13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 1,046 holding rows worth $1,817,933,000.
- Accession
- 0001512647-15-000007
- Filer
- CIK 1512647
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,046 entries on the cover page, a total value of $1,817,933,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,817,933,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287192 | US TRSPRTION | 4,441 | $619,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 12,635 | $617,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 13,037 | $616,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 29,042 | $615,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 32,726 | $612,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 12,578 | $609,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 7,365 | $608,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 4,382 | $606,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 25,160 | $601,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 31,174 | $599,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 8,703 | $599,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 38,119 | $597,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 13,425 | $595,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 4,930 | $593,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,253 | $593,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 31,358 | $587,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 15,687 | $584,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,921 | $580,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 12,561 | $580,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 10,171 | $579,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 8,304 | $579,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 12,036 | $576,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 6,641 | $568,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 43,231 | $567,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 12,141 | $564,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 7,601 | $563,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 23,848 | $563,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 41,924 | $561,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 12,870 | $559,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 20,275 | $556,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 5,833 | $555,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 13,833 | $555,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 21,633 | $554,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 13,371 | $551,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 19,374 | $550,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 41,758 | $546,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 17,707 | $542,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 12,128 | $540,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 6,201 | $537,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 19,216 | $537,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 35,454 | $537,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 60,592 | $536,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 46,959 | $536,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 6,843 | $535,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 13,246 | $530,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 8,654 | $529,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,830 | $528,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 6,066 | $526,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 9,741 | $524,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 22,493 | $523,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 20,430 | $522,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 15,765 | $521,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 7,499 | $520,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,633 | $519,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 9,212 | $519,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 104,753 | $518,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 13,488 | $515,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 19,850 | $512,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 15,192 | $508,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 19,832 | $501,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 18,454 | $499,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,379 | $497,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 12,868 | $495,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 71,256 | $495,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 83,772 | $494,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 5,605 | $490,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 107,829 | $488,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 12,784 | $488,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,666 | $487,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 7,239 | $483,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 9,675 | $483,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 6,656 | $480,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,031 | $479,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 12,025 | $472,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,357 | $469,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,239 | $466,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,916 | $465,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 54,038 | $465,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 15,410 | $456,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 12,090 | $456,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 9,627 | $454,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 6,732 | $454,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 7,900 | $453,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,617 | $449,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 8,486 | $449,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 23,334 | $449,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 36,840 | $448,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 15,482 | $447,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 11,374 | $446,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 4,214 | $446,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 13,827 | $445,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,957 | $444,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,962 | $443,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 14,153 | $443,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 13,882 | $443,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 615 | $442,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 44,307 | $437,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 7,336 | $437,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 17,714 | $436,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 6,313 | $435,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 23,501 | $434,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 5,979 | $433,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 29,285 | $433,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,809 | $432,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 4,775 | $432,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 11,921 | $432,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 2,362 | $429,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,439 | $427,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 44,638 | $427,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 13,059 | $426,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 10,115 | $426,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 16,777 | $426,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 10,643 | $426,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 6,002 | $425,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 13,899 | $424,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 7,475 | $424,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 8,204 | $424,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 10,459 | $423,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,967 | $421,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,760 | $420,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 8,132 | $420,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 4,467 | $420,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 13,619 | $419,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 8,218 | $418,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,689 | $415,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 10,483 | $415,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 4,308 | $413,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 42,150 | $410,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 9,358 | $406,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 6,843 | $406,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 12,145 | $405,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 3,926 | $402,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 3,638 | $402,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 8,926 | $401,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 12,531 | $401,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 4,971 | $400,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 9,572 | $399,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 5,026 | $397,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,239 | $397,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,811 | $395,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 4,819 | $394,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 16,452 | $393,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,999 | $392,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 8,639 | $392,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 20,885 | $391,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 14,672 | $390,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 3,474 | $389,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 12,000 | $385,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 53,869 | $383,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 13,059 | $382,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,493 | $380,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 11,258 | $379,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,809 | $378,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 31,715 | $378,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 44,184 | $376,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,888 | $375,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 13,746 | $375,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 86,821 | $375,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 14,687 | $373,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 5,177 | $372,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 9,515 | $372,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 5,117 | $371,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,475 | $369,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 19,362 | $369,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 51,035 | $368,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 3,594 | $368,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 12,002 | $368,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 7,494 | $367,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 16,210 | $365,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 13,362 | $364,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 35,770 | $362,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 5,342 | $360,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 26,888 | $357,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 25,762 | $356,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,116 | $355,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,248 | $355,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 6,103 | $355,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 77,823 | $354,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 9,608 | $352,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 4,953 | $351,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 31,746 | $351,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,577 | $350,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 13,218 | $350,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,881 | $350,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 15,348 | $348,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,957 | $347,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 14,063 | $345,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,856 | $345,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 15,490 | $345,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 41,911 | $344,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 8,256 | $343,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 9,227 | $342,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 22,991 | $338,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 34,645 | $338,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,273 | $337,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 7,642 | $337,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 36,789 | $336,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 4,152 | $332,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,815 | $331,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 35,259 | $330,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 6,813 | $328,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,802 | $327,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,596 | $325,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,062 | $324,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 12,266 | $323,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 2,834 | $323,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 37,349 | $321,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 6,420 | $319,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 5,400 | $319,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 23,755 | $318,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 16,659 | $318,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 11,993 | $317,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 16,128 | $314,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,671 | $314,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 5,719 | $314,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,146 | $313,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 9,063 | $312,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 3,398 | $311,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 6,434 | $311,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 4,217 | $309,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 21,751 | $309,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 38,500 | $309,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 41,051 | $309,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 6,253 | $308,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 9,893 | $307,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 8,003 | $307,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 5,733 | $305,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 34,475 | $304,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 14,425 | $304,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 52,512 | $303,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 15,408 | $303,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 10,096 | $302,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 5,246 | $300,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,167 | $299,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 11,348 | $298,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,072 | $297,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 12,549 | $297,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 13,725 | $295,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 6,325 | $295,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 8,663 | $295,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,937 | $294,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,479 | $294,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,593 | $294,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 28,530 | $293,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 12,928 | $292,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 12,073 | $292,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 6,587 | $291,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 4,649 | $291,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 17,739 | $290,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,091 | $290,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 15,087 | $290,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 33,277 | $290,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 20,559 | $289,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,527 | $289,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 18,446 | $288,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,589 | $287,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 11,614 | $287,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,611 | $286,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 5,813 | $285,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 23,809 | $285,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 9,196 | $285,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 36,292 | $285,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,533 | $284,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 3,797 | $284,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,633 | $284,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 4,043 | $283,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,754 | $283,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,966 | $282,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,878 | $282,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 9,366 | $279,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 39,037 | $279,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 2,142 | $277,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 5,916 | $277,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,061 | $277,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 9,726 | $277,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 6,727 | $277,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,544 | $276,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,590 | $276,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,746 | $276,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 7,721 | $276,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 11,291 | $276,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 15,045 | $275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 4,414 | $275,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,233 | $275,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,123 | $274,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 16,727 | $274,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 28,535 | $274,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 4,668 | $273,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 22,403 | $273,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 4,602 | $273,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,145 | $272,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 5,276 | $270,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,353 | $270,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,855 | $270,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 27,554 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 15,642 | $269,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 18,356 | $269,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 3,014 | $268,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 12,119 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 6,924 | $268,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,173 | $266,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 15,189 | $266,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 17,768 | $266,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,584 | $266,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 17,653 | $266,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,517 | $265,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,459 | $263,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,821 | $262,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,691 | $261,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,518 | $259,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 22,215 | $259,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 10,965 | $258,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 9,455 | $257,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,134 | $256,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 14,081 | $256,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 13,302 | $256,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 13,467 | $255,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,172 | $254,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 8,051 | $254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,740 | $253,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 8,760 | $252,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 42,404 | $252,000 | thousands by filing date | |
| DIGITAL RLTY TR INC 6.35 PFD I CUM | 253868863 | REIT | 10,200 | $252,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 8,892 | $251,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 24,750 | $251,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 309 | $250,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 4,597 | $250,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 19,410 | $250,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 33,418 | $250,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,977 | $249,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 12,929 | $249,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 31,520 | $249,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,587 | $248,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,022 | $247,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 12,511 | $247,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 34,174 | $243,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 12,325 | $243,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 33,990 | $242,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 4,454 | $242,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,474 | $241,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 14,702 | $240,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,482 | $239,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 3,743 | $238,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,837 | $237,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,625 | $236,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 6,487 | $236,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,167 | $236,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 9,973 | $234,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 1,829 | $234,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,008 | $233,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 5,008 | $231,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,982 | $230,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 12,172 | $229,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 19,774 | $229,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 26,539 | $229,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 31,209 | $229,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,334 | $227,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 60,697 | $227,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,561 | $226,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 9,797 | $226,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 6,951 | $226,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 11,474 | $224,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,248 | $223,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 14,567 | $222,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 3,573 | $222,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 11,082 | $222,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 7,121 | $221,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 8,950 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 4,997 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 21,563 | $221,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 6,827 | $220,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,292 | $220,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 32,418 | $220,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 9,125 | $219,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,874 | $219,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,236 | $219,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 16,679 | $219,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 17,010 | $219,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 9,736 | $219,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 2,507 | $219,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,734 | $218,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,346 | $218,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,864 | $218,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 16,235 | $217,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,938 | $216,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 3,465 | $216,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 12,580 | $216,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,005 | $215,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,636 | $215,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,318 | $214,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 13,388 | $214,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,396 | $212,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 11,566 | $212,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 4,422 | $212,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 4,143 | $212,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 12,069 | $210,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 9,302 | $210,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 4,448 | $210,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 7,857 | $210,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,256 | $210,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 19,471 | $210,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 8,671 | $210,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 8,713 | $210,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,100 | $209,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 12,250 | $208,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,437 | $207,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,575 | $207,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,281 | $207,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 5,709 | $207,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,802 | $206,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 4,918 | $206,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,495 | $205,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,736 | $205,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 4,491 | $205,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 6,195 | $204,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,146 | $203,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 2,839 | $203,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 6,505 | $203,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 2,746 | $203,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 13,321 | $202,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 19,884 | $202,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,955 | $201,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 13,550 | $201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,596 | $200,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,887 | $200,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 20,529 | $200,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 19,266 | $191,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 16,908 | $191,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,901 | $190,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 16,911 | $190,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 15,011 | $189,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 16,313 | $188,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 38,381 | $188,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 12,500 | $187,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 16,320 | $184,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 13,521 | $183,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 19,585 | $183,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 29,828 | $181,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 11,269 | $181,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 11,559 | $181,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 11,981 | $179,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 28,063 | $178,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 15,138 | $176,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 10,506 | $176,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 20,795 | $173,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 26,788 | $173,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 13,769 | $173,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 10,786 | $172,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 33,710 | $170,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 29,222 | $169,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 16,076 | $169,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 12,641 | $169,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 17,078 | $168,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 12,207 | $167,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 14,650 | $165,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,753 | $163,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 10,456 | $163,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 17,671 | $163,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 41,310 | $162,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 10,826 | $160,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 10,036 | $160,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,200 | $160,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 12,439 | $159,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 23,118 | $158,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 15,192 | $157,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 25,388 | $155,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 25,488 | $153,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,033 | $152,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 10,443 | $152,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,245 | $150,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 25,674 | $150,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 11,242 | $150,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 15,783 | $149,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 18,377 | $148,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 17,648 | $146,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 23,534 | $145,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 15,313 | $144,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 42,730 | $141,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 10,032 | $138,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 12,114 | $135,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 20,500 | $131,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 13,604 | $130,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 11,030 | $128,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,339 | $127,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 15,175 | $126,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 18,473 | $125,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 11,315 | $123,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 46,658 | $123,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 17,168 | $122,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 15,724 | $120,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 18,364 | $118,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 11,386 | $118,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 19,406 | $117,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 15,780 | $117,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 12,806 | $117,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 20,020 | $108,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 17,000 | $108,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 17,620 | $106,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 13,100 | $106,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,486 | $105,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512647-15-000007 | this filing | 2015-11-12 | acceptance time not in the bulk data set |