13F-HR filed by SUMMIT SECURITIES GROUP LLC
SUMMIT SECURITIES GROUP LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 755 holding rows worth $575,145,000.
- Accession
- 0001531593-14-000015
- Filer
- CIK 1531593
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 758 entries on the cover page, a total value of $575,145,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $575,126,000 with VALUE read as thousands by filing date, 13F file number 028-15120. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VALE SA-SP ADR | 99AAX940V | OPTION | 332 | $1,000 | thousands by filing date | put |
| MTS SYSTEMS CORP | 99AAZRYD7 | OPTION | 5 | $1,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 149 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AbbVie,Inc. | 00287Y109 | COM | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Accenture Plc Class A | G1151C101 | COM | 21 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 219 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ConocoPhillips | 20825C104 | COM | 50 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CVS Health Corporation | 126650100 | COM | 36 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Duke Energy Corporation | 26441C204 | COM | 49 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Eaton Corp. Plc | G29183103 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Eli Lilly and Company | 532457108 | COM | 46 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 98 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Home Depot, Inc | 437076102 | COM | 221 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Honeywell Technologies | 438516106 | COM | 54 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 41 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| International Business Machines Corporation | 459200101 | COM | 101 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KLA CORP | 482480100 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Lowes Companies,Inc. | 548661107 | COM | 151 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NIKE,Inc. Class B | 654106103 | COM | 37 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NVIDIA Corp | 67066G104 | COM | 226 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Oracle Corporation | 68389X105 | COM | 33 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 340 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TJX Companies Inc | 872540109 | COM | 24 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 95 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLOROX CO DEL | 189054109 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONAGRA FOODS INC | 205887102 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SAFEWAY INC | 786514208 | COM NEW | 36 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WALGREEN CO | 931422109 | COM | 345 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COMERICAINC | 200340107 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PAYCHEX INC | 704326107 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONSOLIDATED EDISON INC | 209115104 | COM | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CORNING INC | 219350105 | COM | 314 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 134 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 126 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 109 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EMERSON ELEC CO COM | 291011104 | Stock | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAMTEK LTD ORD | M20791105 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUCOR CORP COM | 670346105 | Stock | 105 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PHILLIPS 66 COM | 718546104 | Stock | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 108 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SLM CORP COM | 78442P106 | Stock | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 43 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 48 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 177 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 65 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HASBRO INC COM | 418056107 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 29 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CENCORA INC COM | 03073E105 | Stock | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 53 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KEYCORP COM | 493267108 | Stock | 174 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLOCK H & R INC COM | 093671105 | Stock | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 663 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 44 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 21 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXELON CORP COM | 30161N101 | Stock | 41 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HALLIBURTON CO COM | 406216101 | Stock | 225 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NASDAQ INC COM | 631103108 | Stock | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAMECO CORP COM | 13321L108 | Stock | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 84 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROSS STORES INC COM | 778296103 | Stock | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| YUM BRANDS INC COM | 988498101 | Stock | 21 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL MILLS INC COM | 370334104 | Stock | 51 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PPG INDS INC COM | 693506107 | Stock | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 24 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CINTAS CORP COM | 172908105 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 47 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 52 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TARGET CORP COM | 87612E106 | Stock | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STATE STR CORP COM | 857477103 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 335 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| 3M CO COM | 88579Y101 | Stock | 89 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WESTERN UN CO COM | 959802109 | Stock | 66 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HERCULES CAPITAL INC | 427096508 | COM | 38 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MARATHON OIL CORP | 565849106 | COM | 62 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 32 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KOHLS CORP | 500255104 | COM | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 28 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELMERICH & PAYNE INC | 423452101 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BUNGE LTD | G16962105 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HESS CORP | 42809H107 | COM | 94 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLACKROCK INC CL A COM | 09247X101 | COM | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORDSTROM INC | 655664100 | COM | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 31 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XILINX INC | 983919101 | COM | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| IAC INTERACTIVECORP | 44919P508 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 57 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COACH INC | 189754104 | COM | 70 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TIME WARNER INC | 887317303 | COM NEW | 34 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 38 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WELLPOINT INC | 94973V107 | COM | 33 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RAYTHEON CO | 755111507 | COM NEW | 46 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WINMARK CORP | 974250102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 132 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CA INC COM | 12673P105 | COM | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VIACOM INC | 92553P201 | CL B | 81 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SYMANTEC CORP | 871503108 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HOLLYFRONTIER CORP | 436106108 | COM | 34 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MEDTRONIC INC | 585055106 | COM | 56 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 5,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATP OIL & GAS CORP | 00208j108 | COM | 5,696 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATA I O CORP | 237690102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lineage, Inc. | 536020100 | COM | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MONSANTO CO NEW | 61166W101 | COM | 51 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431101 | SHS USD | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOWNEY FINANCIAL CORP | 261018105 | COMMON STOCK | 1,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONIAL BANCGROUP INC | 195493309 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDYMAC BANCORP INC | 456607100 | COMMON STOCK | 23,588 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HYDROGEN HYBRID TECHNOLO | 44887L109 | COMMON STOCK | 197,120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPION ENTERPRISES COM | 158496109 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SanDisk Corporation | 80004C101 | COM | 207 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Vistaprint NV Cimpress | N93540107 | CMPR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 133 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XEROX CORP | 984121103 | COM | 195 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LONGTOP FINL TECH XXX | 54318P108 | ADR | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHNSON CONTROLS INT F | 478366107 | COM | 68 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENSCO PLC | G3157S106 | SHS CLASS A | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| E M C CORP MASS | 268648102 | COM | 32 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JOY GLOBAL INC | 481165108 | COM | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LORILLARD INC | 544147101 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUN CAL ENERGY INCORPORATED | 86664Q108 | Common Stock | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vale Sa | 91912E204 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANITOWOC COMPANY INC | 563571108 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 24 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 71,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| American Express | 25816109 | COM | 54 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| Automatic Data Processing | 53015103 | COM | 21 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| LIBBEY INC | 529898108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFLAC INC. | 1055102 | COM | 38 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BAXTER INTERNATIONAL | 71813109 | COM | 69 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BB&T CORPORATION | 54937107 | COM | 57 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BHP BILLITON LIMITED ADR | 88606108 | COM | 39 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 130 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| ANADARKO PETE CORP | 32511107 | COM | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| AIR PRODUCTS & CHEMICALS | 9158106 | COM | 111 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| VIRTUS TOTAL | 92829A103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOE PAVILION | 824894109 | EQUITY | 5,790 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAN HOLDINGS INC | 79781B203 | EQUITY | 880 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIANRONG BLDG MATL HLDGS | 886305101 | EQUITY | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRAGEN INC | 927638403 | EQUITY | 230,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WATCHIT TECHNOLOGIES INC | 94110N109 | EQUITY | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRAC ENBRIDGE ENERGY MGMT | CKC50X106 | EQUITY | 67,948 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLINICAL DATA CVR XPN XPN | 187CVR998 | EQUITY | 28,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GEN MOTORS CORP SE | 370ESC121 | EQUITY | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GM CORP SR SER | 370ESC758 | EQUITY | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW REFCO INC | 758ESC982 | EQUITY | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED VIRAL RESH CORP | 7928104 | EQUITY | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| AVICENA GROUP INC | 05368D106 | EQUITY | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENGUET CORP - CLASS B 3. | 81851206 | EQUITY | 58,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BONDED MOTORS INC | 97894109 | EQUITY | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BUFETE INDL S A SPN ADR S | 11942H100 | EQUITY | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS CATSKILL LITIGATION T | 149353104 | EQUITY | 1,312 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRCUIT CITY STORES INC | 172737108 | EQUITY | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTAR INTL INC | 21036U107 | EQUITY | 647,405 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA FINANCIAL CORP COM | 247918105 | EQUITY | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSE HLDGS CORP | 255088106 | EQUITY | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO EXPL INC COM | 284683208 | EQUITY | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST DELTA RESOURCES CORP | 272023102 | EQUITY | 42,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTRADE INC COM | 29382L100 | EQUITY | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIT AFTER FIFTY INC. | 338126105 | EQUITY | 225,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME SOLUTIONS AMER INC | 437355100 | EQUITY | 3,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFOSMART GROUP INC | 456781103 | EQUITY | 480,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY USA ENERGY INC | 491665105 | EQUITY | 689,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANTA MONICA MEDIA CORP | 802501106 | EQUITY | 124,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSGI SEC SOLUTIONS INC | 553570102 | EQUITY | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETCURRENTS INF SVCS INC | 64111M103 | EQUITY | 53,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NS8 CORP | 67020E104 | EQUITY | 72,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER WLTH MANGMNT INC | 74058G100 | EQUITY | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL SPRING WATER INC. | 78069M105 | EQUITY | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIENT PHARMACEUTICALS C | 750341208 | EQUITY | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSTATE CORP | 99AAXFN79 | OPTION | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ASTRAZENECA PLC-SPONS ADR | 99AAXFPTE | OPTION | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BEST BUY CO INC | 86516101 | OPTION | 172 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| ISHARES US REAL ESTATE ETF | 99AAXPA8H | OPTION | 77 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENERGY TRANSFER EQUITY LP | 99AAX62DE | OPTION | 42 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RASER TECHNOLOGIES INC | 754055101 | EQUITY | 25,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRGAS INC COM | 9363102 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOOM TECHNOLOGIES INC | 98976E400 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLEAD HOLDINGS LTD | G64626149 | SHS PAR $0.01 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEVRON CORP | 99AAXN9YN | OPTION | 61 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CUMMINS INC | 99AAXN979 | OPTION | 34 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AETNA INC | 99AAXFP6H | OPTION | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GARMIN LTD | 99AAXFRJD | OPTION | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SCHLUMBERGER LTD | 99AAYEEZ3 | OPTION | 135 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENTERGY CORP | 99AAXPB3T | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LOCKHEED MARTIN CORP | 99AAXPDYC | OPTION | 41 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITEDHEALTH GROUP INC | 99AAXPEB3 | OPTION | 162 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WILLIAMS COS INC | 99AAXKS95 | OPTION | 84 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TIFFANY AND CO | 99AAXKTMQ | OPTION | 82 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WYNDHAM WORLDWIDE CORP | 99AAXZA95 | OPTION | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| IntercontinentalExchange Group | 99AAMGEF4 | OPTION | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WYNN RESORTS LTD | 99AAM36D5 | OPTION | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTEGRYS ENERGY GROUP INC | 99AAPVHH3 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| L BRANDS INC | 99AA0RNPJ | OPTION | 80 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BOSTON PROPERTIES INC | 99AAW29U8 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEWMONT MINING CORP | 99AAZK8Z2 | OPTION | 38 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FREEPORT-MCMORAN COPPER | 99AAZK897 | OPTION | 88 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MACY'S INC | 99AAZK938 | OPTION | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEW YORK COMMUNITY BANCOR | 99AAZNRAE | OPTION | 27 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MCGRAW HILL FINANCIAL INC | 99AADUSC7 | OPTION | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Actavis plc | 99AAECVB8 | OPTION | 52 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KIMBERLY-CLARK CORP | 99AAZAX66 | OPTION | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MANULIFE FINANCIAL CORP | 99AAYZBTB | OPTION | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TEXAS INSTRUMENTS INC | 99AAZLB45 | OPTION | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TESORO CORP | 99AAXKTVH | OPTION | 173 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ConocoPhillips | 99AAYALHF | OPTION | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531593-14-000015 | this filing | 2014-02-13 | acceptance time not in the bulk data set |