13F-HR filed by SUMMIT SECURITIES GROUP LLC
SUMMIT SECURITIES GROUP LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 755 holding rows worth $575,145,000.
- Accession
- 0001531593-14-000015
- Filer
- CIK 1531593
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 758 entries on the cover page, a total value of $575,145,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $575,126,000 with VALUE read as thousands by filing date, 13F file number 028-15120. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPLE INC | 37833100 | COM | 180,200 | $101,112,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPY | 78462F103 | SHS | 246,500 | $45,521,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 426,300 | $33,447,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 695,700 | $30,889,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 326,300 | $24,228,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 365,000 | $21,345,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 241,000 | $19,008,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 505,500 | $15,923,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 110,000 | $10,075,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 264,200 | $9,326,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 747,850 | $9,101,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 572,300 | $8,831,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 97,500 | $7,937,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 353,200 | $7,929,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 219,500 | $7,797,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 274,200 | $7,686,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 176,500 | $7,674,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 137,900 | $7,436,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 156,700 | $7,114,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 181,334 | $6,787,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 47,400 | $6,423,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 122,000 | $6,149,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 125,500 | $5,394,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 50,500 | $4,900,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 87,174 | $4,700,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 66,600 | $4,343,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 60,700 | $4,071,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 23,400 | $3,931,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 42,300 | $3,863,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 37,200 | $3,789,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 115,800 | $3,547,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 83,800 | $3,462,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 130,000 | $3,375,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 24,100 | $3,289,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Starbucks Corporation | 855244109 | COM | 39,700 | $3,112,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 38,000 | $2,990,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 70,000 | $2,924,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 63,400 | $2,434,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 87,000 | $2,434,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 30,300 | $2,315,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 47,500 | $2,309,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 20,127 | $2,299,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 45,600 | $2,282,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 20,321 | $2,163,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 23,700 | $2,136,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 175,000 | $2,123,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 38,600 | $2,052,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 34,500 | $1,982,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 20,200 | $1,834,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,300 | $1,826,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,900 | $1,669,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,300 | $1,650,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 16,880 | $1,591,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 30,800 | $1,522,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 17,500 | $1,451,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,700 | $1,445,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 16,200 | $1,415,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 25,800 | $1,362,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 26,800 | $1,360,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 11,700 | $1,336,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Philip Morris International Inc. | 718172109 | COM | 15,300 | $1,333,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 33,200 | $1,305,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 9,200 | $1,290,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 18,000 | $1,270,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,400 | $1,268,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 25,600 | $1,111,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,300 | $1,075,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 30,300 | $1,065,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 17,500 | $1,024,000 | thousands by filing date | |
| ASPEN INSURANCE | 04530DAD4 | Convertible/ | 1,000,000 | $988,000 | thousands by filing date | |
| UNITED STATES TREAS BDS | 912810RD2 | US Government Note/Bond | 1,000,000 | $967,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 25,100 | $962,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TIFFANY & CO NEW | 886547108 | COM | 10,300 | $956,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 12,000 | $953,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 22,600 | $906,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 15,700 | $901,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 8,500 | $893,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 16,200 | $842,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 5,900 | $832,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,600 | $823,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,553 | $799,000 | thousands by filing date | |
| AGRIUM INC | 8916108 | COM | 8,600 | $787,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PITNEY BOWES INC COM | 724479100 | Stock | 32,900 | $767,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,816 | $761,000 | thousands by filing date | put |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 7,170 | $756,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 33,600 | $707,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,400 | $675,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 7,200 | $664,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 11,800 | $663,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732JBB3 | Corporate Bond - Domestic | 800,000 | $663,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 35,600 | $632,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 9,300 | $625,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 5,100 | $594,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 7,100 | $589,000 | thousands by filing date | |
| VERIZON COMMUNIC | 92343VBT0 | Convertible | 500,000 | $585,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,000 | $583,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 25,700 | $562,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 8,700 | $554,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 14,738 | $541,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 29,800 | $531,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,800 | $530,000 | thousands by filing date | |
| BEST BUY CO INC | 86516101 | OPTION | 13,300 | $530,000 | thousands by filing date | The CUSIP as filed is malformed. |
| USBANCORPDEL | 902973304 | COM NEW | 12,800 | $517,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 33,400 | $509,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 10,000 | $508,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 9,500 | $507,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,100 | $502,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 12,900 | $495,000 | thousands by filing date | |
| USD UNITED MEXICAN 4.000% | 91086QBC1 | BOND | 500,000 | $495,000 | thousands by filing date | |
| HCP INC GLB | 40414LAJ8 | BOND | 500,000 | $489,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2 11/30/2020 | 912828A42 | Govt Bond | 500,000 | $487,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 7,700 | $477,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 970 | $472,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 9,500 | $467,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 34,400 | $462,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 9,300 | $461,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 4,900 | $453,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 6,500 | $452,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,200 | $436,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 26,900 | $431,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,601 | $422,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,172 | $421,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,900 | $420,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 6,200 | $411,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 6,200 | $403,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 7,100 | $399,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 11,300 | $395,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,800 | $389,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,500 | $378,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 40,000 | $371,000 | thousands by filing date | |
| Applied Materials | 38222105 | COM | 20,500 | $363,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Lockheed Martin Corporation | 539830109 | COM | 2,400 | $357,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,600 | $353,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 10,700 | $353,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 30,800 | $346,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 9,000 | $340,000 | thousands by filing date | |
| CHESAPEAKE MIDSTREAM PT C | 16524RAC7 | BOND | 300,000 | $320,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 6,200 | $318,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 19,700 | $313,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,050 | $312,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,000 | $312,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,400 | $312,000 | thousands by filing date | |
| BERRY PETROL CO | 085789AF2 | BOND | 300,000 | $305,000 | thousands by filing date | |
| BEST BUY CO INC NOTE M/W CLBL | 086516AL5 | NOTE M/W CLBL | 300,000 | $302,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,700 | $291,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,600 | $279,000 | thousands by filing date | |
| BHP BILLITON LIMITED ADR | 88606108 | COM | 4,000 | $273,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,400 | $272,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,800 | $271,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,200 | $266,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 3,300 | $262,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,600 | $258,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 5,500 | $258,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,700 | $256,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 6,200 | $255,000 | thousands by filing date | |
| AMERICAN INTERNATIONAL GROUP INC | 26874784 | COM | 5,000 | $255,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 26,300 | $254,000 | thousands by filing date | |
| WELLS FARGO | 94974BFN5 | Fixed Income | 250,000 | $246,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,700 | $240,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,294 | $236,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 7,400 | $236,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,800 | $235,000 | thousands by filing date | |
| AFLAC INC. | 1055102 | COM | 3,500 | $234,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,500 | $232,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 23,100 | $230,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,000 | $229,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,100 | $219,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,600 | $216,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 3,500 | $214,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 4,300 | $214,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 4,100 | $213,000 | thousands by filing date | |
| BB&T CORPORATION | 54937107 | COM | 5,700 | $213,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Automatic Data Processing | 53015103 | COM | 2,500 | $202,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 4,000 | $200,000 | thousands by filing date | |
| American Express | 25816109 | COM | 2,200 | $200,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CA INC COM | 12673P105 | COM | 5,900 | $199,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,700 | $193,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 3,900 | $192,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 2,400 | $188,000 | thousands by filing date | |
| CF INDUSTRIES 1 MAY 2020 | 12527GAB9 | BOND | 160,000 | $188,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 3,800 | $180,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,800 | $177,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 2,200 | $177,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,500 | $176,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,100 | $173,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,900 | $172,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 900 | $171,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 700 | $163,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,200 | $162,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,400 | $159,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,100 | $159,000 | thousands by filing date | |
| PARKER DRILLING CO COMPAN | 701081AT8 | BOND | 150,000 | $159,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,800 | $158,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 8,200 | $158,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 4,300 | $152,000 | thousands by filing date | |
| CLEAR CHANNEL | 18451qal2 | FIXED | 150,000 | $152,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,200 | $151,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,800 | $145,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,800 | $145,000 | thousands by filing date | |
| ANADARKO PETE CORP | 32511107 | COM | 1,800 | $143,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BRE PROPERTIES INC | 05564E106 | CL A | 2,600 | $142,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 5,300 | $138,000 | thousands by filing date | |
| DOVER CORP - | 260003AK4 | BOND | 129,000 | $138,000 | thousands by filing date | |
| WAL-MART STORES INC GLB | 931142DH3 | BOND | 150,000 | $137,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 17,000 | $136,000 | thousands by filing date | |
| AIR PRODUCTS & CHEMICALS | 9158106 | COM | 1,200 | $134,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LORILLARD INC | 544147101 | COM | 2,500 | $127,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,671 | $125,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,200 | $124,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 2,300 | $123,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,800 | $122,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 2,400 | $122,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,700 | $121,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 790 | $120,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 2,300 | $120,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 239 | $114,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ENERSIS SA 07.400% DEC 01 | 29274FAB0 | BOND | 100,000 | $114,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,100 | $112,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 1,700 | $112,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,800 | $111,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,300 | $109,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 800 | $108,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 600 | $106,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,470 | $101,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,000 | $101,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 6,482 | $98,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 900 | $97,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,944 | $96,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 800 | $96,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 900 | $96,000 | thousands by filing date | |
| Harrahs Operating Co Inc *Default* 10% Due 12/15/2018 JD15 | 413627BM1 | GLOBAL | 200,000 | $96,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,000 | $93,000 | thousands by filing date | |
| SPIRAX-SARCO ENGINEERING | 99AAR6SV3 | OPTION | 10 | $93,000 | thousands by filing date | call |
| Lineage, Inc. | 536020100 | COM | 3,000 | $92,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 29,500 | $91,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,100 | $90,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,200 | $88,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,500 | $88,000 | thousands by filing date | |
| Be Aerospace Inc | 73302101 | COM | 1,000 | $87,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Southern Company | 842587107 | COM | 2,100 | $86,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,700 | $85,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,500 | $83,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 3,300 | $83,000 | thousands by filing date | |
| CHEVRON TEXACO CORP | 166764AE0 | CORPORATE BONDS | 82,000 | $82,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 480 | $81,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,100 | $80,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,400 | $80,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 1,400 | $76,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 800 | $72,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 800 | $68,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 500 | $66,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 3,200 | $65,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 7,800 | $65,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 3,700 | $64,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,200 | $64,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 600 | $63,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 800 | $63,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 700 | $62,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 3,800 | $62,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,400 | $61,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,000 | $58,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 2,132 | $57,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 2,600 | $56,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 800 | $55,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 3,800 | $55,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 523 | $55,000 | thousands by filing date | put |
| SAFEWAY INC | 786514208 | COM NEW | 1,600 | $52,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,000 | $52,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 2,500 | $52,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 900 | $52,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 900 | $51,000 | thousands by filing date | |
| RIO TINTO FIN USA LTD COM | 767201AJ5 | BOND | 50,000 | $51,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 800 | $49,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 517 | $49,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 600 | $48,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,000 | $48,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,000 | $47,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,300 | $47,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 600 | $45,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 800 | $45,000 | thousands by filing date | |
| AIRGAS INC COM | 9363102 | COM | 400 | $45,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,600 | $44,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 6,400 | $43,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 900 | $42,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 600 | $42,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 2,400 | $41,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,100 | $41,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,000 | $40,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,800 | $39,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 6,400 | $37,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,400 | $33,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 500 | $32,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,600 | $32,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,200 | $32,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,300 | $32,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,400 | $32,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 1,000 | $31,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 400 | $30,000 | thousands by filing date | |
| ASTRAZENECA PLC | 46353108 | ADR | 500 | $30,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,200 | $29,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 6,200 | $29,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 1,000 | $29,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 400 | $28,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 600 | $28,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,477 | $26,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 400 | $25,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 400 | $25,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 500 | $25,000 | thousands by filing date | |
| AMBAC FINL GROUP INC | 23139884 | COM NEW | 1,000 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,000 | $24,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 23 | $23,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 541 | $22,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 300 | $21,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 300 | $21,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 406 | $21,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 600 | $20,000 | thousands by filing date | |
| SLM CORPORATION PFD SER B NON-CUMULATIVE | 78442P502 | Preferred Stock | 299 | $20,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 200 | $19,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 600 | $19,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 1,000 | $18,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 1,000 | $18,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,364 | $17,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 1,000 | $16,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 200 | $16,000 | thousands by filing date | |
| ALLSTATE CORP | 20002101 | OPTION | 300 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STATE STR CORP COM | 857477103 | Stock | 200 | $15,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| APPLE INC | 99AAXFND5 | OPTION | 3,751 | $15,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 4,000 | $14,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 300 | $14,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,000 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 374 | $14,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 100 | $14,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 100 | $14,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 282 | $14,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 280 | $14,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 200 | $13,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 200 | $13,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 1,000 | $13,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 600 | $12,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 82 | $11,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $11,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 100 | $11,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 1,000 | $11,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 1,000 | $11,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 700 | $11,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 1,000 | $11,000 | thousands by filing date | |
| ACACIA RESH CORP COM | 3881307 | COM | 758 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 100 | $10,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 200 | $10,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 82 | $10,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 100 | $9,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 200 | $9,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 10 | $9,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 100 | $9,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 200 | $9,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 500 | $9,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 100 | $8,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 100 | $8,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 100 | $8,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,000 | $8,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 100 | $8,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 100 | $8,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,231 | $7,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 300 | $7,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 100 | $7,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 100 | $7,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 90 | $7,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 100 | $7,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 53 | $7,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 453 | $7,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 100 | $6,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 200 | $6,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 100 | $6,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 100 | $6,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 200 | $6,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 400 | $6,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 5,375 | $6,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 355 | $6,000 | thousands by filing date | put |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 310 | $6,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 200 | $6,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 500 | $6,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 704 | $5,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,921 | $5,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,771 | $5,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 5,551 | $5,000 | thousands by filing date | put |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 168 | $5,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 100 | $5,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 309 | $5,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 400 | $5,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 100 | $5,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 330 | $5,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 35 | $5,000 | thousands by filing date | call |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 100 | $5,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 144 | $5,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 200 | $5,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 99AAXN9Q4 | OPTION | 4,389 | $5,000 | thousands by filing date | put |
| ANALOG DEVICES INC | 32654105 | COMMON | 100 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CISCO SYSTEMS INC | 99AAXFNZ5 | OPTION | 2,301 | $5,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 827 | $4,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 707 | $4,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 1,626 | $4,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,753 | $4,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 68 | $4,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 107 | $4,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 102 | $4,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 600 | $4,000 | thousands by filing date | |
| Alico Inc | 16230104 | CS | 100 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 100 | $4,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 378 | $3,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 494 | $3,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 716 | $3,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 60 | $3,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 100 | $3,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 3 | $3,000 | thousands by filing date | call |
| Pimco Income Oppty Fund | 72202B100 | COM | 100 | $3,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 14 | $3,000 | thousands by filing date | put |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 97 | $3,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 249 | $3,000 | thousands by filing date | |
| ACETO | 4446100 | COM | 100 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Angie's List Inc | 34754101 | CS | 200 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SAIC INC COMPANY GUARNT G | 78390XAA9 | BOND | 3,000 | $3,000 | thousands by filing date | |
| CBOE HOLDINGS INC | 99AAW7BK8 | OPTION | 43 | $3,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 1,091 | $2,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 1,354 | $2,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 458 | $2,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 21 | $2,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 483 | $2,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 1,501 | $2,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 35 | $2,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 1,304 | $2,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 73 | $2,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 75 | $2,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 100 | $2,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,542 | $2,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 100 | $2,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 82 | $2,000 | thousands by filing date | put |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 30 | $2,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 10 | $2,000 | thousands by filing date | call |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 168 | $2,000 | thousands by filing date | |
| PETROL OIL AND GAS INC | 716528104 | EQUITY | 827,572 | $2,000 | thousands by filing date | |
| RAVEN GOLD CORP | 75421M203 | EQUITY | 2,962,135 | $2,000 | thousands by filing date | |
| MICROSOFT CORP | 99AAXFQXT | OPTION | 1,997 | $2,000 | thousands by filing date | put |
| Two Harbors Investment | 99AAZJLQU | OPTION | 48 | $2,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 337 | $1,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 341 | $1,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 246 | $1,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 118 | $1,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 244 | $1,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 7 | $1,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 408 | $1,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 1,773 | $1,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 1,031 | $1,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 34 | $1,000 | thousands by filing date | put |
| INTERPARFUMS INC COM | 458334109 | Stock | 22 | $1,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 10 | $1,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 327 | $1,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 100 | $1,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 48 | $1,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 100 | $1,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 247 | $1,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 260 | $1,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 645 | $1,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 14 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 17 | $1,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 100 | $1,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 194 | $1,000 | thousands by filing date | put |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,474 | $1,000 | thousands by filing date | put |
| VODAFONE GP PLC | 92857W209 | ADR | 506 | $1,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 100 | $1,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 18 | $1,000 | thousands by filing date | put |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 120 | $1,000 | thousands by filing date | put |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 15 | $1,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 64 | $1,000 | thousands by filing date | put |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 309 | $1,000 | thousands by filing date | put |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 100 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 98 | $1,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 102 | $1,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 100 | $1,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 253 | $1,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| AMGEN INC. | 31162100 | COM | 157 | $1,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| BOEING CO. | 97023105 | COM | 668 | $1,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 86 | $1,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 100 | $1,000 | thousands by filing date | |
| AGRIUM INC | 8916108 | COM | 86 | $1,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| Access National Corp | 4337101 | CS | 98 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MAVENIR SYS INC | 577675101 | COM | 100 | $1,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 95 | $1,000 | thousands by filing date | |
| ARRHYTHMIA RESEARCH TECHNOLOGY | 42698308 | COMM | 300 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| APPLIED MATERIALS INC | 99AAXFNE5 | OPTION | 1,085 | $1,000 | thousands by filing date | put |
| BP PLC-SPONS ADR | 99AAXFNS5 | OPTION | 506 | $1,000 | thousands by filing date | put |
| ISHARES MSCI EAFE ETF | 99AAXN9Z7 | OPTION | 662 | $1,000 | thousands by filing date | put |
| ROYAL BANK OF CANADA | 99AAXFRU1 | OPTION | 113 | $1,000 | thousands by filing date | put |
| FINANCIAL SELECT SECTOR S | 99AAX2ULY | OPTION | 1,900 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531593-14-000015 | this filing | 2014-02-13 | acceptance time not in the bulk data set |