13F-HR filed by SUMMIT SECURITIES GROUP LLC
SUMMIT SECURITIES GROUP LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-15, with 851 holding rows worth $209,369,000.
- Accession
- 0001531593-13-000012
- Filer
- CIK 1531593
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 1,056 entries on the cover page, a total value of $209,369,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $209,360,000 with VALUE read as thousands by filing date, 13F file number 028-15120. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 32 | $2,000 | thousands by filing date | put |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 74 | $2,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 600 | $2,000 | thousands by filing date | |
| S AND P 100 INDEX EUROPEAN | 99AAZDYGK | OPTION | 50 | $2,000 | thousands by filing date | put |
| PETROL OIL AND GAS INC | 716528104 | EQUITY | 827,572 | $2,000 | thousands by filing date | |
| APOLLO GLOBAL MGMT LLC CL | 37612306 | EQUITY | 100 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MEMSIC INC | 586264103 | EQUITY | 489 | $2,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AAZR3V3 | OPTION | 6 | $2,000 | thousands by filing date | put |
| S AND P 100 INDEX | 99AAZR4NC | OPTION | 8 | $2,000 | thousands by filing date | call |
| S AND P 100 INDEX | 99AAZR5XH | OPTION | 6 | $2,000 | thousands by filing date | put |
| S AND P 100 INDEX | 99AAZR53F | OPTION | 1 | $2,000 | thousands by filing date | call |
| S AND P 100 INDEX EUROPEAN | 99AAZTZFM | OPTION | 3 | $2,000 | thousands by filing date | call |
| S AND P 100 INDEX | 99AAZMRXQ | OPTION | 50 | $2,000 | thousands by filing date | call |
| S AND P 100 INDEX | 99AAZMZD7 | OPTION | 1 | $2,000 | thousands by filing date | call |
| CONOCOPHILLIPS | 99AAY4RT5 | OPTION | 25 | $2,000 | thousands by filing date | put |
| FREEPORT-MCMORAN COPPER | 99AAZK9VF | OPTION | 44 | $2,000 | thousands by filing date | put |
| JOHNSON AND JOHNSON | 99AAZCV5P | OPTION | 74 | $2,000 | thousands by filing date | put |
| VODAFONE GROUP PLC-SP ADR | 99AAY6GE1 | OPTION | 133 | $2,000 | thousands by filing date | put |
| WASTE MANAGEMENT INC | 99AAY8XW2 | OPTION | 936 | $2,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT INC | 99AAYZRCX | OPTION | 60 | $2,000 | thousands by filing date | put |
| JOHNSON AND JOHNSON | 99AAYJTT9 | OPTION | 131 | $2,000 | thousands by filing date | put |
| AMGEN INC | 99AAXFPF0 | OPTION | 27 | $2,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 33 | $1,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 87 | $1,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 17 | $1,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 3 | $1,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 27 | $1,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 101 | $1,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 53 | $1,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 320 | $1,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 100 | $1,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 200 | $1,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 41 | $1,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 10 | $1,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 600 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 28 | $1,000 | thousands by filing date | put |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 28 | $1,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3 | $1,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 80 | $1,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 54 | $1,000 | thousands by filing date | put |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 18 | $1,000 | thousands by filing date | put |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 100 | $1,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 10 | $1,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 10 | $1,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 4 | $1,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 41 | $1,000 | thousands by filing date | put |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 39 | $1,000 | thousands by filing date | put |
| LORILLARD INC | 544147101 | COM | 1 | $1,000 | thousands by filing date | call |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 10 | $1,000 | thousands by filing date | put |
| NYSE EURONEXT | 629491101 | COM | 41 | $1,000 | thousands by filing date | put |
| PACER INTL INC TENN | 69373H106 | COM | 200 | $1,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 300 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 10 | $1,000 | thousands by filing date | put |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | put |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 50 | $1,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 25 | $1,000 | thousands by filing date | put |
| Applied Materials | 38222105 | COM | 221 | $1,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| SPIRIT RLTY CAP INC | 84860F109 | COM | 29 | $1,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 200 | $1,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 36 | $1,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 40 | $1,000 | thousands by filing date | call |
| S AND P 100 INDEX | 99AAZQE67 | OPTION | 24 | $1,000 | thousands by filing date | call |
| S AND P 100 INDEX | 99AAZRS21 | OPTION | 40 | $1,000 | thousands by filing date | put |
| S AND P 100 INDEX EUROPEAN | 99AAYLQYE | OPTION | 1 | $1,000 | thousands by filing date | call |
| S AND P 100 INDEX | 99AAZGXP5 | OPTION | 130 | $1,000 | thousands by filing date | put |
| INFOSMART GROUP INC | 456781103 | EQUITY | 480,600 | $1,000 | thousands by filing date | |
| AIRMEDIA GROUP INC ADR | 9411109 | EQUITY | 600 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| S AND P 100 INDEX | 99AAZR452 | OPTION | 129 | $1,000 | thousands by filing date | call |
| S AND P 100 INDEX | 99AAZR5BK | OPTION | 58 | $1,000 | thousands by filing date | call |
| S AND P 100 INDEX | 99AAZMRV2 | OPTION | 5 | $1,000 | thousands by filing date | call |
| S AND P 100 INDEX | 99AAZMYC6 | OPTION | 98 | $1,000 | thousands by filing date | put |
| S AND P 100 INDEX | 99AAZMZ8Q | OPTION | 197 | $1,000 | thousands by filing date | call |
| GENERAL ELECTRIC CO | 99AAY4DN6 | OPTION | 194 | $1,000 | thousands by filing date | put |
| ASTRAZENECA PLC-SPONS ADR | 99AAXFPTE | OPTION | 10 | $1,000 | thousands by filing date | put |
| MARATHON OIL CORP | 99AAXFRJE | OPTION | 40 | $1,000 | thousands by filing date | put |
| REYNOLDS AMERICAN INC | 99AAZG6WS | OPTION | 25 | $1,000 | thousands by filing date | put |
| JPMORGAN CHASE AND CO | 99AAZH9G5 | OPTION | 1,030 | $1,000 | thousands by filing date | put |
| FORD MOTOR CO | 99AAZL7DM | OPTION | 872 | $1,000 | thousands by filing date | put |
| PROCTER AND GAMBLE CO/THE | 99AAYTD53 | OPTION | 279 | $1,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S.A.-ADR | 99AAYUVW1 | OPTION | 38 | $1,000 | thousands by filing date | put |
| RENTECH NITROGEN PARTNERS LP | 99AAYWPZ2 | OPTION | 1 | $1,000 | thousands by filing date | put |
| ECOLAB INC GLB | 278865AK6 | BOND | 1,000 | $1,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL-SP ADR | 99AAXPEQ6 | OPTION | 58 | $1,000 | thousands by filing date | put |
| ISHARES US REAL ESTATE ETF | 99AAXRVM2 | OPTION | 20 | $1,000 | thousands by filing date | put |
| APPLE INC | 99AAYUCF6 | OPTION | 5 | $1,000 | thousands by filing date | put |
| PEPSICO INC | 99AAXFSES | OPTION | 43 | $1,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE CO | 99AAYMEZ8 | OPTION | 28 | $1,000 | thousands by filing date | put |
| PENN WEST PETROLEUM LTD | 99AAY9FP2 | OPTION | 36 | $1,000 | thousands by filing date | put |
| CISCO SYSTEMS INC | 99AAZAPXN | OPTION | 100 | $1,000 | thousands by filing date | put |
| PROCTER AND GAMBLE CO/THE | 99AAYRQX6 | OPTION | 210 | $1,000 | thousands by filing date | put |
| OAKTREE CAPITAL GROUP LLC | 99AAYRYX9 | OPTION | 14 | $1,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT IN | 99AAYSG97 | OPTION | 16 | $1,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT IN | 99AAYSYX8 | OPTION | 69 | $1,000 | thousands by filing date | put |
| PROCTER AND GAMBLE CO/THE | 99AAYS3M6 | OPTION | 230 | $1,000 | thousands by filing date | put |
| INTL BUSINESS MACHINES CORP | 99AAZCUD4 | OPTION | 15 | $1,000 | thousands by filing date | put |
| WARNER CHILCOTT PLC-CLASS A | 99AAY9YM9 | OPTION | 295 | $1,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC-B | 99AAYVAG6 | OPTION | 10 | $1,000 | thousands by filing date | call |
| FUSION-IO INC | 99AAZRD4E | OPTION | 15 | $1,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 19 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Comcast Corp | 20030N101 | COM | 83 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Eli Lilly and Company | 532457108 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Lockheed Martin Corporation | 539830109 | COM | 19 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CORNING INC | 219350105 | COM | 98 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VALE S A | 91912E105 | SPONSORED ADS | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 176 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUCOR CORP COM | 670346105 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PHILLIPS 66 COM | 718546104 | Stock | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ZOETIS INC CL A | 98978V103 | Stock | 21 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CMS ENERGY CORP COM | 125896100 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 31 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KEYCORP COM | 493267108 | Stock | 102 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 23 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAMECO CORP COM | 13321L108 | Stock | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PITNEY BOWES INC COM | 724479100 | Stock | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| 3M CO COM | 88579Y101 | Stock | 149 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUBIC CORP | 229669106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RAYTHEON CO | 755111507 | COM NEW | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WINDSTREAM CORP | 97381W104 | COM | 28 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STRATASYS LTD | M85548101 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 5,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATP OIL & GAS CORP | 00208j108 | COM | 5,696 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TELUS CORP | 87971M202 | COMMON STOCK-FO | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOWNEY FINANCIAL CORP | 261018105 | COMMON STOCK | 1,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONIAL BANCGROUP INC | 195493309 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDYMAC BANCORP INC | 456607100 | COMMON STOCK | 23,588 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGEN HYBRID TECHNOLO | 44887L109 | COMMON STOCK | 197,120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPION ENTERPRISES COM | 158496109 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XEROX CORP | 984121103 | COM | 58 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LONGTOP FINL TECH XXX | 54318P108 | ADR | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUN CAL ENERGY INCORPORATED | 86664Q108 | Common Stock | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOSCRIP INC | 09069N108 | COM | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CUMULUS MEDIA INC | 231082108 | CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOCYTE INC | 29269A102 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARQULE INC | 04269E107 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITHFIELD FOODS INC | 832248108 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DENDREON CORP | 24823Q107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWCASTLE INVT CORP | 65105M108 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 69,578 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLDWATER CREEK INC | 193068202 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLE INC | 37833100 | COM | 98 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSANTE PHARMACEUTICALS INC | 09065V302 | COM PAR $0.0001 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOT HILL SYS CORP | 25848T109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSTEX ENERGY L P | 22765U102 | COM | 80 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JAMES RIVER COAL CO | 470355207 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HASTINGS ENTERTAINMENT INC | 418365102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| ALCATEL-LUCENT - SPONSORED ADR | 13904305 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BOEING CO. | 97023105 | COM | 193 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BAXTER INTERNATIONAL | 71813109 | COM | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cvr Energy Inc--Rts | 126ESC904 | COM | 166,059 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Indevus Pharmaceuticals | 454ESC104 | COM | 35,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 34 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SHEN ZHOU MINING & RES | 16942H109 | CMN | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNUM HUNTER RES 13WTS | 55973G119 | wt | 1,260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S AND P 100 INDEX EUROPEAN | 99AAZNLVG | OPTION | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| S AND P 100 INDEX | 99AAZQEM9 | OPTION | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| S AND P 100 INDEX | 99AAZGV9T | OPTION | 50 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| S AND P 100 INDEX | 99AAZGXAR | OPTION | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| S AND P 100 INDEX | 99AAZGX22 | OPTION | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| S AND P 100 INDEX | 99AAZGYEZ | OPTION | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SHOE PAVILION | 824894109 | EQUITY | 5,790 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAN HOLDINGS INC | 79781B203 | EQUITY | 880 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIANRONG BLDG MATL HLDGS | 886305101 | EQUITY | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRAGEN INC | 927638403 | EQUITY | 230,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WATCHIT TECHNOLOGIES INC | 94110N109 | EQUITY | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRAC ENBRIDGE ENERGY MGMT | CKC50X106 | EQUITY | 65,590 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLINICAL DATA CVR XPN XPN | 187CVR998 | EQUITY | 28,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GEN MOTORS CORP SE | 370ESC121 | EQUITY | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GM CORP SR SER | 370ESC758 | EQUITY | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW REFCO INC | 758ESC982 | EQUITY | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED VIRAL RESH CORP | 7928104 | EQUITY | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| AVICENA GROUP INC | 05368D106 | EQUITY | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENGUET CORP - CLASS B 3. | 81851206 | EQUITY | 58,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BONDED MOTORS INC | 97894109 | EQUITY | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BUFETE INDL S A SPN ADR S | 11942H100 | EQUITY | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS CATSKILL LITIGATION T | 149353104 | EQUITY | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRCUIT CITY STORES INC | 172737108 | EQUITY | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTAR INTL INC | 21036U107 | EQUITY | 647,405 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA FINANCIAL CORP COM | 247918105 | EQUITY | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSE HLDGS CORP | 255088106 | EQUITY | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO EXPL INC COM | 284683208 | EQUITY | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST DELTA RESOURCES CORP | 272023102 | EQUITY | 42,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTRADE INC COM | 29382L100 | EQUITY | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIT AFTER FIFTY INC. | 338126105 | EQUITY | 225,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME SOLUTIONS AMER INC | 437355100 | EQUITY | 3,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY USA ENERGY INC | 491665105 | EQUITY | 689,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANTA MONICA MEDIA CORP | 802501106 | EQUITY | 124,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSGI SEC SOLUTIONS INC | 553570102 | EQUITY | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETCURRENTS INF SVCS INC | 64111M103 | EQUITY | 53,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NS8 CORP | 67020E104 | EQUITY | 72,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER WLTH MANGMNT INC | 74058G100 | EQUITY | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL SPRING WATER INC. | 78069M105 | EQUITY | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIENT PHARMACEUTICALS C | 750341208 | EQUITY | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRAXAS PETE CORP NEVADA | 3830106 | EQUITY | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BIOLASE INC | 90911108 | EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASIA ENTERTAINMENT AND RESO | G0539K124 | EQUITY | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S AND P 100 INDEX | 99AAZR5GN | OPTION | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| S AND P 100 INDEX | 99AAZSY2J | OPTION | 70 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| S AND P 100 INDEX | 99AAZTVN3 | OPTION | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| S AND P 100 INDEX | 99AAZTWD7 | OPTION | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| S AND P 100 INDEX EUROPEAN | 99AAZHSQK | OPTION | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CENTURYLINK INC | 99AAY2H75 | OPTION | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXXON MOBIL CORP | 99AAY2T8U | OPTION | 390 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL ELECTRIC CO | 99AAY49K5 | OPTION | 43 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALLSTATE CORP | 99AAXFN79 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DU PONT (E.I.) DE NEMOURS | 99AAXFQAM | OPTION | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| H AND R BLOCK INC | 93671105 | OPTION | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| TRANSOCEAN LTD | 99AAZKYWV | OPTION | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BEST BUY CO INC | 86516101 | OPTION | 46 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| ALLSTATE CORP | 20002101 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BP PLC-SPONS ADR | 99AAYZWWB | OPTION | 26 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DU PONT (E.I.) DE NEMOURS | 99AAYZ5NX | OPTION | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL ELECTRIC CO | 99AAYZ8ZU | OPTION | 43 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL MILLS INC | 99AAYAGZ6 | OPTION | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOLDMAN SACHS GROUP INC | 99AAY0DDJ | OPTION | 24 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JOHNSON AND JOHNSON | 99AAYG2P1 | OPTION | 58 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S.A.-ADR | 99AAYT6L8 | OPTION | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROCTER AND GAMBLE CO/THE | 99AAYUG24 | OPTION | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SEADRILL LTD | 99AAY0WH6 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIMON PROPERTY GROUP INC | 99AAYYCU9 | OPTION | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JPMORGAN CHASE AND CO | 99AAZEHTG | OPTION | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MFA FINANCIAL INC | 99AAZE8J2 | OPTION | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SEADRILL LTD | 99AAYY2Z1 | OPTION | 27 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SEADRILL LTD | 99AAYZGB9 | OPTION | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIMON PROPERTY GROUP INC | 99AAY2Q33 | OPTION | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TUPPERWARE BRANDS CORP | 99AAY4RW9 | OPTION | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VODAFONE GROUP PLC-SP ADR | 99AAY52E3 | OPTION | 21 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WASTE MANAGEMENT INC | 99AAY74C7 | OPTION | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WELLS FARGO AND CO | 99AAY8D86 | OPTION | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WALGREEN CO | 99AAY2AU1 | OPTION | 75 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AT AND T INC | 99AAYX257 | OPTION | 19 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| APPLE INC | 99AAYYR9A | OPTION | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOLDMAN SACHS GROUP INC | 99AAXH838 | OPTION | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORTHROP GRUMMAN CORP | 99AAXKR34 | OPTION | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RAYTHEON COMPANY | 99AAXKS66 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HOME DEPOT INC | 99AAXKTV0 | OPTION | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DELL INC | 99AAXKUUD | OPTION | 49 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WESTERN UNION CO | 99AAXKU63 | OPTION | 41 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL ELECTRIC CO | 99AAXPAQV | OPTION | 94 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PFIZER INC | 99AAXPB3Z | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PHILIP MORRIS INTERNATIONAL | 99AAXPNG8 | OPTION | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENERGY TRANSFER EQUITY LP | 99AAX62DE | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BAXTER INTERNATIONAL INC | 99AAYA3H5 | OPTION | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTEL CORP | 99AAYS0JU | OPTION | 21 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VERIZON COMMUNICATIONS INC | 99AAYTNS9 | OPTION | 230 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| APPLE INC | 99AAYUB29 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MICROSOFT CORP | 99AAYX2VA | OPTION | 343 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL ELECTRIC CO | 99AAZGDA9 | OPTION | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| APPLE INC | 99AAYR49X | OPTION | 125 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MARKWEST ENERGY PARTNERS LP | 99AAY6BZ5 | OPTION | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JOHNSON AND JOHNSON | 99AAY0HX2 | OPTION | 21 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JOHNSON AND JOHNSON | 99AAY0JD4 | OPTION | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JOHNSON AND JOHNSON | 99AAYJ885 | OPTION | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MERCK AND CO. INC. | 99AAY0KW7 | OPTION | 44 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHINA MOBILE LTD-SPON ADR | 99AAY8AG9 | OPTION | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENTERGY CORP | 99AAY8KT9 | OPTION | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KKR AND CO LP | 99AAY8CY9 | OPTION | 31 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| M AND T BANK CORP | 99AAYMQU1 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MATTEL INC | 99AAYN2K3 | OPTION | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| 3M CO | 99AAY0N8R | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MATTEL INC | 99AAYPLE9 | OPTION | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MERCK AND CO. INC. | 99AAYPRY6 | OPTION | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ANNALY CAPITAL MANAGEMENT IN | 99AAYQ3L8 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PITNEY BOWES INC | 99AAY0RF8 | OPTION | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PEPSICO INC | 99AAY0R69 | OPTION | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SANDRIDGE PERMIAN TRUST | 99AAYS8J5 | OPTION | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MUSCLEPHARM CORP NEW COM | 627335201 | EQUITY | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RASER TECHNOLOGIES INC | 754055101 | EQUITY | 25,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP | 99AAZRXUJ | OPTION | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NATIONAL BANK OF GREECE-ADR | 99AAZTJ77 | OPTION | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NATIONAL BANK OF GREECE-ADR | 99AAZTKE4 | OPTION | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MERCK AND CO. INC. | 99AAZCXE3 | OPTION | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WELLS FARGO AND CO | 99AAZD4J9 | OPTION | 31 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HOME DEPOT INC | 99AAY46Q1 | OPTION | 21 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WAL-MART STORES INC | 99AAZA256 | OPTION | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WAL-MART STORES INC | 99AAZA3CH | OPTION | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SEMPRA ENERGY | 99AAYZLH8 | OPTION | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VODAFONE GROUP PLC-SP ADR | 99AAY5PB2 | OPTION | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WASTE MANAGEMENT INC | 99AAY7NT5 | OPTION | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WARNER CHILCOTT PLC-CLASS A | 99AAY7WV5 | OPTION | 21 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED PARCEL SERVICE-CL B | 99AAY74B7 | OPTION | 60 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BUCKEYE PARTNERS LP | 99AAY4KZ2 | OPTION | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES US REAL ESTATE ETF | 99AAXPDA4 | OPTION | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SEADRILL LTD | 99AAYDMNY | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JOHNSON AND JOHNSON | 99AAY0GG6 | OPTION | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MERCK AND CO. INC. | 99AAYMJA7 | OPTION | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MERCK AND CO. INC. | 99AAYN9D8 | OPTION | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIRSTENERGY CORP | 99AAYB589 | OPTION | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JIVE SOFTWARE INC | 99AAYG3F9 | OPTION | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LINN ENERGY LLC-UNITS | 99AAYK452 | OPTION | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OSI SYSTEMS INC | 99AAYSKJ8 | OPTION | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TW TELECOM INC | 99AAY4TC5 | OPTION | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531593-13-000012 | this filing | 2013-08-15 | acceptance time not in the bulk data set |