13F-HR filed by Asset Allocation & Management Company, LLC
Asset Allocation & Management Company, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-20, with 117 holding rows worth $243,952,000.
- Accession
- 0001498383-22-000005
- Filer
- CIK 1498383
- Filed
- 2022-10-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 117 entries on the cover page, a total value of $243,952,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,952,000 with VALUE read as thousands by filing date, 13F file number 028-20383. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMariner, LLC
- reports for this filerZAZOVE ASSOCIATES LLC
- reports for this filerSECURIAN ASSET MANAGEMENT, INC
- reports for this filerMuzinich & Co., Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 169,503 | $30,421,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 69,649 | $22,866,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 237,650 | $22,548,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 22,080,000 | $21,044,000 | thousands by filing date | principal |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 310,000 | $15,277,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,396 | $13,712,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 289,551 | $11,834,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 19,898 | $7,136,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 137,700 | $6,761,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 63,000 | $6,454,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 124,175 | $4,515,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 47,423 | $3,523,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 53,250 | $3,350,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 39,975 | $2,854,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 75,295 | $2,748,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 12,189 | $2,608,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 36,806 | $2,445,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,594 | $1,998,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7,164 | $1,571,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 7,930 | $1,491,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,306 | $1,301,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,600 | $1,292,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,755 | $1,266,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 7,329 | $1,250,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $1,219,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 18,192 | $1,213,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,535 | $1,212,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 6,819 | $1,202,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,638 | $1,171,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 7,821 | $1,168,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,907 | $1,142,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,062 | $1,121,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 10,273 | $1,101,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 19,299 | $1,081,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,502 | $1,049,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 6,768 | $1,037,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,567 | $1,033,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 23,499 | $1,028,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,766 | $1,011,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,255 | $1,003,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,808 | $978,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,469 | $957,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,233 | $954,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 11,265 | $922,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,499 | $882,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 7,827 | $881,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 4,221 | $874,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,249 | $860,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,403 | $858,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 15,384 | $844,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,701 | $803,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 12,161 | $802,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 32,109 | $800,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,880 | $788,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,001 | $774,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,270 | $770,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,996 | $747,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,135 | $746,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,099 | $740,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,390 | $736,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 22,872 | $691,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,000 | $673,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,787 | $649,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,680 | $649,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 18,384 | $590,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,641 | $579,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 50,000 | $560,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 990 | $545,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 11,754 | $521,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,430 | $509,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 901 | $455,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,259 | $453,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,685 | $446,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,904 | $417,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,713 | $406,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 6,580 | $402,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,600 | $401,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 8,971 | $397,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,506 | $396,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,000 | $381,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 12,487 | $373,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,000 | $343,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,193 | $334,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,248 | $324,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,811 | $297,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,022 | $292,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,521 | $286,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,653 | $273,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,422 | $273,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,250 | $260,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 966 | $256,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,700 | $254,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,000 | $253,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,915 | $253,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 12,000 | $252,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,679 | $249,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,502 | $249,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,000 | $248,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 520 | $246,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,200 | $243,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 3,618 | $241,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 146 | $240,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 468 | $237,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 874 | $236,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,142 | $235,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 736 | $223,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,494 | $222,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,031 | $221,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,930 | $220,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,902 | $212,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,702 | $211,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,660 | $210,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,278 | $208,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,154 | $205,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 13,000 | $148,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 17,500 | $121,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 30,000 | $112,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001498383-22-000005 | this filing | 2022-10-20 | acceptance time not in the bulk data set |