13F-HR filed by Asset Allocation & Management Company, LLC
Asset Allocation & Management Company, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-04-17, with 96 holding rows worth $249,449,000.
- Accession
- 0001498383-23-000002
- Filer
- CIK 1498383
- Filed
- 2023-04-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 96 entries on the cover page, a total value of $249,449,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $249,449,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-20383. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerZAZOVE ASSOCIATES LLC
- reports for this filerMuzinich & Co., Inc.
- reports for this filerMariner, LLC
- reports for this filerSECURIAN ASSET MANAGEMENT, INC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 353,003 | $72,048,000 | thousands, detected and multiplied | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 237,650 | $25,072,000 | thousands, detected and multiplied | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 21,510,000 | $20,811,000 | thousands, detected and multiplied | principal |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 310,000 | $15,667,000 | thousands, detected and multiplied | |
| Vanguard S&P 500 ETF | 922908363 | COM | 27,824 | $10,464,000 | thousands, detected and multiplied | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 20,026 | $8,232,000 | thousands, detected and multiplied | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 172,526 | $7,153,000 | thousands, detected and multiplied | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 135,538 | $6,122,000 | thousands, detected and multiplied | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 41,000 | $4,494,000 | thousands, detected and multiplied | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 79,600 | $3,941,000 | thousands, detected and multiplied | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 47,300 | $3,606,000 | thousands, detected and multiplied | |
| VWO | 922042858 | SHS | 87,795 | $3,547,000 | thousands, detected and multiplied | |
| ISHARES TR | 46435G425 | COM | 34,000 | $3,075,000 | thousands, detected and multiplied | |
| Vanguard Growth | 922908736 | COM | 12,189 | $3,040,000 | thousands, detected and multiplied | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 13,915 | $2,935,000 | thousands, detected and multiplied | |
| SCHD | 808524797 | COM | 36,806 | $2,693,000 | thousands, detected and multiplied | |
| SPY | 78462F103 | SHS | 5,594 | $2,290,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 27,845 | $2,104,000 | thousands, detected and multiplied | |
| Microsoft Corp | 594918104 | COM | 7,121 | $2,053,000 | thousands, detected and multiplied | |
| IJH | 464287507 | COM | 7,118 | $1,781,000 | thousands, detected and multiplied | |
| Apple Inc | 037833100 | COM | 10,012 | $1,651,000 | thousands, detected and multiplied | |
| INVESCO QQQ TR | 46090E103 | COM | 4,535 | $1,455,000 | thousands, detected and multiplied | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 7,329 | $1,428,000 | thousands, detected and multiplied | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $1,397,000 | thousands, detected and multiplied | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,100 | $1,268,000 | thousands, detected and multiplied | |
| McDonalds Corporation | 580135101 | COM | 4,452 | $1,245,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287168 | COM | 10,273 | $1,204,000 | thousands, detected and multiplied | |
| Broadcom Inc. | 11135F101 | COM | 1,847 | $1,185,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,839 | $1,023,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F437 | COM | 36,000 | $1,009,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 4,221 | $994,000 | thousands, detected and multiplied | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 13,850 | $993,000 | thousands, detected and multiplied | |
| Coca-Cola Company | 191216100 | COM | 14,635 | $908,000 | thousands, detected and multiplied | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,003 | $891,000 | thousands, detected and multiplied | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,701 | $891,000 | thousands, detected and multiplied | |
| CUMMINS INC COM | 231021106 | Stock | 3,695 | $883,000 | thousands, detected and multiplied | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,124 | $878,000 | thousands, detected and multiplied | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,342 | $842,000 | thousands, detected and multiplied | |
| PepsiCo,Inc. | 713448108 | COM | 4,424 | $806,000 | thousands, detected and multiplied | |
| Raytheon Technologies Corporation | 75513E101 | COM | 8,167 | $800,000 | thousands, detected and multiplied | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,921 | $795,000 | thousands, detected and multiplied | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,453 | $788,000 | thousands, detected and multiplied | |
| Mondelez International,Inc. Class A | 609207105 | COM | 11,152 | $778,000 | thousands, detected and multiplied | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,536 | $777,000 | thousands, detected and multiplied | |
| Johnson & Johnson | 478160104 | COM | 4,875 | $756,000 | thousands, detected and multiplied | |
| Amgen Inc. | 031162100 | COM | 3,068 | $742,000 | thousands, detected and multiplied | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,567 | $737,000 | thousands, detected and multiplied | |
| Cisco Systems,Inc. | 17275R102 | COM | 13,941 | $729,000 | thousands, detected and multiplied | |
| Pfizer Inc. | 717081103 | COM | 17,799 | $726,000 | thousands, detected and multiplied | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,971 | $723,000 | thousands, detected and multiplied | |
| Procter & Gamble Co | 742718109 | COM | 4,861 | $723,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,780 | $703,000 | thousands, detected and multiplied | |
| HP INC COM | 40434L105 | Stock | 23,278 | $683,000 | thousands, detected and multiplied | |
| Texas Instruments Incorporated | 882508104 | COM | 3,625 | $674,000 | thousands, detected and multiplied | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 8,881 | $667,000 | thousands, detected and multiplied | |
| Philip Morris International Inc. | 718172109 | COM | 6,719 | $653,000 | thousands, detected and multiplied | |
| Union Pacific Corporation | 907818108 | COM | 3,193 | $643,000 | thousands, detected and multiplied | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,641 | $642,000 | thousands, detected and multiplied | |
| FORD MTR CO COM | 345370860 | Stock | 50,000 | $630,000 | thousands, detected and multiplied | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 11,754 | $628,000 | thousands, detected and multiplied | |
| Home Depot, Inc | 437076102 | COM | 2,122 | $626,000 | thousands, detected and multiplied | |
| Qualcomm Incorporated | 747525103 | COM | 4,718 | $602,000 | thousands, detected and multiplied | |
| M & T BK CORP COM | 55261F104 | Stock | 4,943 | $591,000 | thousands, detected and multiplied | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 18,000 | $579,000 | thousands, detected and multiplied | |
| Amazon.com, Inc | 023135106 | COM | 5,493 | $567,000 | thousands, detected and multiplied | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,327 | $564,000 | thousands, detected and multiplied | |
| TYSON FOODS INC CL A | 902494103 | Stock | 8,816 | $523,000 | thousands, detected and multiplied | |
| Bank of America Corp | 060505104 | COM | 16,581 | $474,000 | thousands, detected and multiplied | |
| UnitedHealth Group Inc | 91324P102 | COM | 981 | $464,000 | thousands, detected and multiplied | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,621 | $460,000 | thousands, detected and multiplied | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,000 | $455,000 | thousands, detected and multiplied | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 8,971 | $443,000 | thousands, detected and multiplied | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,143 | $375,000 | thousands, detected and multiplied | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,502 | $337,000 | thousands, detected and multiplied | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,776 | $317,000 | thousands, detected and multiplied | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,803 | $316,000 | thousands, detected and multiplied | |
| Caterpillar Inc. | 149123101 | COM | 1,313 | $300,000 | thousands, detected and multiplied | |
| Tesla Motors, Inc | 88160R101 | COM | 1,420 | $295,000 | thousands, detected and multiplied | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,142 | $287,000 | thousands, detected and multiplied | |
| MasterCard, Inc | 57636Q104 | COM | 780 | $283,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,930 | $281,000 | thousands, detected and multiplied | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,000 | $280,000 | thousands, detected and multiplied | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 418 | $280,000 | thousands, detected and multiplied | |
| VALARIS LTD | G9460G101 | CL A | 3,793 | $247,000 | thousands, detected and multiplied | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,142 | $240,000 | thousands, detected and multiplied | |
| Danaher Corporation | 235851102 | COM | 940 | $237,000 | thousands, detected and multiplied | |
| TARGET CORP COM | 87612E106 | Stock | 1,430 | $237,000 | thousands, detected and multiplied | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,902 | $235,000 | thousands, detected and multiplied | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,634 | $228,000 | thousands, detected and multiplied | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,363 | $227,000 | thousands, detected and multiplied | |
| Abbott Laboratories | 002824100 | COM | 2,191 | $222,000 | thousands, detected and multiplied | |
| Costco Wholesale Corporation | 22160K105 | COM | 420 | $209,000 | thousands, detected and multiplied | |
| V F CORP COM | 918204108 | Stock | 9,052 | $207,000 | thousands, detected and multiplied | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 13,000 | $150,000 | thousands, detected and multiplied | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 17,500 | $125,000 | thousands, detected and multiplied | |
| INVESCO SR INCOME TR | 46131H107 | COM | 30,000 | $110,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001498383-23-000002 | this filing | 2023-04-17 | acceptance time not in the bulk data set |