13F-HR filed by Asset Allocation & Management Company, LLC
Asset Allocation & Management Company, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 61 holding rows worth $202,495,000.
- Accession
- 0001498383-21-000002
- Filer
- CIK 1498383
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 61 entries on the cover page, a total value of $202,495,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $202,495,000 with VALUE read as thousands by filing date, 13F file number 028-20383. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMariner, LLC
- reports for this filerZAZOVE ASSOCIATES LLC
- reports for this filerMuzinich & Co., Inc.
- reports for this filerSECURIAN ASSET MANAGEMENT, INC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 910,000 | $49,759,000 | thousands by filing date | |
| VTI | 922908769 | COM | 161,504 | $33,381,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 22,090,000 | $21,814,000 | thousands by filing date | principal |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 193,491 | $19,560,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 40,824 | $14,872,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 20,865 | $8,301,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 91,340 | $4,754,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 91,493 | $4,493,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 54,862 | $3,531,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 11,963 | $3,075,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 13,529 | $2,995,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 38,545 | $2,843,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 27,845 | $2,428,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,611 | $2,224,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 28,430 | $2,157,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 9,545 | $2,043,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,747 | $2,023,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 30,678 | $1,862,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 23,723 | $1,709,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 7,191 | $1,543,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,535 | $1,447,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 10,273 | $1,172,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $1,157,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,134 | $1,076,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 13,072 | $1,074,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 9,160 | $813,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 735,000 | $800,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 660,000 | $779,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 339 | $699,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,348 | $631,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 520,000 | $564,000 | thousands by filing date | principal |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 500,000 | $563,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 380,000 | $441,000 | thousands by filing date | principal |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,960 | $389,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,143 | $379,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 320,000 | $373,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 330,000 | $359,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 300,000 | $354,000 | thousands by filing date | principal |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 305,000 | $338,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 275,000 | $331,000 | thousands by filing date | principal |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,000 | $292,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 220,000 | $290,000 | thousands by filing date | principal |
| TARGET CORP COM | 87612E106 | Stock | 1,430 | $283,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 240,000 | $269,000 | thousands by filing date | principal |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 230,000 | $252,000 | thousands by filing date | principal |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 200,000 | $247,000 | thousands by filing date | principal |
| FBL FINL GROUP INC | 30239F106 | CL A | 4,000 | $224,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 457 | $212,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 13,000 | $183,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 160,000 | $183,000 | thousands by filing date | principal |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 17,500 | $180,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 30,000 | $126,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 115,000 | $105,000 | thousands by filing date | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 90,000 | $97,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 80,000 | $97,000 | thousands by filing date | principal |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 90,000 | $95,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 75,000 | $76,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 62,000 | $68,000 | thousands by filing date | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 45,000 | $53,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 40,000 | $36,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 45867GAB7 | BOND | 20,000 | $21,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001498383-21-000002 | this filing | 2021-05-14 | acceptance time not in the bulk data set |