13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 1,029 holding rows worth $1,260,749,000.
- Accession
- 0001512647-14-000008
- Filer
- CIK 1512647
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 1,029 entries on the cover page, a total value of $1,260,749,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,260,749,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRSTENERGY CORP | 337932107 | COM | 15,272 | $515,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 10,082 | $515,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 12,463 | $513,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 10,195 | $511,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,121 | $511,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 5,711 | $511,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 25,494 | $510,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 22,098 | $510,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 12,605 | $508,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 4,719 | $507,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 47,998 | $506,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 12,468 | $500,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 15,297 | $500,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,300 | $496,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 58,145 | $496,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 2,059 | $494,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 23,572 | $488,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 10,955 | $486,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 65,110 | $486,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 8,178 | $485,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 15,405 | $485,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,419 | $483,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 33,410 | $477,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 19,979 | $476,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 5,548 | $474,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,732 | $473,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,284 | $470,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 7,189 | $469,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 16,952 | $468,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 13,831 | $467,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10,726 | $466,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 5,808 | $464,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 12,454 | $463,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 5,120 | $461,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 10,987 | $461,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,505 | $459,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 39,531 | $459,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 13,421 | $458,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 7,597 | $458,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 17,833 | $456,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 12,186 | $455,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 45,615 | $455,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 42,934 | $455,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 4,087 | $454,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 5,123 | $453,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,356 | $452,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 28,250 | $452,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 10,216 | $451,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 3,806 | $450,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 6,119 | $450,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 18,757 | $448,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,782 | $446,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 5,286 | $446,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 7,204 | $444,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,881 | $442,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 7,855 | $440,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 7,101 | $438,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 69,154 | $438,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 8,884 | $437,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 3,904 | $437,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 62,240 | $437,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 9,911 | $437,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 4,500 | $431,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 11,274 | $431,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 5,536 | $431,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 4,859 | $430,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 9,746 | $430,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 11,150 | $430,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 16,080 | $430,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 11,560 | $427,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 7,656 | $427,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,702 | $425,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 21,045 | $425,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 10,326 | $422,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,915 | $421,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 11,594 | $421,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,668 | $420,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 23,230 | $418,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 6,887 | $417,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,771 | $416,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 21,645 | $415,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 15,405 | $414,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 5,490 | $413,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 5,235 | $413,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 10,008 | $410,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 7,886 | $410,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 34,882 | $409,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 4,385 | $408,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,724 | $407,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 9,195 | $407,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 27,821 | $406,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 9,740 | $403,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 17,989 | $402,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 5,643 | $401,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,609 | $401,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 9,729 | $400,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 9,422 | $399,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 39,458 | $397,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 7,585 | $396,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 4,554 | $396,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 11,526 | $395,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 5,388 | $395,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,500 | $394,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 26,680 | $394,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 23,125 | $393,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 26,015 | $391,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 29,542 | $391,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,601 | $389,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 338 | $388,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 20,088 | $387,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 46,339 | $387,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,881 | $387,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,353 | $386,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 7,092 | $386,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 19,450 | $386,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 7,198 | $384,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 13,045 | $382,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 37,756 | $382,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 7,886 | $382,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 10,093 | $381,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 6,416 | $381,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 6,552 | $380,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 8,946 | $380,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 20,443 | $380,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,039 | $379,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 12,426 | $378,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 6,184 | $378,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 8,228 | $375,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 5,086 | $375,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 4,172 | $375,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 16,505 | $375,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 43,056 | $375,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 4,260 | $374,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 13,698 | $373,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 21,365 | $371,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 14,362 | $371,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 15,683 | $370,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 5,724 | $369,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,216 | $367,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 6,657 | $367,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 6,882 | $365,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 6,500 | $365,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,605 | $364,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 3,049 | $364,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 7,805 | $363,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 37,197 | $363,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 11,295 | $363,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,800 | $363,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 8,131 | $361,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 12,969 | $360,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 15,335 | $360,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 13,400 | $360,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,872 | $359,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 5,922 | $359,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 5,270 | $358,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 28,098 | $355,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,072 | $354,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 6,916 | $354,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 29,940 | $353,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 9,649 | $353,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 43,736 | $353,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,813 | $352,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 47,238 | $351,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 9,420 | $350,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 6,358 | $348,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 28,700 | $345,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 4,520 | $345,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 6,281 | $343,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 5,660 | $343,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,792 | $342,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 4,354 | $342,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 6,680 | $342,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 15,444 | $340,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 23,077 | $339,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 5,946 | $337,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 16,756 | $335,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 10,787 | $335,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 4,548 | $335,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 2,568 | $334,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,774 | $333,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 6,800 | $333,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,263 | $333,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 33,536 | $333,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 16,711 | $330,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,700 | $329,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 9,100 | $327,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 12,843 | $327,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 10,497 | $325,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 12,099 | $325,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 9,163 | $325,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 7,826 | $324,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 10,259 | $324,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,210 | $323,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 3,491 | $323,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 26,267 | $323,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 10,010 | $323,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,498 | $322,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 11,872 | $322,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 8,493 | $321,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 39,638 | $321,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 11,669 | $321,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 6,330 | $320,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 12,978 | $320,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 2,990 | $319,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,833 | $317,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 33,815 | $316,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 4,905 | $316,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 6,002 | $315,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 7,807 | $314,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 14,617 | $314,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,250 | $314,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,618 | $313,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 14,921 | $313,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 4,761 | $313,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 18,110 | $313,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 8,207 | $313,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 10,208 | $312,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 13,051 | $312,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 20,049 | $312,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 8,875 | $311,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,139 | $311,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,735 | $310,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,751 | $310,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 5,275 | $309,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 3,843 | $308,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 13,396 | $308,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,487 | $305,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 4,349 | $304,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 8,546 | $304,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 9,472 | $303,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 5,330 | $301,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 31,637 | $296,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 11,017 | $294,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 6,325 | $294,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 10,600 | $294,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 33,843 | $293,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 31,886 | $292,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 4,298 | $292,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,455 | $290,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,635 | $290,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 3,104 | $290,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,254 | $289,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,330 | $289,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,655 | $289,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 12,375 | $289,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 20,041 | $288,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 13,600 | $287,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 33,650 | $287,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,261 | $285,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,054 | $284,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 17,343 | $284,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,897 | $283,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 2,366 | $283,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,881 | $282,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,759 | $282,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,716 | $282,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 16,525 | $281,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 92,088 | $281,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 18,156 | $280,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 21,942 | $280,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,654 | $279,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 13,557 | $279,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 4,607 | $278,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 6,862 | $277,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,689 | $277,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,533 | $276,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,590 | $276,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,645 | $276,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,772 | $275,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 10,823 | $275,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 36,636 | $275,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,651 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 8,038 | $274,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 10,580 | $273,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 6,015 | $272,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 3,815 | $271,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 18,131 | $271,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 9,200 | $271,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,996 | $269,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 5,902 | $269,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 5,227 | $268,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,341 | $268,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 19,245 | $268,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 27,839 | $268,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 12,925 | $268,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,067 | $267,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 7,796 | $267,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 4,294 | $267,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 11,736 | $267,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,033 | $266,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 29,948 | $266,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,791 | $266,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 11,170 | $266,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 5,379 | $265,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 3,992 | $264,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 5,594 | $263,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 18,126 | $262,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 571 | $261,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 11,315 | $260,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 11,312 | $259,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 11,373 | $259,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 8,369 | $259,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 6,217 | $258,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,309 | $256,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 31,908 | $256,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 8,159 | $256,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,276 | $255,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 19,174 | $255,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 3,165 | $254,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,900 | $253,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 9,509 | $253,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 23,942 | $253,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 17,141 | $251,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 9,964 | $251,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 6,471 | $250,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 7,191 | $248,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 7,233 | $248,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,304 | $247,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 4,441 | $247,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,555 | $246,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 5,793 | $246,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 13,611 | $246,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 6,347 | $245,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 364 | $244,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 5,149 | $244,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,351 | $244,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,666 | $243,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 18,553 | $242,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,775 | $242,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,878 | $242,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 4,368 | $242,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 13,670 | $242,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 4,124 | $242,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,422 | $241,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,645 | $241,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,366 | $240,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 22,655 | $240,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 6,752 | $239,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 7,029 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 5,401 | $237,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,584 | $236,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 8,935 | $236,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 11,200 | $236,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 3,817 | $235,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 22,290 | $235,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 6,780 | $233,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,116 | $233,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 42,615 | $233,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 34,347 | $233,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 10,743 | $232,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,182 | $232,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 7,133 | $232,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,836 | $231,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 10,850 | $231,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 28,529 | $231,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 12,850 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 7,156 | $230,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 11,500 | $230,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 4,010 | $230,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 8,268 | $228,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 12,800 | $228,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 5,213 | $228,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 18,714 | $228,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 15,259 | $227,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 17,830 | $227,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,245 | $226,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 7,325 | $225,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 15,450 | $225,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 16,742 | $224,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 16,797 | $224,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 2,297 | $223,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 9,560 | $223,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 3,805 | $222,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,953 | $221,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 34,324 | $221,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 6,565 | $220,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,343 | $219,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 26,536 | $219,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 17,268 | $218,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,272 | $218,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,968 | $218,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,137 | $217,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,365 | $217,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 5,250 | $217,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 12,388 | $216,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 2,356 | $216,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 14,160 | $216,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 5,700 | $216,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 5,937 | $215,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 11,775 | $215,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 62,909 | $215,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 6,823 | $215,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 7,400 | $213,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,935 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 10,719 | $213,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 31,649 | $213,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 18,264 | $212,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 5,606 | $211,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,272 | $210,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 4,478 | $210,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 4,552 | $210,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 21,766 | $210,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 16,774 | $210,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,331 | $210,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 4,090 | $210,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 3,767 | $209,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 11,570 | $209,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 456 | $208,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 6,272 | $208,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 10,877 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 7,052 | $207,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,984 | $207,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,448 | $206,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 1,699 | $205,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,867 | $204,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 5,125 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 17,589 | $204,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 18,980 | $204,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 1,910 | $204,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 11,180 | $203,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 3,706 | $203,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 31,300 | $202,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 8,505 | $201,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 2,798 | $201,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 8,523 | $200,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 13,858 | $195,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 14,239 | $194,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 10,825 | $194,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 21,067 | $194,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 15,667 | $193,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 11,185 | $190,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 18,870 | $188,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 18,753 | $188,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 22,200 | $187,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 14,554 | $185,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 30,777 | $185,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 12,240 | $181,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 13,688 | $172,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 13,800 | $168,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 11,859 | $167,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 10,798 | $167,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,634 | $163,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 11,800 | $163,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 11,750 | $162,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,200 | $162,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 17,050 | $159,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 11,830 | $158,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 17,000 | $158,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,766 | $157,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 13,491 | $154,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,515 | $154,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 10,000 | $154,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 10,910 | $152,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 14,381 | $149,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 25,990 | $148,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 16,905 | $148,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 13,991 | $147,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 13,425 | $145,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 71,375 | $143,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 22,007 | $140,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,583 | $139,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 10,485 | $139,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 10,000 | $138,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 11,100 | $138,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 17,593 | $137,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 16,145 | $136,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 16,031 | $134,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 10,078 | $133,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 23,431 | $131,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 21,758 | $129,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 13,259 | $126,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,315 | $125,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 10,804 | $124,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 18,395 | $123,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 11,287 | $123,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 13,940 | $120,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,618 | $113,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 39,096 | $109,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 12,325 | $107,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 10,628 | $105,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 16,906 | $101,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 20,395 | $100,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 10,062 | $95,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,000 | $89,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 13,488 | $88,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 10,168 | $88,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 36,024 | $87,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 10,796 | $84,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 11,250 | $82,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 33,800 | $81,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 14,500 | $81,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 14,217 | $80,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 13,514 | $74,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 14,255 | $72,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 20,000 | $72,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,000 | $71,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 11,550 | $71,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 13,500 | $71,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,114 | $70,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 10,439 | $70,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512647-14-000008 | this filing | 2014-11-12 | acceptance time not in the bulk data set |