13F-HR filed by Asset Allocation & Management Company, LLC
Asset Allocation & Management Company, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-15, with 34 holding rows worth $184,609,000.
- Accession
- 0001498383-21-000005
- Filer
- CIK 1498383
- Filed
- 2021-10-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 35 entries on the cover page, a total value of $184,609,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $184,609,000 with VALUE read as thousands by filing date, 13F file number 028-20383. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMariner, LLC
- reports for this filerSECURIAN ASSET MANAGEMENT, INC
- reports for this filerMuzinich & Co., Inc.
- reports for this filerZAZOVE ASSOCIATES LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 910,000 | $49,722,000 | thousands by filing date | |
| VTI | 922908769 | COM | 161,586 | $35,882,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 209,548 | $21,657,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 21,090,000 | $20,879,000 | thousands by filing date | principal |
| Vanguard S&P 500 ETF | 922908363 | COM | 20,826 | $8,214,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 14,967 | $6,448,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 109,176 | $5,512,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 78,403 | $3,921,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 47,300 | $3,898,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 12,189 | $3,537,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 38,545 | $3,086,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 27,845 | $2,436,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,611 | $2,408,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 28,430 | $2,218,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 30,678 | $1,870,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 7,329 | $1,732,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 7,291 | $1,726,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,535 | $1,623,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $1,234,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 10,273 | $1,179,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,134 | $1,088,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 339 | $906,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,128 | $684,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,143 | $408,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,000 | $328,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,430 | $327,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 4,634 | $281,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,142 | $257,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,902 | $224,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 457 | $222,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,747 | $208,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 13,000 | $190,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 17,500 | $163,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 30,000 | $141,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001498383-21-000005 | this filing | 2021-10-15 | acceptance time not in the bulk data set |