13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 1,046 holding rows worth $1,817,933,000.
- Accession
- 0001512647-15-000007
- Filer
- CIK 1512647
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,046 entries on the cover page, a total value of $1,817,933,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,817,933,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 31,877 | $103,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 16,338 | $102,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 40,581 | $102,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 46,848 | $99,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,000 | $97,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 15,941 | $96,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 12,325 | $94,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 16,222 | $93,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 16,943 | $91,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 21,615 | $88,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 13,673 | $87,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 23,289 | $85,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 16,938 | $79,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 14,677 | $79,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 42,711 | $79,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 10,000 | $78,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 17,613 | $77,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 13,550 | $76,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,127 | $75,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 17,869 | $68,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,660 | $58,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 10,711 | $54,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 46,800 | $48,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 12,500 | $47,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 55,731 | $46,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,500 | $44,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 18,000 | $41,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 14,877 | $41,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 17,228 | $41,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 21,900 | $41,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 15,986 | $40,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 44,000 | $38,000 | thousands by filing date | principal |
| U S GLOBAL INVS INC | 902952100 | CL A | 20,000 | $32,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 10,000 | $31,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 13,325 | $30,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 12,201 | $28,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 37,750 | $27,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 15,660 | $21,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 10,000 | $20,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 45,000 | $19,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 31,451 | $11,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 24,600 | $9,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 14,000 | $9,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 20,000 | $9,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 15,000 | $4,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 20,000 | $2,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512647-15-000007 | this filing | 2015-11-12 | acceptance time not in the bulk data set |