13F-HR filed by Asset Allocation & Management Company, LLC
Asset Allocation & Management Company, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-11, with 116 holding rows worth $295,312,000.
- Accession
- 0001498383-22-000001
- Filer
- CIK 1498383
- Filed
- 2022-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 116 entries on the cover page, a total value of $295,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $295,312,000 with VALUE read as thousands by filing date, 13F file number 028-20383. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMariner, LLC
- reports for this filerZAZOVE ASSOCIATES LLC
- reports for this filerSECURIAN ASSET MANAGEMENT, INC
- reports for this filerMuzinich & Co., Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 910,000 | $49,031,000 | thousands by filing date | |
| VTI | 922908769 | COM | 169,902 | $41,021,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 240,813 | $26,998,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 21,950,000 | $21,405,000 | thousands by filing date | principal |
| TORONTO DOMINION BK ONT | 891160MJ9 | NOTE 3.625% 9/1 | 13,770,000 | $14,786,000 | thousands by filing date | principal |
| Vanguard S&P 500 ETF | 922908363 | COM | 22,675 | $9,899,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 18,132 | $8,649,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 77,945 | $6,851,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 118,430 | $6,047,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 99,356 | $4,534,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 89,630 | $4,433,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 12,189 | $3,911,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 47,300 | $3,844,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,700 | $3,657,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 33,575 | $2,921,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 28,430 | $2,237,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 7,915 | $2,017,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 31,059 | $1,903,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,649 | $1,882,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,527 | $1,879,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 7,329 | $1,866,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 1,665,000 | $1,828,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 4,535 | $1,804,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,309 | $1,702,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,306 | $1,686,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,140 | $1,646,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,376 | $1,581,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,907 | $1,493,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,392 | $1,436,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 23,499 | $1,388,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $1,352,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,755 | $1,347,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 20,885 | $1,323,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 26,000 | $1,310,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 10,273 | $1,259,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 17,196 | $1,241,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 32,109 | $1,210,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,603 | $1,173,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,272 | $1,163,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 19,299 | $1,143,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,129 | $1,129,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,567 | $1,126,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 7,827 | $1,119,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,911 | $1,114,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,403 | $1,109,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 7,821 | $1,097,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,555 | $1,063,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,701 | $1,062,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 12,161 | $1,060,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 6,768 | $1,059,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,499 | $1,056,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,808 | $1,049,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 6,819 | $1,047,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,880 | $1,046,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,249 | $1,045,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,276 | $1,044,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,696 | $1,021,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 15,384 | $1,020,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 22,872 | $1,018,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,099 | $1,012,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,996 | $1,002,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,766 | $994,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 339 | $982,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 11,265 | $969,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 13,120 | $953,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,233 | $952,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 18,192 | $937,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,527 | $936,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,012 | $927,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 12,487 | $914,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,282 | $890,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,270 | $881,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,430 | $794,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,000 | $710,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 8,075 | $581,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 4,000 | $575,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 6,580 | $573,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 8,971 | $544,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,500 | $504,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,150 | $495,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 7,100 | $485,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,800 | $466,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,900 | $465,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 900 | $452,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,143 | $443,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,000 | $413,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,600 | $412,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,253 | $403,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,685 | $394,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,125 | $363,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,000 | $351,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,915 | $345,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,900 | $340,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 850 | $333,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,200 | $321,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,000 | $320,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,000 | $304,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,700 | $295,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 12,000 | $289,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 8,198 | $283,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,417 | $281,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 4,545 | $277,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 7,205 | $270,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,250 | $267,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,660 | $261,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,142 | $254,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,150 | $249,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 975 | $248,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,902 | $246,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,038 | $231,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,565 | $213,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 800 | $204,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 13,000 | $188,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 17,500 | $160,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 30,000 | $139,000 | thousands by filing date | |
| PORTMARNOCK LEASING LLC | 736879AA5 | NOTE 1.741%10/2 | 80,815 | $82,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001498383-22-000001 | this filing | 2022-02-11 | acceptance time not in the bulk data set |