13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 1,029 holding rows worth $1,260,749,000.
- Accession
- 0001512647-14-000008
- Filer
- CIK 1512647
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 1,029 entries on the cover page, a total value of $1,260,749,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,260,749,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 34,500 | $66,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 22,900 | $65,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 22,376 | $64,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 47,600 | $63,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 16,500 | $62,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 14,200 | $61,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 10,733 | $60,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 25,369 | $60,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 12,000 | $58,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 10,000 | $53,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 18,844 | $51,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 10,364 | $50,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 11,390 | $50,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 12,416 | $48,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 17,600 | $43,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 45,000 | $40,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 20,500 | $38,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 20,000 | $38,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 20,000 | $33,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 14,000 | $29,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 12,115 | $25,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 11,400 | $23,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 11,200 | $16,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 12,000 | $14,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 20,000 | $14,000 | thousands by filing date | principal |
| CAMAC ENERGY INC | 131745101 | COM | 19,207 | $13,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 19,055 | $11,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 12,500 | $11,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397184 | RIGHT 10/20/2014 | 69,154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512647-14-000008 | this filing | 2014-11-12 | acceptance time not in the bulk data set |