13F-HR filed by SUMMIT SECURITIES GROUP LLC
SUMMIT SECURITIES GROUP LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-15, with 851 holding rows worth $209,369,000.
- Accession
- 0001531593-13-000012
- Filer
- CIK 1531593
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 1,056 entries on the cover page, a total value of $209,369,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $209,360,000 with VALUE read as thousands by filing date, 13F file number 028-15120. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Waste Management, Inc. | 94106L109 | COM | 459,600 | $18,536,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 175,100 | $15,034,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 36,400 | $14,417,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EXXON MOBIL CORP | 30231G102 | COM | 125,500 | $11,339,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 146,400 | $10,905,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 342,800 | $8,333,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 153,300 | $8,114,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 171,400 | $5,918,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 101,300 | $5,348,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 228,900 | $5,308,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 133,700 | $5,304,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 89,400 | $4,008,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 36,209 | $3,891,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 61,800 | $3,775,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 41,400 | $3,187,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 77,900 | $3,125,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 67,600 | $2,790,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 22,669 | $2,490,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 76,700 | $2,204,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 60,600 | $2,057,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 19,300 | $1,977,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Verizon Communications Inc | 92343V104 | COM | 39,200 | $1,973,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 68,300 | $1,949,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 67,300 | $1,885,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 32,000 | $1,833,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 22,117 | $1,809,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 35,400 | $1,718,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 83,800 | $1,666,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 16,500 | $1,634,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 104,800 | $1,621,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 65,000 | $1,574,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 16,000 | $1,386,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 27,100 | $1,354,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 31,700 | $1,323,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HEWLETT PACKARD CO | 428236103 | COM | 51,700 | $1,282,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,900 | $1,264,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 22,539 | $1,259,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,100 | $1,166,000 | thousands by filing date | |
| MERRILL LYNCH AND CO NOTES | 59018YN64 | BOND | 1,000,000 | $1,151,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 32,300 | $1,143,000 | thousands by filing date | |
| AIR PRODUCTS & CHEMICALS | 9158106 | COM | 11,900 | $1,090,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 11,100 | $1,078,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 21,100 | $1,034,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 19,243 | $1,018,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 22,300 | $986,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 23,100 | $906,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,073 | $888,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 67,300 | $846,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Home Depot, Inc | 437076102 | COM | 10,800 | $837,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 23,200 | $812,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC G | 38141GGQ1 | BOND | 750,000 | $802,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 17,200 | $769,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 23,600 | $729,000 | thousands by filing date | |
| USD NATL AUSTR BK LT 3.00 | 63254AAE8 | BOND | 750,000 | $704,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 16,300 | $674,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,700 | $666,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 6,300 | $622,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CORNING INC | 219350AS4 | BOND | 500,000 | $601,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AAWNYW9 | OPTION | 66 | $576,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 9,500 | $575,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 15,600 | $544,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INTERLINE BRANDS INC COMP | 45874QAB6 | BOND | 487,000 | $511,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 15,100 | $501,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC 144A | 87264MAJ8 | BOND | 500,000 | $499,000 | thousands by filing date | |
| RABOBANK NEDERLAND BANK G | 21685WDF1 | BOND | 500,000 | $478,000 | thousands by filing date | |
| SLM CORP GLB | 78442FEQ7 | BOND | 500,000 | $476,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,300 | $470,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 21,200 | $446,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 10,700 | $436,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 10,000 | $433,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,800 | $424,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,100 | $423,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,100 | $405,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 25,000 | $397,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,900 | $396,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,300 | $391,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,206 | $384,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 682 | $374,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| CF INDUSTRIES 1 MAY 2020 | 12527GAB9 | BOND | 310,000 | $371,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 5,300 | $355,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 38,100 | $347,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 6,400 | $336,000 | thousands by filing date | |
| Applied Materials | 38222105 | COM | 22,100 | $330,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CME Group Inc. Class A | 12572Q105 | COM | 552 | $325,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 4,500 | $324,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 5,400 | $308,000 | thousands by filing date | |
| DOW CHEMICAL 9.40% DUE 5/ | 260543BY8 | BOND | 200,000 | $293,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AAWNYJV | OPTION | 134 | $287,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 6,700 | $281,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 15,700 | $274,000 | thousands by filing date | |
| JONES GRP/APP GRP HLDG/ - | 48020UAA6 | BOND | 255,000 | $256,000 | thousands by filing date | |
| INTL PAPER CO | 460146CD3 | BOND | 195,000 | $255,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,000 | $242,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,700 | $241,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,900 | $240,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 4,600 | $221,000 | thousands by filing date | |
| TRANSOCEAN INC 06.800% MA | 893830AT6 | BOND | 200,000 | $213,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 6,000 | $212,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,900 | $206,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 4,040 | $199,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AAYK46P | OPTION | 61 | $174,000 | thousands by filing date | call |
| NYSE EURONEXT | 629491101 | COM | 4,100 | $170,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC S | 38141GGM0 | BOND | 150,000 | $170,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AAWNYXK | OPTION | 133 | $168,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 5,400 | $166,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,900 | $157,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,200 | $156,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 2,800 | $150,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,136 | $147,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,100 | $146,000 | thousands by filing date | |
| WAL-MART STORES INC GLB | 931142DH3 | BOND | 150,000 | $141,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 4,000 | $138,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 6,600 | $136,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AAYK5RY | OPTION | 243 | $135,000 | thousands by filing date | call |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,900 | $133,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 421 | $129,000 | thousands by filing date | call |
| BEST BUY CO INC | 86516101 | OPTION | 4,600 | $126,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BAXTER INTERNATIONAL | 71813109 | COM | 1,800 | $125,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,400 | $121,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 6,200 | $121,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,400 | $119,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,000 | $118,000 | thousands by filing date | |
| USD CENOVUS ENERGY VARI% | 15135UAD1 | BOND | 100,000 | $114,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 1,679 | $111,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,500 | $107,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 9,300 | $103,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 3,400 | $100,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,800 | $97,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 2,868 | $97,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,600 | $96,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 3,900 | $96,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 14,100 | $95,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 3,400 | $95,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 7,000 | $94,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 803 | $94,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,400 | $93,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 2,150 | $91,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 1,676 | $90,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,320 | $89,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,000 | $88,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 5,200 | $88,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,200 | $87,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 8,000 | $86,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT IN | 99AAYREL3 | OPTION | 348 | $85,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 2,200 | $82,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,000 | $82,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,200 | $79,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,732 | $77,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,700 | $77,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 1,387 | $77,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 2,500 | $75,000 | thousands by filing date | |
| S AND P 100 INDEX EUROPEAN | 99AAZHSJ4 | OPTION | 33 | $75,000 | thousands by filing date | put |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 1,100 | $74,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,400 | $74,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 226 | $74,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 3,000 | $72,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AAZGZJJ | OPTION | 155 | $72,000 | thousands by filing date | put |
| INTL PAPER CO GLB | 460146CE1 | BOND | 58,000 | $71,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 4,100 | $70,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 2,200 | $70,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 3,500 | $69,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 900 | $68,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 970 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,700 | $66,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 4,900 | $65,000 | thousands by filing date | |
| S AND P 100 INDEX EUROPEAN | 99AAZSQ23 | OPTION | 50 | $64,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 2,400 | $62,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AAWNYGR | OPTION | 37 | $62,000 | thousands by filing date | put |
| ACI WORLDWIDE INC | 4498101 | EQUITY | 1,329 | $62,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 3,100 | $61,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 700 | $58,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 3,200 | $58,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 4,100 | $57,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,100 | $56,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,528 | $55,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 500 | $55,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,400 | $55,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 51 | $54,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 700 | $54,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 800 | $54,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 1,400 | $54,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 865 | $54,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 5,800 | $53,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 1,071 | $52,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AAWNYWM | OPTION | 5 | $52,000 | thousands by filing date | call |
| PSEG POWER LLC COMPANY GU | 69362BAX0 | BOND | 50,000 | $52,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 200 | $51,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 5,000 | $51,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 1,100 | $50,000 | thousands by filing date | |
| S AND P 500 INDEX | 99AAYTUGZ | OPTION | 10 | $49,000 | thousands by filing date | call |
| ASTRAZENECA PLC | 46353108 | ADR | 1,000 | $47,000 | thousands by filing date | The CUSIP as filed is malformed. |
| S AND P 100 INDEX | 99AAYK5PV | OPTION | 8 | $47,000 | thousands by filing date | put |
| H AND R BLOCK INC | 93671105 | OPTION | 1,700 | $47,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 1,380 | $46,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 900 | $46,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,840 | $45,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,100 | $45,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,800 | $44,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 600 | $44,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 800 | $41,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,200 | $40,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 1,700 | $39,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 3,600 | $38,000 | thousands by filing date | |
| LINN ENERGY LLC-UNITS | 99AAYKXU8 | OPTION | 151 | $38,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,558 | $37,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 500 | $36,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 500 | $36,000 | thousands by filing date | put |
| HEARTWARE INTL INC | 422368100 | COM | 369 | $35,000 | thousands by filing date | |
| RENTECH NITROGEN PARTNERS LP | 99AAYWD79 | OPTION | 33 | $35,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 35 | $33,000 | thousands by filing date | put |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 600 | $33,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 1,000 | $33,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 1,700 | $33,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,120 | $33,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AAYK5EW | OPTION | 18 | $33,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 260 | $31,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,100 | $31,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AAZMZKT | OPTION | 43 | $30,000 | thousands by filing date | put |
| JOHNSON AND JOHNSON | 99AAZCTYE | OPTION | 779 | $30,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R100 | COM | 1,400 | $29,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 800 | $28,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 2,000 | $28,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 500 | $28,000 | thousands by filing date | |
| ARTHROCARE CORP | 43136100 | COM | 800 | $28,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ARMOUR RESIDENTIAL REIT I | 42315101 | EQUITY | 6,000 | $28,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,600 | $27,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 356 | $27,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 400 | $27,000 | thousands by filing date | |
| REPUBLIC SERVICES INC | 99AAYWAT5 | OPTION | 30 | $27,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 1,400 | $24,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 768 | $24,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 251 | $24,000 | thousands by filing date | put |
| CYTEC INDUSTRIES INC - | 232820AJ9 | BOND | 25,000 | $24,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 400 | $23,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 800 | $23,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 3,200 | $23,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 1,148 | $23,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AAZGZTT | OPTION | 21 | $23,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 865 | $22,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,500 | $22,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 2,800 | $22,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 100 | $21,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,000 | $21,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 2,638 | $21,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 500 | $21,000 | thousands by filing date | |
| S AND P 100 INDEX EUROPEAN | 99AAZHR2S | OPTION | 5 | $21,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 199 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 470 | $20,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 106 | $20,000 | thousands by filing date | |
| EMBARQ CORP NT 7.995 percent 06/01/36 B/E DTD 05/17/06 | 29078EAA3 | COUPON BEARING BOND | 19,000 | $20,000 | thousands by filing date | |
| S AND P 100 INDEX EUROPEAN | 99AAWNYXT | OPTION | 5 | $20,000 | thousands by filing date | call |
| S AND P 100 INDEX | 99AAZGYUN | OPTION | 326 | $20,000 | thousands by filing date | put |
| GENERAL ELECTRIC CO | 99AAXPA82 | OPTION | 854 | $20,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 1,453 | $19,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 500 | $19,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 500 | $19,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 300 | $19,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AAZR273 | OPTION | 129 | $19,000 | thousands by filing date | put |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,000 | $18,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AAWNYZ3 | OPTION | 32 | $18,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 698 | $17,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 8 | $17,000 | thousands by filing date | call |
| MOBILE MINI INC | 60740F105 | COM | 510 | $17,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 400 | $17,000 | thousands by filing date | |
| JOHNSON AND JOHNSON | 99AAZCTB5 | OPTION | 334 | $17,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 765 | $16,000 | thousands by filing date | put |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 150 | $16,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100 | $16,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 600 | $16,000 | thousands by filing date | |
| S AND P 100 INDEX EUROPEAN | 99AAZNLU5 | OPTION | 33 | $16,000 | thousands by filing date | call |
| ALLIANT TECHSYSTEMS INC | 18804104 | EQUITY | 200 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Eli Lilly and Company | 532457108 | COM | 300 | $15,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 5,000 | $15,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,700 | $15,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 800 | $15,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 515 | $15,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 300 | $14,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 716 | $14,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 500 | $14,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 186 | $14,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 800 | $14,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 400 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| S AND P 100 INDEX | 99AAZMZM6 | OPTION | 30 | $14,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 234 | $13,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 1,000 | $13,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 700 | $13,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 271 | $13,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 300 | $13,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 79 | $13,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AAZR4UB | OPTION | 130 | $13,000 | thousands by filing date | call |
| WASTE MANAGEMENT INC | 99AAY2AHE | OPTION | 1,750 | $13,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 156 | $12,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 194 | $12,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 200 | $12,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 500 | $12,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 53 | $12,000 | thousands by filing date | put |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 560 | $12,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 7,107 | $12,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 2,400 | $12,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AAZMRN4 | OPTION | 20 | $12,000 | thousands by filing date | put |
| MICROSOFT CORP | 99AAX7LPP | OPTION | 538 | $12,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 100 | $11,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 200 | $11,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 400 | $11,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 800 | $11,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 300 | $11,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 800 | $11,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 300 | $11,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 400 | $11,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 318 | $11,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| S AND P 100 INDEX | 99AAWNXS8 | OPTION | 57 | $11,000 | thousands by filing date | put |
| S AND P 100 INDEX EUROPEAN | 99AAWNYX5 | OPTION | 5 | $11,000 | thousands by filing date | put |
| S AND P 100 INDEX | 99AAZGY8A | OPTION | 60 | $11,000 | thousands by filing date | put |
| S AND P 100 INDEX | 99AAZR388 | OPTION | 9 | $11,000 | thousands by filing date | call |
| S AND P 100 INDEX EUROPEAN | 99AAZSTPR | OPTION | 5 | $11,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 3,792 | $10,000 | thousands by filing date | put |
| PEGASYSTEMS INC COM | 705573103 | Stock | 300 | $10,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 150 | $10,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 500 | $10,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 183 | $10,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 3,624 | $10,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 97 | $10,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 600 | $10,000 | thousands by filing date | |
| AIR PRODUCTS & CHEMICALS | 9158106 | COM | 127 | $10,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| S AND P 100 INDEX | 99AAYK5V3 | OPTION | 37 | $10,000 | thousands by filing date | call |
| ALLSTATE CORP | 20002101 | OPTION | 200 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Procter & Gamble Co | 742718109 | COM | 132 | $9,000 | thousands by filing date | put |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 200 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 597 | $9,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 600 | $9,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 200 | $9,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 900 | $9,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP | 25932104 | COM | 194 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| S AND P 100 INDEX EUROPEAN | 99AAZNLUK | OPTION | 30 | $9,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HLDS | 49164205 | EQUITY | 200 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| S AND P 100 INDEX EUROPEAN | 99AAZSQH4 | OPTION | 25 | $9,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 254 | $8,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 649 | $8,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 100 | $8,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 200 | $8,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 517 | $8,000 | thousands by filing date | put |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 300 | $8,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 306 | $8,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 1,000 | $8,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 100 | $8,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 30 | $8,000 | thousands by filing date | put |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 3,900 | $8,000 | thousands by filing date | |
| ALLERGAN INC. | 18490102 | COM | 100 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| S AND P 100 INDEX | 99AAZR7T7 | OPTION | 200 | $8,000 | thousands by filing date | put |
| S AND P 100 INDEX EUROPEAN | 99AAZSR79 | OPTION | 6 | $8,000 | thousands by filing date | put |
| EXELON CORP | 99AAYZ698 | OPTION | 138 | $8,000 | thousands by filing date | put |
| GENERAL ELECTRIC CO | 99AAXN9Q4 | OPTION | 640 | $8,000 | thousands by filing date | put |
| ISHARES US REAL ESTATE ETF | 99AAXPA8H | OPTION | 52 | $8,000 | thousands by filing date | put |
| REPUBLIC SERVICES INC | 99AAYWEH7 | OPTION | 600 | $8,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 46 | $7,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 600 | $7,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 100 | $7,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 148 | $7,000 | thousands by filing date | put |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 1,000 | $7,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 356 | $7,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 500 | $7,000 | thousands by filing date | |
| S AND P 100 INDEX EUROPEAN | 99AAZNLUY | OPTION | 10 | $7,000 | thousands by filing date | put |
| S AND P 100 INDEX | 99AAZTV7E | OPTION | 46 | $7,000 | thousands by filing date | call |
| S AND P 100 INDEX | 99AAZUA5L | OPTION | 8 | $7,000 | thousands by filing date | call |
| S AND P 100 INDEX | 99AAZMYRN | OPTION | 153 | $7,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 100 | $6,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 179 | $6,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 644 | $6,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 100 | $6,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 118 | $6,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 390 | $6,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,600 | $6,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 100 | $6,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 50 | $6,000 | thousands by filing date | call |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 100 | $6,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 1,128 | $6,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 100 | $6,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 100 | $6,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 3,500 | $6,000 | thousands by filing date | |
| S AND P 100 INDEX EUROPEAN | 99AAZNLVP | OPTION | 2 | $6,000 | thousands by filing date | put |
| S AND P 100 INDEX | 99AAZGYMA | OPTION | 1 | $6,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 99AAZGCTG | OPTION | 55 | $6,000 | thousands by filing date | call |
| MANNKIND CORP | 99AAXKSRR | OPTION | 21 | $6,000 | thousands by filing date | call |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 100 | $5,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 80 | $5,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 429 | $5,000 | thousands by filing date | put |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 100 | $5,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 100 | $5,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 100 | $5,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 136 | $5,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 100 | $5,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 60 | $5,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 69 | $5,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 894 | $5,000 | thousands by filing date | put |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 100 | $5,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 100 | $5,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 200 | $5,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 200 | $5,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 100 | $5,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 1,000 | $5,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 100 | $5,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 381 | $5,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 380 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ATHERSYS INC | 04744L106 | COM | 3,059 | $5,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 100 | $5,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AAZGZCV | OPTION | 2 | $5,000 | thousands by filing date | call |
| S AND P 100 INDEX | 99AAZR343 | OPTION | 10 | $5,000 | thousands by filing date | put |
| S AND P 100 INDEX EUROPEAN | 99AAZHR4V | OPTION | 40 | $5,000 | thousands by filing date | put |
| S AND P 100 INDEX EUROPEAN | 99AAZHSEV | OPTION | 5 | $5,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 334 | $4,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 70 | $4,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 793 | $4,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 212 | $4,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 313 | $4,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 100 | $4,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 111 | $4,000 | thousands by filing date | put |
| ITRON INC COM | 465741106 | Stock | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 69 | $4,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 100 | $4,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 300 | $4,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 100 | $4,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 400 | $4,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 300 | $4,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 600 | $4,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 66 | $4,000 | thousands by filing date | put |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 509 | $4,000 | thousands by filing date | put |
| DREW INDS INC | 26168L205 | COM NEW | 100 | $4,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 257 | $4,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 100 | $4,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 8 | $4,000 | thousands by filing date | put |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 200 | $4,000 | thousands by filing date | |
| ALEXANDER AND BALDWIN INC | 14491104 | EQUITY | 100 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HATTERAS FINANCIAL CORP | 99AAY4836 | OPTION | 39 | $4,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 99AAYZ6T9 | OPTION | 9 | $4,000 | thousands by filing date | put |
| KHD HUMBOLDLT WEDAG COM | D4024H102 | EQUITY | 698 | $4,000 | thousands by filing date | |
| MANNKIND CORP | 99AAZGRZ7 | OPTION | 19 | $4,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 630 | $3,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 186 | $3,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 56 | $3,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 20 | $3,000 | thousands by filing date | put |
| KEMPER CORP COM | 488401100 | Stock | 100 | $3,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 100 | $3,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 100 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 100 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 50 | $3,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 400 | $3,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 800 | $3,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 473 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 100 | $3,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 17 | $3,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 100 | $3,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 100 | $3,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 485 | $3,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 143 | $3,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 100 | $3,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 200 | $3,000 | thousands by filing date | |
| KAYDON CORP | 486587108 | COM | 100 | $3,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 100 | $3,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 2,646 | $3,000 | thousands by filing date | |
| RAVEN GOLD CORP | 75421M203 | EQUITY | 2,962,135 | $3,000 | thousands by filing date | |
| S AND P 100 INDEX EUROPEAN | 99AAZSQV5 | OPTION | 5 | $3,000 | thousands by filing date | put |
| S AND P 100 INDEX | 99AAZMRK4 | OPTION | 9 | $3,000 | thousands by filing date | put |
| S AND P 100 INDEX | 99AAZMZVA | OPTION | 55 | $3,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT IN | 99AAZC3Y2 | OPTION | 12 | $3,000 | thousands by filing date | put |
| VODAFONE GROUP PLC-SP ADR | 99AAY6TX3 | OPTION | 97 | $3,000 | thousands by filing date | put |
| CVR PARTNERS LP | 99AAY57YR | OPTION | 24 | $3,000 | thousands by filing date | put |
| WELLS FARGO AND CO | 99AAZEF7B | OPTION | 241 | $3,000 | thousands by filing date | put |
| WELLS FARGO AND CO | 99AAX97W7 | OPTION | 84 | $3,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 45 | $2,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 172 | $2,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 40 | $2,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 165 | $2,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 45 | $2,000 | thousands by filing date | put |
| WALGREEN CO | 931422109 | COM | 183 | $2,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 98 | $2,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 200 | $2,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 397 | $2,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 11 | $2,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25 | $2,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 173 | $2,000 | thousands by filing date | put |
| COLUMBIA BKG SYS INC | 197236102 | COM | 100 | $2,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 100 | $2,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 60 | $2,000 | thousands by filing date | put |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 48 | $2,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 46 | $2,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 212 | $2,000 | thousands by filing date | put |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 25 | $2,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 100 | $2,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 100 | $2,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 100 | $2,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 50 | $2,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 449 | $2,000 | thousands by filing date | |
| Cliff Natural Resources, Inc. | 18683k408 | PFD | 100 | $2,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 186 | $2,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 200 | $2,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 100 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531593-13-000012 | this filing | 2013-08-15 | acceptance time not in the bulk data set |