13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 1,033 holding rows worth $1,884,135,000.
- Accession
- 0001512647-16-000013
- Filer
- CIK 1512647
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,033 entries on the cover page, a total value of $1,884,135,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,884,135,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMPHENOL CORP NEW | 032095101 | COM | 9,316 | $605,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 5,584 | $605,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 20,108 | $603,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 18,316 | $602,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 22,134 | $602,000 | thousands by filing date | principal |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,496 | $601,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 17,600 | $599,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 12,341 | $598,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 14,167 | $597,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 42,399 | $597,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 57,828 | $596,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 4,738 | $595,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 20,017 | $595,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 39,151 | $594,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 26,117 | $594,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 36,139 | $590,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 10,076 | $589,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 13,200 | $583,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 23,505 | $580,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 13,793 | $579,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 13,858 | $576,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 19,058 | $576,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 6,331 | $575,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 13,657 | $572,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 7,358 | $569,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,622 | $565,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 8,805 | $564,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,623 | $563,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 12,155 | $560,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 17,474 | $558,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 28,567 | $558,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 8,774 | $557,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 57,751 | $557,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 4,783 | $555,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 9,000 | $553,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 8,529 | $550,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 7,304 | $549,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 17,402 | $547,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 42,111 | $545,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,400 | $541,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 21,017 | $540,000 | thousands by filing date | principal |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,435 | $539,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 11,208 | $538,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 8,117 | $536,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 18,915 | $530,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 9,024 | $526,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 13,362 | $525,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 18,736 | $523,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 9,687 | $520,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 51,229 | $519,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 43,497 | $518,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 97,522 | $515,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 7,436 | $514,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,950 | $514,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 33,400 | $512,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 14,866 | $511,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 32,831 | $510,000 | thousands by filing date | |
| FINANCIAL SERVICES SELECT SECTOR SPDR FUND | 81369Y878 | ETF | 16,745 | $510,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 12,267 | $509,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 7,664 | $508,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 7,767 | $504,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 13,707 | $504,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,793 | $502,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 4,118 | $502,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 3,991 | $500,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 3,896 | $500,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 26,474 | $500,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 15,817 | $498,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,121 | $497,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 23,111 | $496,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 19,173 | $493,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 21,901 | $493,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 25,877 | $493,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 9,444 | $489,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 51,810 | $489,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 18,892 | $488,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 3,943 | $487,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 7,611 | $486,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 11,928 | $484,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 5,915 | $481,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,879 | $471,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 24,629 | $470,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 4,613 | $469,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,002 | $467,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 23,586 | $467,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,204 | $466,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 9,775 | $464,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 27,400 | $464,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 11,052 | $462,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,524 | $462,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 17,768 | $461,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 43,486 | $461,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 51,120 | $460,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 14,968 | $460,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,090 | $459,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 13,041 | $459,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 17,056 | $458,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 8,625 | $456,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,448 | $454,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 6,248 | $452,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,113 | $452,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 33,914 | $452,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 19,214 | $451,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 8,785 | $451,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 48,900 | $450,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 61,000 | $448,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 5,554 | $447,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,308 | $447,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 40,540 | $446,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 7,343 | $445,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 72,696 | $443,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 20,348 | $443,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 18,087 | $442,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 18,266 | $442,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 9,101 | $441,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 11,529 | $435,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 32,552 | $434,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5,462 | $433,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 20,799 | $433,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 39,541 | $433,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 10,704 | $428,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 5,280 | $427,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 7,206 | $427,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,909 | $426,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 9,596 | $426,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 3,921 | $423,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 18,456 | $421,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 11,948 | $421,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 17,423 | $418,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,835 | $418,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 10,871 | $414,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 6,837 | $410,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 5,156 | $410,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 3,587 | $409,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 16,679 | $405,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 4,504 | $401,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 5,305 | $400,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 6,208 | $400,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,930 | $399,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 7,573 | $395,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 7,823 | $393,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 25,500 | $393,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 8,300 | $393,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,447 | $390,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 7,399 | $390,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,953 | $388,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 24,153 | $388,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 18,871 | $387,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 9,675 | $386,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 24,813 | $385,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 26,967 | $385,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 8,211 | $384,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,185 | $381,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 7,106 | $381,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 10,620 | $379,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 5,789 | $378,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 10,508 | $376,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 25,764 | $376,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 10,259 | $375,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 27,893 | $375,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 14,703 | $374,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,898 | $373,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7,816 | $373,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,063 | $370,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 9,605 | $369,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,034 | $366,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 46,411 | $366,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 7,072 | $364,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 6,801 | $364,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 7,865 | $363,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 50,500 | $363,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,075 | $362,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,990 | $362,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 8,331 | $358,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 8,346 | $357,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,129 | $357,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,639 | $355,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,266 | $355,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,294 | $354,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 4,721 | $353,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 19,904 | $353,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,233 | $351,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 8,252 | $351,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 24,857 | $351,000 | thousands by filing date | |
| MGC | 921910873 | COM | 4,751 | $350,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 3,428 | $350,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 11,699 | $349,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,920 | $347,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 21,761 | $344,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 8,930 | $342,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 3,917 | $342,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,828 | $342,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 5,033 | $342,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 10,269 | $341,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 6,266 | $341,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 8,774 | $340,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 5,128 | $336,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 3,535 | $335,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 20,159 | $335,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 6,421 | $334,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 11,244 | $334,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 6,875 | $333,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,227 | $333,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,516 | $332,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 2,295 | $331,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,576 | $331,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,583 | $331,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 2,869 | $331,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 9,750 | $329,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,369 | $327,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 7,471 | $327,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 6,500 | $326,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 8,167 | $325,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,913 | $324,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,229 | $324,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 4,850 | $323,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 21,416 | $323,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 9,509 | $322,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 24,224 | $322,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 24,997 | $321,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5,169 | $321,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 3,045 | $321,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,511 | $320,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 5,837 | $317,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 6,606 | $313,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,601 | $312,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 5,312 | $312,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 3,556 | $311,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,036 | $310,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 31,137 | $310,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 9,738 | $308,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 422 | $306,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,757 | $306,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,065 | $306,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 5,158 | $306,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 39,957 | $305,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 3,623 | $305,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,670 | $304,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 11,826 | $304,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,845 | $303,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 22,179 | $301,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,952 | $301,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 25,760 | $301,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 11,695 | $300,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,428 | $298,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 6,506 | $298,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 6,029 | $297,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 12,039 | $297,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 6,891 | $297,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 10,451 | $296,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 8,835 | $296,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 29,246 | $296,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 14,689 | $296,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,091 | $294,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 16,173 | $294,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 5,373 | $294,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 2,957 | $294,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 21,500 | $294,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,897 | $293,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 3,763 | $293,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 22,318 | $293,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 9,084 | $292,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,301 | $292,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 10,387 | $291,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 13,471 | $291,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,997 | $290,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,547 | $290,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 4,665 | $288,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 7,531 | $287,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 40,000 | $287,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,746 | $285,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 17,141 | $285,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 8,711 | $284,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 5,312 | $284,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 4,985 | $283,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,788 | $281,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 16,907 | $281,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 8,918 | $281,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 7,870 | $281,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,500 | $281,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 38,325 | $278,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 11,051 | $278,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,237 | $277,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 9,162 | $277,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 15,370 | $276,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,271 | $274,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,181 | $274,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,003 | $273,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 5,163 | $273,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 11,086 | $272,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 19,869 | $271,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 12,564 | $270,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,907 | $269,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 18,244 | $269,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 17,680 | $268,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 34,302 | $267,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 9,331 | $267,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 8,459 | $266,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 16,890 | $266,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 9,894 | $266,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,878 | $264,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 9,077 | $263,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,259 | $263,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,078 | $262,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 12,188 | $262,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 3,706 | $262,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 6,829 | $261,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 32,697 | $261,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 5,289 | $261,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 3,005 | $261,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,930 | $260,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 11,233 | $260,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 7,876 | $257,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 9,782 | $257,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 11,473 | $257,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 48,588 | $257,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 35,209 | $256,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 30,060 | $256,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 4,736 | $254,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 20,763 | $254,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 16,157 | $254,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 18,214 | $252,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 10,212 | $251,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 7,919 | $248,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,700 | $248,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,634 | $246,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 8,226 | $246,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,792 | $246,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 18,623 | $246,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 12,940 | $246,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 7,737 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,135 | $245,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 4,304 | $244,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 14,512 | $244,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 15,834 | $244,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 8,136 | $244,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 4,136 | $241,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,255 | $241,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 50,907 | $241,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 3,041 | $240,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 10,209 | $240,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 7,220 | $239,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 2,566 | $239,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 13,237 | $238,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 15,513 | $238,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 13,635 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 2,095 | $237,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 13,289 | $237,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 4,662 | $237,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,225 | $236,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,500 | $236,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 11,560 | $236,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 5,465 | $235,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 41,747 | $235,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,752 | $233,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 5,400 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 4,897 | $233,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,767 | $232,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 7,125 | $232,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 8,115 | $231,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 7,953 | $231,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 18,411 | $231,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 31,606 | $231,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,957 | $230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 7,135 | $230,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 18,963 | $229,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,111 | $228,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,686 | $228,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,340 | $228,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,740 | $228,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 15,088 | $228,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 5,869 | $228,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,413 | $227,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,324 | $227,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,339 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,465 | $227,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 8,716 | $227,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,005 | $225,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,335 | $225,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 6,038 | $225,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 12,894 | $225,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 16,981 | $225,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 12,227 | $225,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 8,453 | $224,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,286 | $223,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 5,358 | $223,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,547 | $222,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 8,607 | $222,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,948 | $222,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 10,556 | $222,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,700 | $222,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 9,562 | $222,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,563 | $218,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 16,174 | $218,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 25,511 | $218,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,946 | $217,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 6,325 | $217,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 12,410 | $217,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 4,275 | $217,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,943 | $217,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 13,507 | $217,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,335 | $216,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 165 | $216,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 1,571 | $216,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,514 | $215,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 8,004 | $215,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 6,040 | $215,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,204 | $214,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,751 | $213,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 13,073 | $213,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 13,252 | $213,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 20,812 | $212,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 26,520 | $212,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,786 | $211,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 8,138 | $211,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 5,479 | $210,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 4,830 | $210,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,830 | $210,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 42,300 | $209,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 15,643 | $209,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 2,582 | $209,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,535 | $208,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,685 | $208,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 10,377 | $207,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 9,953 | $207,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 9,086 | $206,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 8,478 | $205,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 2,767 | $204,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 3,882 | $204,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,888 | $204,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 24,759 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 6,341 | $204,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,082 | $203,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 7,094 | $203,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 3,874 | $203,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,678 | $203,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 20,850 | $203,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 8,154 | $203,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,867 | $202,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 11,200 | $202,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,093 | $201,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 3,210 | $201,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 6,431 | $201,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 14,446 | $200,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 17,173 | $197,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 23,782 | $197,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 12,500 | $197,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 19,867 | $196,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 14,337 | $194,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 14,500 | $191,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 16,562 | $190,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,969 | $189,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 13,922 | $186,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 10,608 | $185,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 21,204 | $184,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 10,970 | $184,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 45,100 | $183,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 19,000 | $182,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 25,674 | $182,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 12,342 | $179,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 35,834 | $178,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,397 | $172,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,000 | $171,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 17,158 | $169,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 34,262 | $168,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 14,727 | $165,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 20,191 | $164,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 23,572 | $164,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 17,019 | $162,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,066 | $160,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 10,000 | $157,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,031 | $156,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 14,239 | $154,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,000 | $152,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 11,944 | $151,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 28,556 | $146,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,188 | $145,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 16,416 | $144,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 21,943 | $138,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 15,830 | $138,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,026 | $136,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 11,141 | $134,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 13,000 | $132,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 120,000 | $131,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 13,966 | $129,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 12,025 | $128,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 17,056 | $127,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,728 | $123,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 10,329 | $121,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,083 | $119,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 28,515 | $119,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,218 | $115,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 13,000 | $115,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 19,444 | $113,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,131 | $112,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 10,953 | $112,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 12,603 | $112,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 18,655 | $108,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 10,132 | $106,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 12,885 | $105,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512647-16-000013 | this filing | 2016-11-14 | acceptance time not in the bulk data set |