,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,400 | $370,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 10,477 | $369,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 9,900 | $367,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 5,958 | $361,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 7,400 | $360,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,200 | $359,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,200 | $358,000 | thousands by filing date | |
| WASTE MANAGEMENT INC COMP | 94106LAS8 | BOND | 299,000 | $345,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 9,400 | $343,000 | thousands by filing date | |
| USD VPII ESCROW CORP 144A | 92912EAA1 | BOND | 300,000 | $332,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 4,200 | $329,000 | thousands by filing date | |
| Pacific Bell Telephone Co | 694032AT0 | Corp Bond | 250,000 | $321,000 | thousands by filing date | |
| CHESAPEAKE MIDSTREAM PT C | 16524RAC7 | BOND | 300,000 | $321,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 7,100 | $320,000 | thousands by filing date | |
| BERRY PETROL CO | 085789AF2 | BOND | 300,000 | $320,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,700 | $314,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,800 | $311,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,800 | $310,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,100 | $303,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,800 | $300,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 9,400 | $299,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,900 | $298,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 3,200 | $295,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 3,100 | $287,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 5,100 | $283,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 29,000 | $283,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,700 | $282,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,200 | $281,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,400 | $280,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,459 | $271,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 17,200 | $264,000 | thousands by filing date | |
| S AND P 100 Index | 99AA23RBZ | OPTION | 1,976 | $264,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 11,500 | $262,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,800 | $255,000 | thousands by filing date | |
| WELLS FARGO | 94974BFR6 | cb | 250,000 | $255,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,500 | $252,000 | thousands by filing date | |
| AMERICAN EXPRESS CREDIT S | 0258M0DM8 | BOND | 250,000 | $250,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 4,000 | $244,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,700 | $243,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 6,700 | $243,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,700 | $240,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 4,800 | $240,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 3,200 | $237,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,700 | $226,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,300 | $225,000 | thousands by filing date | |
| CHEVRON CORP 3point191percent23 DUE 06 24 23 | 166764AH3 | cb | 220,000 | $223,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,000 | $216,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,700 | $216,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 9,600 | $214,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,300 | $211,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,400 | $210,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 20,000 | $206,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,200 | $199,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 3,300 | $199,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,100 | $197,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 7,300 | $192,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,300 | $190,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,900 | $189,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,100 | $186,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 3,500 | $186,000 | thousands by filing date | |
| AVAYA INC SECURED 144A | 053499AJ8 | BOND | 200,000 | $185,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,000 | $184,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 17,600 | $184,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 6,851 | $184,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 16,600 | $181,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 3,100 | $180,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 14,200 | $178,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,900 | $177,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,200 | $176,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,000 | $173,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC | 21036PAF5 | BOND | 150,000 | $172,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 2,600 | $171,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,000 | $166,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,800 | $165,000 | thousands by filing date | |
| Neenah Paper Inc. | 99AAPBR33 | OPTION | 70 | $162,000 | thousands by filing date | call |
| RANGE RESOURCES CORP COMP | 75281AAQ2 | BOND | 150,000 | $160,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 2,100 | $157,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 2,500 | $156,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,800 | $155,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 6,100 | $155,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 4,250 | $154,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 9,700 | $153,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,700 | $152,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,600 | $151,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 2,100 | $151,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 13,700 | $150,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 5,600 | $150,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,100 | $149,000 | thousands by filing date | |
| PEPSICO INC GLB | 713448BY3 | BOND | 150,000 | $149,000 | thousands by filing date | |
| CME GROUP INC | 99AA6B4L6 | OPTION | 410 | $148,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 4,700 | $145,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,100 | $145,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO G | 110122AU2 | BOND | 175,000 | $145,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 2,500 | $142,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 3,800 | $141,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,200 | $139,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 2,200 | $138,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,800 | $130,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 3,800 | $130,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,300 | $130,000 | thousands by filing date | |
| Seaspan Corp | 81254U205 | PFD | 5,000 | $128,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822705 | COM | 5,000 | $127,000 | thousands by filing date | |
| JMP GROUP INC NEW MONEY | 46629U305 | EQUITY | 5,000 | $126,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 2,900 | $123,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,300 | $121,000 | thousands by filing date | |
| ISHARES US REAL ESTATE ET | 99AAYY355 | OPTION | 176 | $120,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,300 | $115,000 | thousands by filing date | |
| KINETICS CONCEPT KCI USA | 49461BAE4 | BOND | 100,000 | $115,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,600 | $114,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 99AA0QP26 | OPTION | 31 | $114,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 1,500 | $113,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,200 | $111,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,100 | $110,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,200 | $109,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,000 | $108,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 1,000 | $108,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 3,500 | $108,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 2,500 | $108,000 | thousands by filing date | |
| JOHNSON AND JOHNSON GLB | 478160AZ7 | BOND | 100,000 | $108,000 | thousands by filing date | |
| ALTICE FINANCING SA COMPA | 02154CAC7 | BOND | 100,000 | $107,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,800 | $106,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 8,800 | $106,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,800 | $105,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 3,700 | $105,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 6,500 | $103,000 | thousands by filing date | |
| Nielsen Holdings PLC | 65410CAA8 | Corporate Bond | 100,000 | $103,000 | thousands by filing date | |
| INTER AMERICAN DEV BANK N | 459058BS1 | BOND | 100,000 | $101,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 30,283 | $100,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,800 | $100,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 2,200 | $99,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,100 | $99,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,500 | $98,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS | 99AAEXPW8 | OPTION | 30 | $97,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 5,200 | $96,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,100 | $96,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 300 | $96,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 2,200 | $96,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 5,100 | $95,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 7,900 | $89,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,700 | $89,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,200 | $89,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 1,500 | $88,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,700 | $85,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 700 | $83,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 2,100 | $83,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,300 | $82,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 900 | $82,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,000 | $82,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,300 | $81,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,100 | $79,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 3,400 | $78,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,600 | $77,000 | thousands by filing date | |
| Harrahs Operating Co Inc *Default* 10% Due 12/15/2018 JD15 | 413627BM1 | GLOBAL | 200,000 | $77,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 1,400 | $76,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,700 | $74,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,100 | $73,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,900 | $72,000 | thousands by filing date | |
| AVNET INC | 053807ar4 | FIXED | 68,000 | $72,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,000 | $71,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 500 | $71,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 7,500 | $71,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 2,500 | $70,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 900 | $69,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 600 | $69,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,500 | $68,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,000 | $68,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,800 | $68,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 3,900 | $68,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 2,400 | $67,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 3,600 | $67,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 638 | $66,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 800 | $66,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 500 | $66,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,800 | $65,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 2,600 | $65,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 2,600 | $64,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,100 | $63,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 2,700 | $63,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 600 | $63,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 600 | $62,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,500 | $61,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,600 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 147 | $60,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 500 | $60,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,000 | $60,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,000 | $58,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 2,400 | $58,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,400 | $56,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 700 | $55,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,400 | $55,000 | thousands by filing date | |
| FOREST LABORATORIES INC 1 | 345838AE6 | BOND | 50,000 | $55,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 1,600 | $52,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 500 | $51,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,500 | $50,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 800 | $50,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 500 | $50,000 | thousands by filing date | |
| QWEST CORPORATION DEBENTU | 912920AC9 | BOND | 50,000 | $50,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 500 | $49,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 1,800 | $49,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 300 | $48,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 8,300 | $48,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 4,500 | $45,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,200 | $44,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,000 | $44,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,100 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 600 | $43,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 700 | $42,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 400 | $41,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 500 | $40,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 600 | $39,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 500 | $39,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,500 | $38,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 800 | $38,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 500 | $38,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 400 | $37,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 500 | $37,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,000 | $36,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,400 | $36,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 500 | $36,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,800 | $35,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 900 | $35,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 700 | $34,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 1,700 | $34,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 900 | $33,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 700 | $32,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 300 | $32,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,000 | $32,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 3,700 | $32,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,000 | $31,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,000 | $30,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 400 | $30,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 900 | $30,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 600 | $29,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 500 | $29,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 700 | $29,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 2,700 | $29,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 369 | $27,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,600 | $27,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 300 | $26,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 1,600 | $26,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 500 | $25,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 300 | $25,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 600 | $24,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 200 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 1,900 | $24,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 300 | $23,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 500 | $23,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 500 | $23,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 900 | $23,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,700 | $22,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 300 | $21,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 500 | $21,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 300 | $20,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 600 | $19,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 500 | $18,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 500 | $18,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 500 | $18,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,000 | $18,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 300 | $17,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 200 | $17,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,000 | $17,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 200 | $17,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 4 | $17,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 277 | $16,000 | thousands by filing date | |
| PFIZER INC | 99AAYY2X6 | OPTION | 278 | $16,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,000 | $15,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 400 | $15,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 5,000 | $15,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 200 | $15,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 800 | $15,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,608 | $14,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 300 | $14,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 300 | $14,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 800 | $14,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 800 | $14,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 200 | $14,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 500 | $14,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,800 | $14,000 | thousands by filing date | |
| TARGET CORP | 99AAYRPUN | OPTION | 61 | $14,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 655 | $13,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 200 | $13,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 100 | $13,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 1,000 | $13,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,000 | $13,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 200 | $12,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 100 | $12,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 200 | $12,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 200 | $12,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 100 | $12,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,227 | $11,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 200 | $11,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 300 | $11,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 600 | $11,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 801 | $10,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 200 | $10,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 800 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 400 | $10,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 200 | $10,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 400 | $10,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 457 | $10,000 | thousands by filing date | put |
| HSBC Holdings plc | 99AAM2NR9 | OPTION | 15 | $10,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 99AAP5T66 | OPTION | 1,509 | $10,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 851 | $9,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 100 | $9,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 200 | $9,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 414 | $9,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 200 | $9,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 722 | $9,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 500 | $9,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 147 | $8,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 100 | $8,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 100 | $8,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 300 | $8,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 300 | $7,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 100 | $7,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 500 | $7,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 300 | $7,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 300 | $7,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 84 | $7,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 200 | $7,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 474 | $7,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 99AAYY4N4 | OPTION | 1,193 | $7,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 100 | $6,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 100 | $6,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 500 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 92 | $6,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 100 | $6,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 500 | $6,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 100 | $6,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 252 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 289 | $5,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 931 | $5,000 | thousands by filing date | put |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 121 | $5,000 | thousands by filing date | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 200 | $5,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 500 | $5,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 184 | $4,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 2,286 | $4,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 101 | $4,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 100 | $4,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 100 | $4,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 100 | $4,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 100 | $4,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 109 | $4,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 400 | $4,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 1,224 | $4,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 23 | $4,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 324 | $4,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 800 | $4,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 600 | $4,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 243 | $4,000 | thousands by filing date | |
| RAVEN GOLD CORP | 75421M203 | EQUITY | 2,962,135 | $4,000 | thousands by filing date | |
| VALE SA-SP ADR | 99AAYY80F | OPTION | 354 | $4,000 | thousands by filing date | put |
| AT AND T INC | 99AACU9X1 | OPTION | 350 | $4,000 | thousands by filing date | put |
| SYNGENTA AG-ADR | 99AA2GYN4 | OPTION | 31 | $4,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 79 | $3,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 100 | $3,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 100 | $3,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 58 | $3,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 200 | $3,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 100 | $3,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 100 | $3,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 200 | $3,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 64 | $3,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 99 | $3,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 100 | $3,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 210 | $3,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 100 | $3,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 100 | $3,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 200 | $3,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 30 | $3,000 | thousands by filing date | call |
| Regeneron Pharmaceuticals | 99AA2VGAK | OPTION | 15 | $3,000 | thousands by filing date | call |
| COMCAST CORP-CLASS A | 99AANGK28 | OPTION | 397 | $3,000 | thousands by filing date | put |
| COMCAST CORP-SPECIAL CL A | 99AANKSU6 | OPTION | 10 | $3,000 | thousands by filing date | call |
| WASTE MANAGEMENT INC | 99AAP3PD6 | OPTION | 567 | $3,000 | thousands by filing date | put |
| Northern Tier Energy LP | 99AA0UXV4 | OPTION | 44 | $3,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 31 | $2,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 90 | $2,000 | thousands by filing date | put |
| SAFEWAY INC | 786514208 | COM NEW | 73 | $2,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 60 | $2,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 100 | $2,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 33 | $2,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 36 | $2,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 100 | $2,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 77 | $2,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 300 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 525 | $2,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 40 | $2,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 487 | $2,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531593-14-000022 | this filing | 2014-08-12 | acceptance time not in the bulk data set |