13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 1,033 holding rows worth $1,884,135,000.
- Accession
- 0001512647-16-000013
- Filer
- CIK 1512647
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,033 entries on the cover page, a total value of $1,884,135,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,884,135,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 11,800 | $105,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 11,756 | $105,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 11,487 | $103,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,908 | $102,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 21,142 | $102,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 38,212 | $99,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 12,050 | $93,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 22,558 | $92,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,464 | $90,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 54,603 | $90,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 11,394 | $88,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 12,773 | $85,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 15,002 | $80,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,000 | $77,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 16,521 | $75,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 15,032 | $75,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,742 | $75,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 13,703 | $74,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 10,669 | $69,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 11,566 | $67,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 11,800 | $58,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,972 | $54,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 27,500 | $51,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 15,000 | $51,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 10,718 | $36,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 13,000 | $34,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 10,000 | $26,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 19,000 | $16,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 24,600 | $12,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 11,500 | $8,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 10,637 | $7,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 10,000 | $2,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 10,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512647-16-000013 | this filing | 2016-11-14 | acceptance time not in the bulk data set |