13F-HR filed by Orinda Asset Management LLC
Orinda Asset Management LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-12, with 128 holding rows worth $93,528,000 by the sum of the rows.
- Accession
- 0001502631-15-000007
- Filer
- CIK 1502631
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A combination report, 109 entries on the cover page, a total value of $88,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $93,528,000 with VALUE read as thousands by filing date, 13F file number 028-15243. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $88,569,000, 5% less than the sum of the rows, $93,528,000. This page uses the sum of the rows.
Other managers
- reports for this filerROTHSCHILD INVESTMENT CORP /IL028-05772
- reports for this filerWILLIAM HARRIS INVESTORS INC028-04436
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerKortright Capital Partners LP028-15850
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 524,233 | $9,006,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 327,843 | $7,967,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 139,055 | $3,636,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 200,000 | $3,624,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 300,000 | $3,120,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 326,124 | $3,095,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 388,126 | $2,663,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 101,515 | $2,646,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 165,464 | $2,628,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 120,700 | $2,575,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 21,839 | $2,290,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 398,911 | $2,222,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 54,268 | $1,844,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 110,000 | $1,659,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 150,000 | $1,593,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 106,650 | $1,578,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 62,938 | $1,573,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 90,247 | $1,473,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 116,945 | $1,265,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 4,500 | $1,152,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 43,000 | $1,102,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 81,112 | $1,081,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 7,551 | $1,044,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 18,650 | $1,022,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 67,500 | $1,015,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 5,784 | $1,000,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 36,141 | $961,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 15,700 | $925,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 90,125 | $859,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 35,100 | $855,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 58,000 | $851,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 37,000 | $836,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 40,000 | $830,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 8,000 | $802,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 57,020 | $798,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 61,607 | $765,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 36,222 | $755,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 83,000 | $752,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 32,571 | $726,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 9,000 | $713,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 31,000 | $665,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 29,411 | $652,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 105,000 | $647,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 26,200 | $642,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 24,436 | $603,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 21,400 | $547,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 20,191 | $528,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 42,000 | $522,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461507 | REDM PFD SER B | 20,000 | $514,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 46,000 | $504,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 42,300 | $498,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 19,136 | $496,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 6,572 | $435,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 23,872 | $423,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 12,538 | $420,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 15,000 | $341,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 4,000 | $340,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 7,000 | $321,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 3,500 | $308,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 14,587 | $305,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 28,500 | $299,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 22,012 | $291,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 12,100 | $289,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,900 | $288,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,517 | $254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 7,932 | $248,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,155 | $245,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 31,100 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 8,560 | $195,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,853 | $168,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,612 | $166,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 30,000 | $159,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 19,000 | $157,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 6,957 | $149,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 4,697 | $147,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 985 | $137,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 3,902 | $136,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 116 | $135,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 4,000 | $135,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 5,000 | $133,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,852 | $133,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,084 | $132,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 2,666 | $132,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 5,648 | $128,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 3,801 | $128,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 783 | $126,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 2,885 | $125,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 820 | $123,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,835 | $123,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 7,650 | $123,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,227 | $120,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,183 | $119,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,848 | $118,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,880 | $118,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,533 | $118,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 9,736 | $116,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,336 | $108,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 634 | $105,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,758 | $105,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 721 | $103,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,577 | $99,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 687 | $93,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,500 | $93,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,398 | $92,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,277 | $92,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 6,371 | $90,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,717 | $89,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 642 | $88,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1,537 | $86,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 5,936 | $86,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 4,816 | $86,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,223 | $85,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,252 | $85,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 673 | $84,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 730 | $84,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,015 | $83,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,995 | $82,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,315 | $82,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,992 | $81,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,295 | $74,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 1,264 | $69,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 5,000 | $65,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,048 | $64,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 892 | $63,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 10,500 | $63,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 18,537 | $55,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 23,693 | $23,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,762 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001502631-15-000007 | this filing | 2015-05-12 | acceptance time not in the bulk data set |